Finance of America Companies Inc. Files 8-K on Shareholder Matters

TL;DR

FOA filed an 8-K on shareholder votes, check it for corporate action.

AI Summary

Finance of America Companies Inc. filed an 8-K on May 16, 2024, reporting on matters submitted to a vote of security holders on May 13, 2024. The filing details the company's principal executive offices located at 5830 Granite Parkway, Suite 400, Plano, Texas, 75024, and its primary business as mortgage bankers and loan correspondents.

Why It Matters

This filing indicates that Finance of America Companies Inc. held a vote of its security holders, which could pertain to significant corporate decisions or governance changes.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not appear to contain immediate negative financial news.

Key Numbers

• 001-40308 — SEC File Number (Identifies the company's filing history with the SEC.)
• 85-3474065 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• Finance of America Companies Inc. (company) — Registrant
• May 13, 2024 (date) — Date of Earliest Event Reported
• May 16, 2024 (date) — Date of Report
• 5830 Granite Parkway, Suite 400, Plano, Texas, 75024 (location) — Principal Executive Offices
• MORTGAGE BANKERS & LOAN CORRESPONDENTS (industry) — Standard Industrial Classification

FAQ

Key Financial Figures

• $0.0001 — stered Class A Common Stock, par value $0.0001 per share FOA New York Stock Exchange

Filing Documents

• foa-20240513.htm (8-K) — 41KB
• 0001828937-24-000045.txt ( ) — 222KB
• foa-20240513.xsd (EX-101.SCH) — 2KB
• foa-20240513_def.xml (EX-101.DEF) — 19KB
• foa-20240513_lab.xml (EX-101.LAB) — 32KB
• foa-20240513_pre.xml (EX-101.PRE) — 19KB
• foa-20240513_htm.xml (XML) — 4KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 13, 2024, Finance of America Companies Inc. (the "Company") held its Annual Meeting of Stockholders (the "Meeting") for the purpose of voting on the below three proposals, each of which is described in more detail in the Company's definitive proxy statement, dated March 28, 2024. As of the close of business on March 18, 2024, the record date for the Meeting, there was a total voting power of 233,702,168 votes, consisting of the following shares entitled to vote at the Meeting: (i) 96,561,759 vested shares of Class A Common Stock, (ii) 4,258,500 unvested shares of Class A Common Stock, and (iii) 15 shares of Class B Common Stock, representing the voting power of 132,881,909 Class A LLC Units of Finance of America Equity Capital LLC ("FOAEC"). The holders of 204,658,809 votes, or 87.57% of the voting power, consisting of vested Class A Common Stock, unvested Class A Common Stock and Class B Common Stock were present in person or were represented by valid proxies at the Meeting. The shares of Class B Common Stock have no economic rights, but entitle each holder, without regard to the number of shares of Class B Common Stock held by such holder, to a number of votes that is equal to the aggregate number of Class A LLC Units of FOAEC held by such holder on all matters on which shareholders of the Company are entitled to vote generally. Proposal 1: Election of Directors The stockholders elected the individuals listed below as directors to serve on the Company's Board for a term expiring at the Company's 2025 annual meeting of stockholders. The voting results were as follows: Director Nominee Votes For Votes Withheld Broker Non-Votes Brian L. Libman 183,824,659 10,457,464 10,376,686 Norma C. Corio 193,969,338 312,785 10,376,686 Robert W. Lord 191,651,832 2,630,291 10,376,686 Tyson A. Pratcher 193,963,350 318,773 10,376,686 Lance N. West 193,882,812 399,311 10,376,686 Proposal 2: Advisory

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Finance of America Companies Inc. Date: May 16, 2024 By: /s/ Matthew A. Engel Name: Matthew A. Engel Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR