Franklin Ltd Duration Income Trust (FTF) — SEC Filings
Franklin Ltd Duration Income Trust (FTF) — 6 SEC filings. Latest: 40-17F2 (Mar 23, 2026). Includes 3 SC 13G/A, 2 DEF 14A, 1 40-17F2.
View Franklin Ltd Duration Income Trust on SEC EDGAR
Overview
Franklin Ltd Duration Income Trust (FTF) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 40-17F2 filed on Mar 23, 2026: FRANKLIN LTD DURATION INCOME TRUST (CIK: 0001233087) filed a 40-17F2 form on March 23, 2026, which is a Certificate of Accounting of Securities in Custody. This filing confirms that the trust's securities held in custody have been properly accounted for, as required by Rule 17f-2. This matters to in
Sentiment Summary
Across 6 filings, the sentiment breakdown is: 6 neutral. The dominant filing sentiment for Franklin Ltd Duration Income Trust is neutral.
Filing Type Overview
Franklin Ltd Duration Income Trust (FTF) has filed 1 40-17F2, 2 DEF 14A, 3 SC 13G/A with the SEC between Jan 2024 to Mar 2026.
Filings by Year
Recent SEC Filings (6)
| Date | Form | Description | Risk |
|---|---|---|---|
| Mar 23, 2026 | 40-17F2 | FRANKLIN LTD DURATION INCOME TRUST Files Custody Certificate | |
| Aug 25, 2025 | DEF 14A | FTF Seeks Shareholder Approval for Trustee Re-election | low |
| Aug 26, 2024 | DEF 14A | Franklin Ltd Duration Income Trust Files DEF 14A | low |
| Apr 4, 2024 | SC 13G/A | SC 13G/A Filing | |
| Feb 6, 2024 | SC 13G/A | SIT Investment Associates Amends FTF Stake, Remains Passive Investor | |
| Jan 17, 2024 | SC 13G/A | First Trust Portfolios LP Amends FLT Stake, Files SC 13G/A |
Risk Profile
Risk Assessment: Of FTF's 2 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 2 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Harris J. Ashton
- Edith E. Holiday
- Marc De Oliveira
- Rupert H. Johnson, Jr.
- Gregory E. Johnson
Industry Context
The Franklin Limited Duration Income Trust operates within the regulated investment company sector, specifically focusing on income-generating strategies. This sector is characterized by a strong emphasis on regulatory compliance and trustee oversight to ensure shareholder protection. The industry is competitive, with many funds vying for investor capital by offering various income and yield profiles.
Top Tags
institutional-ownership (2) · amendment (2) · regulatory-compliance (1) · custody-certificate (1) · investment-fund (1) · Proxy Statement (1) · Trustee Election (1) · Corporate Governance (1) · Shareholder Meeting (1) · Closed-End Fund (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Shareholders' Meeting Date | October 2, 2025 | Date when shareholders will vote on Trustee elections |
| Meeting Time | 12:00 p.m., Eastern time | Specific time for the Annual Shareholders' Meeting |
| Record Date | August 4, 2025 | Date for determining shareholders eligible to vote |
| Expiration Year for Trustee Terms | 2028 | Year when the terms for Harris J. Ashton and Edith E. Holiday will expire if re-elected |
| Number of Portfolios Overseen | 115 | Number of portfolios in the Franklin Templeton fund complex overseen by Harris J. Ashton and Edith E. Holiday |
| Beneficial Ownership of Franklin Resources, Inc. | 20% | Percentage of common shares of Franklin Resources, Inc. beneficially owned by Rupert H. Johnson, Jr. as of June 30, 2025 |
| Minimum Net Asset Value for Qualifying Fund Shareholder | $250,000 | Required net asset value of shares for a shareholder to recommend a Trustee candidate |
| Minimum Ownership Period for Qualifying Fund Shareholder | 24 months | Required continuous ownership period for a shareholder to recommend a Trustee candidate |
| Meeting Location | 300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923 | Physical address of the Fund's offices where the Annual Shareholders' Meeting will be held |
| Fund Information Phone Number | (800) DIAL BEN/342-5236 | Contact number for shareholder inquiries |
| Period of Report | 20241003 | The filing pertains to the company's reporting period ending October 3, 2024. |
| Filing Date | 20240826 | The definitive proxy statement was filed on August 26, 2024. |
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Frequently Asked Questions
What are the latest SEC filings for Franklin Ltd Duration Income Trust (FTF)?
Franklin Ltd Duration Income Trust has 6 recent SEC filings from Jan 2024 to Mar 2026, including 3 SC 13G/A, 2 DEF 14A, 1 40-17F2. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of FTF filings?
Across 6 filings, the sentiment breakdown is: 6 neutral. The dominant sentiment is neutral.
Where can I find Franklin Ltd Duration Income Trust SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Franklin Ltd Duration Income Trust (FTF) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Franklin Ltd Duration Income Trust?
Financial highlights for Franklin Ltd Duration Income Trust are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for FTF?
The investment thesis for FTF includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Franklin Ltd Duration Income Trust?
Key executives identified across Franklin Ltd Duration Income Trust's filings include Harris J. Ashton, Edith E. Holiday, Marc De Oliveira, Rupert H. Johnson, Jr., Gregory E. Johnson.
What are the main risk factors for Franklin Ltd Duration Income Trust stock?
Of FTF's 2 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 2 low-risk.
What are recent predictions and forward guidance from Franklin Ltd Duration Income Trust?
Forward guidance and predictions for Franklin Ltd Duration Income Trust are extracted from SEC filings as they are enriched.