Fluent, Inc. Reports on Shareholder Vote Matters

TL;DR

Fluent held a shareholder vote on July 2nd, details filed today.

AI Summary

Fluent, Inc. filed an 8-K on July 8, 2024, reporting on matters submitted to a vote of security holders on July 2, 2024. The filing details the company's corporate structure and its principal executive offices located at 300 Vesey Street, 9th Floor, New York, NY 10282.

Why It Matters

This filing indicates that Fluent, Inc. held a shareholder vote, which is a key governance event that can impact the company's direction and shareholder rights.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting a shareholder vote, with no immediate financial or operational risks disclosed.

Key Players & Entities

• Fluent, Inc. (company) — Registrant
• July 2, 2024 (date) — Date of earliest event reported
• July 8, 2024 (date) — Date of report
• 300 Vesey Street, 9th Floor New York, New York 10282 (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.0005 — ge on which registered Common Stock , $0.0005 par value per share FLNT The Nasdaq

Filing Documents

• flnt20240708_8k.htm (8-K) — 33KB
• 0001437749-24-022292.txt ( ) — 162KB
• flnt-20240702.xsd (EX-101.SCH) — 3KB
• flnt-20240702_def.xml (EX-101.DEF) — 11KB
• flnt-20240702_lab.xml (EX-101.LAB) — 15KB
• flnt-20240702_pre.xml (EX-101.PRE) — 11KB
• flnt20240708_8k_htm.xml (XML) — 3KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On July 2, 2024, Fluent, Inc. (the " Company ") held a special meeting of stockholders (the " Meeting "), and the Company's stockholders voted on three proposals. The proposals are described in the Company's definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on June 4, 2024. There were 13,660,598 shares of the Company's common stock outstanding on the May 14, 2024 record date for the Meeting and entitled to vote. A total of 8,815,360 shares were present or represented by proxy at the Meeting. Below is a brief description of, and the final voting results for, each proposal. (1) The Company's stockholders approved the proposal to exercise the Company's pre-funded warrants issued pursuant to those certain securities purchase agreements dated as of May 13, 2024 and entered into by the Company and certain accredited investors named therein into shares of the Company's common stock. The voting results were as follows: For Against Abstain Broker Non-Vote 8,660,908 149,306 5,146 0 (2) The Company's stockholders approved the proposal to issue pre-funded warrants pursuant to those certain securities purchase agreements dated as of May 13, 2024 to certain of the Company's directors and/or officers and employees and to a consultant of the Company, and any shares of the Company's common stock issuable upon exercise thereof. The voting results were as follows: For Against Abstain Broker Non-Vote 8,659,513 150,456 5,391 0 (3) The Company's stockholders approved the adjournment of the Meeting, if necessary or advisable, to solicit additional proxies in favor of proposals 1 and 2 if there were not sufficient votes to approve such proposal. The voting results were as follows: For Against Abstain Broker Non-Vote 8,543,399 264,890 7,071 0 -2-

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Fluent, Inc. July 8, 2024 By: /s/ Don Patrick Name: Don Patrick Title: Chief Executive Officer -3-

View Full Filing

View this 8-K filing on SEC EDGAR