180 Life Sciences Corp. Files 8-K on Director/Officer Changes

Ticker: FRMM · Form: 8-K · Filed: Mar 11, 2024 · CIK: 1690080

Sentiment: neutral

Topics: management-change, corporate-governance, filing

TL;DR

180 Life Sciences is changing its board and exec team, filing an 8-K.

AI Summary

180 Life Sciences Corp. filed an 8-K on March 7, 2024, reporting on the departure of directors, election of new directors, appointment of officers, and compensatory arrangements. The filing also includes financial statements and exhibits, with the company incorporated in Delaware and headquartered in Palo Alto, CA.

Why It Matters

This filing indicates significant changes in the company's leadership and governance structure, which could impact its strategic direction and operational execution.

Risk Assessment

Risk Level: medium — Changes in directors and officers can signal shifts in strategy or internal challenges, requiring closer monitoring.

Key Players & Entities

FAQ

What specific changes were made regarding directors and officers?

The filing reports on the departure of directors, election of directors, and appointment of certain officers, as well as compensatory arrangements for certain officers.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on March 7, 2024.

What is the state of incorporation for 180 Life Sciences Corp.?

The company is incorporated in Delaware.

What is the business address of 180 Life Sciences Corp.?

The business address is 3000 El Camino Real, Bldg 4, Ste 200, Palo Alto, CA 94306.

What other items are included in this 8-K filing besides director and officer changes?

The filing also includes Financial Statements and Exhibits.

Filing Stats: 2,265 words · 9 min read · ~8 pages · Grade level 9.7 · Accepted 2024-03-11 07:03:16

Key Financial Figures

Filing Documents

02 Departure of Directors or Certain Officers; Election of

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) Resignation of Director On March 7, 2023, Sir Marc Feldmann, Ph.D. provided notice to the Board of Directors of 180 Life Sciences Corp. (the " Company ", " we " and " us ") of his resignation as a member of the Board of Directors, effective on the same date (March 7, 2024). Sir Feldmann's resignation was not the result of any disagreement with the Company relating to the Company's operations, policies or practices, or otherwise. Prior to his resignation, Sir Feldmann served as Co-Executive Chairman of the Company, but did not serve on any committees of the Board of Directors. Sir Feldmann will continue to serve as an employee of one of the Company's subsidiaries. (d) Appointment of New Directors Effective March 7, 2024, the Board of Directors of the Company appointed Omar Jimenez and Ryan L. Smith (collectively, the " Appointees " and the " Appointments ") as members of the Board of Directors (" Board "), which Appointments were effective as of the same date. Mr. Jimenez and Mr. Smith were each appointed as a Class II director, and will serve until the Company's 2024 Annual Meeting of Stockholders, until their successors have been duly elected and qualified, or until their earlier death, resignation or removal. At the same time, the Board, pursuant to the power provided to the Board by the Company's Second Amended and Restated Certificate of Incorporation, as amended, set the number of members of the Board at five (5) members. The Board of Directors determined that each of Messrs. Jimenez and Smith were " independent " pursuant to the rules of the Nasdaq Capital Market and pursuant to Rule 10A-3(b)(1) under the Securities Exchange Act of 1934, as amended, and that Mr. Jimenez will be considered the Company's "audit committee financial expert" pursuant to Section (a)(5) of Item 407 of Regulation S-K

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 180 LIFE SCIENCES CORP. Date: March 11, 2024 By: /s/ James N. Woody, M.D., Ph.D. James N. Woody, M.D., Ph.D. Chief Executive Officer 4

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