NY Community Bancorp Files S-1/A Amendment

TL;DR

NYCB filed an S-1/A amendment, updating its registration. Watch for further details.

AI Summary

New York Community Bancorp, Inc. filed an S-1/A amendment on August 23, 2024, related to its registration statement under the Securities Act of 1933. The filing, with registration number 333-280398, provides updated information for the company, which is incorporated in Delaware and headquartered at 102 Duffy Avenue, Hicksville, NY. Joseph M. Otting is listed as President and Chief Executive Officer.

Why It Matters

This S-1/A filing indicates ongoing regulatory processes for New York Community Bancorp, Inc., which could impact its future capital raising or corporate actions.

Risk Assessment

Risk Level: medium — S-1/A filings are typically part of a company's capital raising or significant corporate event process, which inherently carries risks.

Key Numbers

• 333-280398 — SEC Registration Number (Identifies this specific registration filing)

Key Players & Entities

• NEW YORK COMMUNITY BANCORP, INC. (company) — Registrant
• August 23, 2024 (date) — Filing Date
• 333-280398 (registration_number) — SEC Registration Number
• Delaware (jurisdiction) — State of Incorporation
• 102 Duffy Avenue Hicksville, New York 11801 (address) — Principal Executive Offices
• Joseph M. Otting (person) — President and Chief Executive Officer

FAQ

Key Financial Figures

• $0.01 — 0 shares of our common stock, par value $0.01 per share (Common Stock), by the sellin
• $10 — ice of our Common Stock on the NYSE was $10.41, per share. The Warrants are not lis
• $1.05 billion — ant exercises related to our March 2024 $1.05 billion capital raise, the Flagstar acquisition
• $119.1 billion — 30, 2024, the Company had approximately $119.1 billion of assets, $82.4 billion of loans and l
• $82.4 billion — approximately $119.1 billion of assets, $82.4 billion of loans and leases, deposits of $79.0
• $79.0 b — illion of loans and leases, deposits of $79.0 billion, and total stockholders equity of
• $8.4 billion — llion, and total stockholders equity of $8.4 billion. Private Placements On March 7, 202

Filing Documents

• d723949ds1a.htm (S-1/A) — 358KB
• d723949dex231.htm (EX-23.1) — 2KB
• d723949dex232.htm (EX-23.2) — 2KB
• g723949g03g03.jpg (GRAPHIC) — 44KB
• 0001193125-24-206215.txt ( ) — 419KB

USE OF PROCEEDS

USE OF PROCEEDS 17

DESCRIPTION OF COMMON STOCK

DESCRIPTION OF COMMON STOCK 18 DESCRIPTION OF WARRANTS 20 CERTAIN UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS TO NON-U.S. HOLDERS 22 CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS 26 SELLING SECURITYHOLDERS 27 PLAN OF DISTRIBUTION 32 LEGAL MATTERS 35 EXPERTS 35 i Table of Contents ABOUT THIS PROSPECTUS Unless the context otherwise requires, all references in this prospectus to New York Community Bank, NYCB, the Company, we, us and our mean New York Community Bancorp, Inc. and its consolidated subsidiaries. You should carefully read this prospectus and any prospectus supplement or free writing prospectus that we may authorize for use, together with the additional information described under the heading Where You Can Find More Information. This prospectus does not contain all of the information set forth in the registration statement we have filed with the SEC of which this prospectus forms a part, certain parts of which are omitted in accordance with the rules and regulations of the SEC. You may refer to the registration statement of which this prospectus forms a part and the exhibits to the registration statement for further information with respect to us, the Common Stock and the Warrants. Neither we nor the Selling Securityholders (i) have authorized anyone to provide you with any information other than that contained in or incorporated by reference into this prospectus, (ii) take responsibility for, or can provide any assurance as to the reliability of, any other information that others may give you or (iii) are making offers to sell the Common Stock in any jurisdiction in which an offer or solicitation is not authorized or in which the person making such offer or solicitation is not qualified to do so or to anyone to whom it is unlawful to make an offer or solicitation. You should assume that the information appearing in this prospectus and any prospectus supplement or free writing prospectus that we may auth

View Full Filing

View this S-1/A filing on SEC EDGAR