SC 13G: Fathom Holdings Inc.

AI Summary

SC 13G filing by Fathom Holdings Inc..

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• formsc13g.htm (SC 13G) — 40KB
• 0001062993-24-013170.txt ( ) — 42KB

(a). Name of Issuer

Item 1(a). Name of Issuer: Fathom Holdings, Inc. (the "Issuer")

(b). Address of Issuer's Principal Executive Offices

Item 1(b). Address of Issuer's Principal Executive Offices: 2000 Regency Parkway Drive, Suite 300 Cary, North Carolina 27518 Items 2(a), (b) and (c). Name of Persons Filing , Address of Principal Business Office and Citizenship: This Schedule 13G is being filed on behalf of Pinnacle Family Office Investments, L.P. and Barry M. Kitt, as joint filers (collectively, the "Reporting Persons"). The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended. The principal business office of the Reporting Persons is 5910 North Central Expressway, Suite 1475, Dallas, TX 75206. For citizenship, see Item 4 of each cover page.

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities: Common Stock, no par value (the "Common Stock")

(e). CUSIP Number

Item 2(e). CUSIP Number: 31189V109

Not applicable

Item 3. Not applicable

Ownership

Item 4. Ownership. (a) Amount beneficially owned : 1,128,447 shares of Common Stock* (b) Percent of class : Based on 20,850,770 shares of Common Stock of the Issuer outstanding as of May 13, 2024, the Reporting Persons hold approximately 5.41%* of the issued and outstanding Common Stock of the Issuer. SCHEDULE 13G CUSIP NO. 31198V109 Page 5 of 6 (c) Number of shares to which such person has : (i) Sole power to vote or direct the vote: 1,128,447 shares of Common Stock* (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,128,447 shares of Common Stock* (iv) Shared power to dispose of or direct the disposition of: 0 *This statement is filed on behalf of Pinnacle Family Office Investments, L.P. ("Pinnacle") and Barry M. Kitt. Pinnacle Family Office, LLC ("Pinnacle Family") is the general partner of Pinnacle. Mr. Kitt is the manager of Pinnacle Family. Mr. Kitt may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Pinnacle. Mr. Kitt expressly disclaims beneficial ownership of all shares of Common Stock beneficially owned by Pinnacle.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. Not applicable

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company. Not applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable

Notice of Dissolution of a Group

Item 9. Notice of Dissolution of a Group. Not applicable

Certification

Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SCHEDULE 13G CUSIP NO. 31198V109 Page 6 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 1, 2024 PINNACLE FAMILY OFFICE INVESTMENTS, L.P. By: Pinnacle Family Office, LLC, its general partner By: /s/ Barry M. Kitt Barry M. Kitt, its manager /s/ Barry M. Kitt Barry M. Kitt SCHEDULE 13G CUSIP NO. 31198V109 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to 1,128,447 shares of Common Stock of Fathom Holdings, Inc. and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings. The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on July 1, 2024. PINNACLE FAMILY OFFICE INVESTMENTS, L.P. By: Pinnacle Family Office, LLC, its general partner By: /s/ Barry M. Kitt Barry M.

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