Tencent Reaffirms Passive Stake in Futu Holdings (FUTU)

Ticker: FUTU · Form: SC 13G/A · Filed: Feb 2, 2024 · CIK: 1754581

Complexity: simple

Sentiment: neutral

Topics: institutional-ownership, amendment, passive-investment

TL;DR

**Tencent still owns a big chunk of Futu, but it's a passive stake.**

AI Summary

Tencent Holdings Ltd. filed an amended Schedule 13G/A on February 2, 2024, confirming its passive ownership in Futu Holdings Ltd. as of December 31, 2023. This filing indicates that Tencent, through its investment entities like Huang River Investment Ltd., continues to hold a significant, but non-controlling, stake in Futu. This matters to investors because Tencent's continued, albeit passive, backing can be seen as a vote of confidence in Futu's long-term prospects, potentially influencing market sentiment and stability for FUTU stock.

Why It Matters

Tencent's continued ownership, even if passive, signals its belief in Futu's business, which could reassure investors and provide a floor for the stock price.

Risk Assessment

Risk Level: low — This filing is an update on a passive investment, indicating stability rather than a new, volatile event.

Analyst Insight

An investor should view this filing as confirmation of an existing, stable ownership structure rather than a new catalyst. It reinforces Tencent's long-term, passive interest in Futu, which could be a positive underlying factor for Futu's stock stability.

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Forward-Looking Statements

FAQ

What type of filing is this and who filed it?

This is an SC 13G/A filing, an amendment to a Schedule 13G, filed by Tencent Holdings Ltd. regarding its ownership in Futu Holdings Ltd.

What is the significance of the 'A' in SC 13G/A?

The 'A' indicates that this is an amendment to a previously filed Schedule 13G, meaning Tencent is updating its prior disclosure about its passive ownership in Futu Holdings Ltd.

What is the date of the event that triggered this filing?

The date of the event which required the filing of this statement was December 31, 2023.

What is the relationship between Futu's Class A Ordinary Shares and its ADSs?

Each American Depositary Share (ADS) of Futu Holdings Limited, which trades under the CUSIP number 36118L106, represents eight Class A Ordinary Shares, each with a par value of $0.00001 per share.

Under which rule was this Schedule 13G/A filed?

This Schedule 13G/A was filed under Rule 13d-1(d) of the Securities Exchange Act of 1934.

Filing Stats: 2,276 words · 9 min read · ~8 pages · Grade level 11.2 · Accepted 2024-02-02 16:01:13

Key Financial Figures

Filing Documents

Signatures

Signatures After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 2, 2024 HUANG RIVER INVESTMENT LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director QIANTANG RIVER INVESTMENT LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director IMAGE FRAME INVESTMENT (HK) LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director TENCENT HOLDINGS LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director Attention : Intentional misstatements or omissions of fact constitute federal criminal violations ( see 18 U.S.C. 1001). Page 9 of 10 Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. Date: February 2, 2024 HUANG RIVER INVESTMENT LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director QIANTANG RIVER INVESTMENT LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director IMAGE FRAME INVESTMENT (HK) LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director TENCENT HOLDINGS LIMITED By: /s/ Ma Huateng Name: Ma Huateng Title: Director Page 10 of 10

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