Finward Bancorp Files 8-K on Shareholder Vote Matters

TL;DR

Finward Bancorp filed an 8-K for shareholder vote matters. All good.

AI Summary

Finward Bancorp filed an 8-K on May 29, 2024, reporting on matters submitted to a vote of security holders as of May 24, 2024. The filing details the company's corporate structure, including its state of incorporation (Indiana) and its IRS number. It also provides contact information for its principal executive offices in Munster, Indiana.

Why It Matters

This filing provides official notification to investors and the SEC regarding important corporate actions that require shareholder approval, ensuring transparency in governance.

Risk Assessment

Risk Level: low — This is a routine regulatory filing detailing corporate governance matters and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

• 001-40999 — Commission File Number (Identifies the company's SEC filing history)
• 35-1927981 — IRS Employer Identification No. (Company's tax identification number)

Key Players & Entities

• Finward Bancorp (company) — Registrant
• Indiana (location) — State of incorporation
• Munster, Indiana (location) — Principal executive offices
• May 24, 2024 (date) — Date of earliest event reported
• May 29, 2024 (date) — Date of report

FAQ

Filing Documents

• fnwd20240528_8k.htm (8-K) — 53KB
• 0001437749-24-018592.txt ( ) — 183KB
• fnwd-20240524.xsd (EX-101.SCH) — 3KB
• fnwd-20240524_def.xml (EX-101.DEF) — 11KB
• fnwd-20240524_lab.xml (EX-101.LAB) — 15KB
• fnwd-20240524_pre.xml (EX-101.PRE) — 11KB
• fnwd20240528_8k_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 24, 2024, Finward Bancorp (the " Bancorp ") held its Annual Meeting of Shareholders (the " Annual Meeting "), as a virtual-only meeting, pursuant to due notice. Only holders of record of the Bancorp's common stock at the close of business on March 22, 2024 (the " Record Date ") were entitled to vote at the Annual Meeting. On the Record Date, there were 4,301,819 shares of the Bancorp's common stock issued and outstanding. Holders of a total of 3,206,697 shares of common stock were present virtually or by proxy at the Annual Meeting, constituting a quorum. The Bancorp's shareholders voted on four proposals at the Annual Meeting. The proposals are described in detail in the Bancorp's definitive proxy statement filed with the Securities and Exchange Commission on March 29, 2024. The final results of the vote regarding the proposals are set forth below. Proposal 1: Election of Directors. The Bancorp's shareholders elected two directors to serve three-year terms expiring in 2027. The votes regarding this proposal were as follows: Director Expiration of Term Votes For Votes Withheld Broker Non- Votes Anthony M. Puntillo 2027 2,641,824 165,998 398,875 James L. Wieser 2027 2,453,380 354,442 398,875 Proposal 2: Ratification of Auditors. The proposal described below, having received a vote virtually or by proxy of more favorable votes than votes cast against the proposal, was declared to be duly adopted by the shareholders of the Bancorp. The votes regarding this proposal were as follows: For Against Abstain Broker Non- Votes Ratification of the appointment of FORVIS, LLP as independent registered public accounting firm for the fiscal year ending December 31, 2024. 3,130,854 26,533 49,310 -0- Proposal 3: Advisory Vote on Compensation. The proposal described below, having received an advisory vote virtually or by proxy of more favorable votes than vo

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Finward Bancorp Date: May 29, 2024 By: /s/ Benjamin L. Schmitt Printed Name: Benjamin L. Schmitt Title: Senior Vice President, Chief Financial Officer and Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR