SC 13G/A: GAIA, INC

AI Summary

SC 13G/A filing by GAIA, INC.

Risk Assessment

Risk Level: low

Filing Documents

• gaia13gamend1.htm (SC 13G/A) — 52KB
• 0000935836-24-000188.txt ( ) — 54KB

Ownership

Item 4. Ownership. See Items 5-9 and 11 of the cover page for each Filer. The percentages reported in this Schedule 13G are based on 17,813,179 shares of the Class A Common Stock of the Issuer outstanding, consisting of (1) 17,609,425 shares of Class A Common Stock outstanding as of October 27, 2023, as reported in the Form 10-Q filed by the Issuer on October 30, 2023, and (2) 203,754 shares of Class A Common Stock issued to the underwriter pursuant to the exercise of the underwriter’s overallotment option on November 3, 2023, as reported in the Form 8-K filed by the Issuer on November 3, 2023.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. 6 CUSIP No. 36269P104

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Flint Ridge is an investment adviser whose clients, including the Fund, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not applicable.

Material to Be Filed as Exhibits

Item 10. Material to Be Filed as Exhibits Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G.

Certification

Item 11. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated:February 14, 2024 FLINT RIDGE CAPITAL, LLC FLINT RIDGE PARTNERS L.P. By: Flint Ridge Capital LLC By: /s/ John P. Szabo, Jr. General Partner John P. Szabo, Jr., Manager By: /s/ John P. Szabo, Jr. /s/ John P. Szabo, Jr. John P. Szabo, Jr., Manager John P. Szabo, Jr. 7 CUSIP No. 36269P104 EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G and reports on Form 3, 4 or 5 (and any amendments or supplements thereto) required under section 13(d) or 16(a) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of securities of any issuer. For that purpose, the undersigned hereby constitute and appoint Flint Ridge Capital LLC, a Delaware limited liability company, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with

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