Givbux S-1/A: Kips Bay to Resell 10.9M Shares; GBUX Eyes App Growth
Ticker: GBUX · Form: S-1/A · Filed: Oct 7, 2025 · CIK: 1169138
Sentiment: bearish
Topics: S-1/A, FinTech, Mobile Wallet, Secondary Offering, OTC Markets, Emerging Growth Company, Network Marketing
Related Tickers: GBUX
TL;DR
**GBUX's S-1/A is a red flag for investors, as a major holder is cashing out 10.9 million shares without new capital for the company, signaling potential dilution and a lack of confidence in its 'Super App' growth strategy.**
AI Summary
GIVBUX, INC. (GBUX) filed an S-1/A on October 7, 2025, for the resale of 10,894,624 shares of common stock by Kips Bay Select, LP. The company will not receive any proceeds from this sale, but could receive up to approximately $12.3 million if warrants are exercised. GBUX operates a Fin-Tech mobile wallet 'Super App' designed for purchases, rewards, and charitable donations, currently boasting 11,202 users, 258 merchants (mostly national brands), and 140 charities as of December 31, 2024. The company plans future growth through a network marketing strategy, targeting exponential user growth over the next 18 months by engaging leaders with large downlines. Revenue streams include facilities rentals, subscription fees from users and associates, and transactional revenue. GBUX is a 'smaller reporting company' and its stock trades on the OTC ID Market, with a last reported bid price of $0.36 on October 1, 2025.
Why It Matters
This S-1/A filing signals a significant liquidity event for Kips Bay Select, LP, as they prepare to resell nearly 10.9 million shares, potentially impacting GBUX's stock price on the OTC ID Market, where it last traded at $0.36. For investors, the lack of direct proceeds to GBUX from this offering means no immediate capital injection for its 'Super App' development or network marketing expansion, though warrant exercises could provide up to $12.3 million. The company's strategy to recruit local merchants and leverage network marketing leaders is crucial for competing in the crowded Fin-Tech mobile wallet sector against established players.
Risk Assessment
Risk Level: high — The offering is highly speculative, as stated in the filing: 'Investing in the Common Stock is highly speculative and involves a high degree of risk.' The company will not receive any proceeds from the sale of 10,894,624 shares by the Selling Stockholder, meaning no direct capital infusion for operations. GBUX also explicitly states it 'will need to raise additional capital to fund our operations in furtherance of our business plan,' indicating a precarious financial position despite its current user base of 11,202.
Analyst Insight
Investors should exercise extreme caution and thoroughly review the 'Risk Factors' section starting on page 11. Given the company will not receive proceeds from this offering and explicitly states a need for additional capital, potential investors should wait for clearer signs of sustainable revenue growth and a more stable financial outlook before considering an investment.
Financial Highlights
- debt To Equity
- N/A
- revenue
- N/A
- operating Margin
- N/A
- total Assets
- N/A
- total Debt
- N/A
- net Income
- N/A
- eps
- N/A
- gross Margin
- N/A
- cash Position
- N/A
- revenue Growth
- N/A
Key Numbers
- 10,894,624 — Shares of Common Stock (Being offered for resale by Kips Bay Select, LP)
- $0.50 — Fixed selling price per share (Until shares are listed on a public trading market)
- $12.3 million — Maximum proceeds from warrant exercise (Potential cash inflow for the company if warrants are exercised)
- 11,202 — Users (As of December 31, 2024, for the GivBux Super App)
- 258 — Merchants (As of December 31, 2024, accepting GivBux payments)
- 140 — Charities (As of December 31, 2024, designated for GivBux rewards)
- $0.36 — Last reported bid price (On October 1, 2025, for GBUX Common Stock on the OTC ID Market)
- 20,000 — SuperApp downloads (Total downloads of the GivBux SuperApp)
Key Players & Entities
- GIVBUX, INC. (company) — Registrant and developer of the GivBux Super App
- Kips Bay Select, LP (company) — Selling Stockholder offering 10,894,624 shares
- Umesh Singh (person) — Chief Executive Officer of GivBux, Inc.
- John E. Dolkart, Jr. Esq. (person) — Legal counsel from Dolkart Law PC
- Securities and Exchange Commission (regulator) — Approves or disapproves securities and prospectuses
- Bear Bull, Inc. (company) — Controlling shareholder holding the GivBux trademark
- Nevada (regulator) — State of incorporation for Givbux, Inc.
- FINRA (regulator) — Approved the name change to GivBux, Inc. on January 15, 2021
FAQ
What is the purpose of Givbux, Inc.'s S-1/A filing?
The S-1/A filing by Givbux, Inc. is an amendment to a registration statement for the offering and resale of 10,894,624 shares of common stock by Kips Bay Select, LP, a selling stockholder. Givbux, Inc. itself is not selling any shares and will not receive any proceeds from this specific offering.
How many shares are being offered for resale by Kips Bay Select, LP?
Kips Bay Select, LP is offering to resell a total of 10,894,624 shares of Givbux, Inc. common stock. This includes shares issuable from convertible notes, warrants, and commitment shares.
Will Givbux, Inc. receive any proceeds from this S-1/A offering?
No, Givbux, Inc. will not receive any proceeds from the sale of shares by the Selling Stockholder, Kips Bay Select, LP. However, the company could receive up to approximately $12.3 million if the associated warrants are exercised through cash payment.
What is the current business of Givbux, Inc.?
Givbux, Inc. operates in the Fin-Tech mobile wallet sector with its 'GivBux Super App.' This app allows users to make purchases, earn rewards, communicate, and donate to charity, leveraging blockchain and augmented reality technologies.
What are the key metrics for the GivBux Super App as of December 31, 2024?
As of December 31, 2024, the GivBux Super App had 11,202 users, 258 merchants, and 140 charities. The company also reported 1,233 GivBux Associates and over 20,000 total downloads of its SuperApp.
What is Givbux, Inc.'s strategy for future growth?
Givbux, Inc. plans to adopt a network marketing strategy to achieve exponential growth over the next 18 months. This involves engaging network marketing leaders with access to large downlines and redistributing subscription revenues back to users.
What are the primary revenue sources for Givbux, Inc.?
The main sources of revenue for Givbux, Inc. are facilities rentals of its corporate headquarters, subscription revenue from users and associates, and transactional revenue generated through the GivBux Super App.
What is the risk level associated with investing in Givbux, Inc. common stock?
Investing in Givbux, Inc. common stock is considered highly speculative and involves a high degree of risk, as explicitly stated in the prospectus. The company also notes it will need to raise additional capital to fund its operations.
Where is Givbux, Inc.'s common stock currently traded?
Givbux, Inc.'s common stock is currently traded on the OTC ID Market of the OTC under the symbol 'GBUX.' On October 1, 2025, the last reported bid price was $0.36.
Who owns the GivBux trademark and the Super App source code?
The name GivBux is trademarked and held by the controlling shareholder, Bear Bull, Inc. The GivBux Super App Source Code, however, is owned and held by GivBux, Inc. itself.
Risk Factors
- Dependence on Selling Stockholder's Sale [high — financial]: The company will not receive any proceeds from the resale of 10,894,624 shares by Kips Bay Select, LP. Future cash inflow is contingent on the exercise of warrants, potentially yielding approximately $12.3 million, but this is not guaranteed.
- Limited User and Merchant Adoption [medium — operational]: As of December 31, 2024, the GivBux Super App has only 11,202 users and 258 merchants. While the company plans exponential growth through network marketing, current adoption rates are low relative to the target market.
- Reliance on Network Marketing Strategy [medium — operational]: The company's future growth strategy heavily relies on a network marketing approach to achieve exponential user growth. The success of this strategy is unproven and dependent on engaging leaders with large downlines.
- OTC Market Trading and Liquidity [medium — market]: GBUX currently trades on the OTC ID Market with a last reported bid price of $0.36 on October 1, 2025. This indicates limited liquidity and potentially lower investor interest compared to major exchanges.
- Evolving FinTech Regulatory Landscape [medium — regulatory]: As a FinTech company operating a mobile wallet, GBUX is subject to evolving regulations concerning financial transactions, data privacy, and consumer protection. Non-compliance could lead to significant penalties.
Industry Context
The FinTech mobile wallet market is highly competitive, with established players and numerous startups vying for user adoption. Trends include the integration of rewards programs, loyalty features, and social giving, as seen in GBUX's 'Super App' model. However, user acquisition and retention remain significant challenges, often requiring substantial marketing investment or innovative growth strategies like network marketing.
Regulatory Implications
As a FinTech company, GBUX faces significant regulatory scrutiny related to financial transactions, data security, and consumer protection. Compliance with evolving regulations from bodies like the SEC, CFPB, and state financial regulators is critical and can impact operational costs and business practices.
What Investors Should Do
- Monitor warrant exercise activity
- Evaluate user and merchant growth metrics
- Assess the viability of the network marketing model
- Consider liquidity and trading on OTC market
Key Dates
- 2025-10-07: Filing of S-1/A for resale of shares — Indicates the intention for a significant portion of existing shares to be sold into the market by a selling stockholder, with no direct proceeds to the company.
- 2025-10-01: Last reported bid price of $0.36 — Provides a recent valuation reference point for the company's common stock trading on the OTC ID Market.
- 2024-12-31: User, merchant, and charity counts as of year-end — Establishes baseline operational metrics for the GivBux Super App, showing 11,202 users, 258 merchants, and 140 charities.
Glossary
- S-1/A
- An amendment to a Form S-1 registration statement filed with the SEC. It's used to update or correct information previously filed in an initial S-1. (This filing indicates that GBUX is making changes or providing updated information regarding its securities offering or company status.)
- Smaller Reporting Company
- A classification by the SEC for companies that meet certain thresholds for public float and revenue. These companies have fewer disclosure requirements. (GBUX's status as a smaller reporting company means it has less stringent reporting obligations, which can impact the depth of information available to investors.)
- OTC ID Market
- A market for trading securities that are not listed on major exchanges like the NYSE or Nasdaq. It typically involves less stringent listing requirements and can have lower liquidity. (GBUX's trading on this market suggests its shares may be less liquid and subject to higher volatility.)
- FinTech
- A portmanteau of 'financial' and 'technology,' referring to companies that use technology to provide financial services. (GBUX operates in the FinTech space with its mobile wallet 'Super App,' indicating its business model involves financial technology innovation.)
- Network Marketing
- A business strategy where sales are generated through a network of independent distributors, often involving multi-level compensation structures. (This is GBUX's primary planned growth strategy, highlighting a reliance on direct sales and recruitment for user acquisition.)
- Warrants
- Financial instruments that give the holder the right, but not the obligation, to purchase a company's stock at a specified price (the exercise price) before a certain expiration date. (The potential exercise of warrants represents a possible future source of capital for GBUX, up to approximately $12.3 million.)
Year-Over-Year Comparison
This S-1/A filing does not provide comparative financial data from a previous filing. However, it outlines the current operational status as of December 31, 2024, with 11,202 users and 258 merchants, and details a future growth strategy. The primary focus of this filing is the resale of shares by a selling stockholder, not new capital raising by the company.
Filing Stats: 4,595 words · 18 min read · ~15 pages · Grade level 15.6 · Accepted 2025-10-07 16:51:08
Key Financial Figures
- $0.001 — ) of 10,894,624 shares of common stock, $0.001 par value ("Common Stock") of Givbux, I
- $566,666.68 — ") in the aggregate principal amount of $566,666.68 (determined by dividing (x) that portio
- $0 — the outstanding principal amount by (y) $0.50, the conversion price); (ii) 3,631,0
- $138,888.89 — ") in the aggregate principal amount of $138,888.89 (determined by dividing (x) that portio
- $55,555.50 — ") in the aggregate principal amount of $55,555.50 (determined by dividing (x) that portio
- $33,333.33 — ") in the aggregate principal amount of $33,333.33 (determined by dividing (x) that portio
- $0.50 — ated prices. The fixed selling price is $0.50. See "Plan of Distribution" beginning o
- $12.3 million — a maximum amount of up to approximately $12.3 million. The Selling Stockholder may offer all
- $11,111,111,11 — Investor has agreed to purchase, up to $11,111,111,11, (a) a senior secured convertible note
- $566,666 — ") in the aggregate principal amount of $566,666.58, which is convertible into shares of
- $56,666.68 — y Six and 68/100 United States Dollars ($56,666.68), to cover the Investors' accounting fe
- $811,111.11 — One Hundred Eleven and 11/100 Dollars ($811,111.11) each and each including an aggregate o
- $81,111.11 — leven and 11/100 United States Dollars ($81,111.11), to cover the Investors' accounting fe
- $510,000 — he payment of transaction expenses, was $510,000. The Company intends to use the net pro
- $13,888.89 — Eight and 89/100 United States Dollars ($13,888.89), to cover the Investors' accounting fe
Filing Documents
- gbux_s1a.htm (S-1/A) — 2636KB
- gbux_ex31.htm (EX-3.1) — 10KB
- gbux_ex32.htm (EX-3.2) — 22KB
- gbux_ex42.htm (EX-4.2) — 24KB
- gbux_ex43.htm (EX-4.3) — 6KB
- gbux_ex44.htm (EX-4.4) — 18KB
- gbux_ex45.htm (EX-4.5) — 30KB
- gbux_ex47.htm (EX-4.7) — 27KB
- gbux_ex48.htm (EX-4.8) — 27KB
- gbux_ex49.htm (EX-4.9) — 27KB
- gbux_ex410.htm (EX-4.10) — 27KB
- gbux_ex411.htm (EX-4.11) — 26KB
- gbux_ex412.htm (EX-4.12) — 30KB
- gbux_ex413.htm (EX-4.13) — 47KB
- gbux_ex415.htm (EX-4.15) — 47KB
- gbux_ex416.htm (EX-4.16) — 138KB
- gbux_ex417.htm (EX-4.17) — 106KB
- gbux_ex419.htm (EX-4.19) — 26KB
- gbux_ex420.htm (EX-4.20) — 45KB
- gbux_ex426.htm (EX-4.26) — 45KB
- gbux_ex435.htm (EX-4.35) — 51KB
- gbux_ex442.htm (EX-4.42) — 47KB
- gbux_ex443.htm (EX-4.43) — 47KB
- gbux_ex444.htm (EX-4.44) — 50KB
- gbux_ex445.htm (EX-4.45) — 143KB
- gbux_ex446.htm (EX-4.46) — 45KB
- gbux_ex447.htm (EX-4.47) — 52KB
- gbux_ex448.htm (EX-4.48) — 46KB
- gbux_ex450.htm (EX-4.50) — 93KB
- gbux_ex51.htm (EX-5.1) — 11KB
- gbux_ex52.htm (EX-5.2) — 26KB
- gbux_ex53.htm (EX-5.3) — 29KB
- gbux_ex54.htm (EX-5.4) — 18KB
- gbux_ex55.htm (EX-5.5) — 121KB
- gbux_ex56.htm (EX-5.6) — 8KB
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- gbux_ex58.htm (EX-5.8) — 6KB
- gbux_ex59.htm (EX-5.9) — 6KB
- gbux_ex510.htm (EX-5.10) — 16KB
- gbux_ex101.htm (EX-10.1) — 197KB
- gbux_ex102.htm (EX-10.2) — 160KB
- gbux_ex103.htm (EX-10.3) — 63KB
- gbux_ex104.htm (EX-10.4) — 165KB
- gbux_ex105.htm (EX-10.5) — 27KB
- gbux_ex106.htm (EX-10.6) — 112KB
- gbux_ex231.htm (EX-23.1) — 2KB
- gbux_ex442img3.jpg (GRAPHIC) — 9KB
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- gbux_ex55img8.jpg (GRAPHIC) — 7KB
- gbux_ex53img9.jpg (GRAPHIC) — 3KB
- gbux_ex31img4.jpg (GRAPHIC) — 186KB
- gbux_ex31img16.jpg (GRAPHIC) — 70KB
- gbux_ex31img2.jpg (GRAPHIC) — 221KB
- gbux_ex31img3.jpg (GRAPHIC) — 184KB
- gbux_ex31img5.jpg (GRAPHIC) — 232KB
- gbux_ex31img6.jpg (GRAPHIC) — 274KB
- gbux_ex31img7.jpg (GRAPHIC) — 261KB
- gbux_ex31img8.jpg (GRAPHIC) — 234KB
- gbux_ex31img9.jpg (GRAPHIC) — 209KB
- gbux_ex103img1.jpg (GRAPHIC) — 2KB
- gbux_ex51img2.jpg (GRAPHIC) — 4KB
- gbux_ex103img2.jpg (GRAPHIC) — 2KB
- gbux_s1aimg1.jpg (GRAPHIC) — 13KB
- gbux_s1aimg4.jpg (GRAPHIC) — 10KB
- gbux_ex31img15.jpg (GRAPHIC) — 141KB
- gbux_ex31img14.jpg (GRAPHIC) — 112KB
- gbux_ex53img11.jpg (GRAPHIC) — 2KB
- gbux_ex53img10.jpg (GRAPHIC) — 3KB
- gbux_ex31img1.jpg (GRAPHIC) — 202KB
- gbux_ex102img4.jpg (GRAPHIC) — 2KB
- gbux_ex59img2.jpg (GRAPHIC) — 2KB
- gbux_ex54img14.jpg (GRAPHIC) — 4KB
- gbux_ex54img13.jpg (GRAPHIC) — 140KB
- gbux_ex54img12.jpg (GRAPHIC) — 114KB
- gbux_ex54img11.jpg (GRAPHIC) — 201KB
- gbux_ex52img4.jpg (GRAPHIC) — 2KB
- gbux_ex31img10.jpg (GRAPHIC) — 216KB
- gbux_ex31img11.jpg (GRAPHIC) — 54KB
- gbux_ex31img12.jpg (GRAPHIC) — 56KB
- gbux_ex31img13.jpg (GRAPHIC) — 123KB
- gbux_ex102img5.jpg (GRAPHIC) — 3KB
- 0001640334-25-001793.txt ( ) — 17259KB
- gbux-20250331.xsd (EX-101.SCH) — 57KB
- gbux-20250331_lab.xml (EX-101.LAB) — 340KB
- gbux-20250331_cal.xml (EX-101.CAL) — 22KB
- gbux-20250331_pre.xml (EX-101.PRE) — 332KB
- gbux-20250331_def.xml (EX-101.DEF) — 284KB
- gbux_s1a_htm.xml (XML) — 2142KB
RISK FACTORS
RISK FACTORS 11 MARKET INFORMATION FOR SECURITIES AND DIVIDEND POLICY 46 DIVIDEND POLICY 46
USE OF PROCEEDS
USE OF PROCEEDS 46
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 53 DIRECTORS, EXECUTIVE OFFICERS, AND CORPORATE GOVERNANCE 64
EXECUTIVE COMPENSATION
EXECUTIVE COMPENSATION 66 DIRECTOR COMPENSATION 66
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS 67 SELLING STOCKHOLDERS 68 DESCRIPTION OF OUR CAPITAL STOCK 69 PLAN OF DISTRIBUTION 71 EXPERTS 73 LEGAL MATTERS 73 WHERE YOU CAN FIND MORE INFORMATION 73 INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS F-1 i Table of Contents ABOUT THIS PROSPECTUS This prospectus is part of a Registration Statement on Form S-1 that we filed with the SEC. The Selling Stockholders may, from time to time, sell the securities offered by them described in this prospectus. We will not receive any proceeds from the sale by the Selling Stockholder of the securities described in this prospectus. You should rely only on the information contained in this prospectus, any supplement to this prospectus or in any free writing prospectus, filed with the SEC. Neither we nor the Selling Stockholders have authorized anyone to provide you with additional information or information different from that contained in this prospectus, or any applicable prospectus supplement or any free writing prospectuses prepared by us or on our behalf and filed with the SEC. We take no responsibility for and can provide no assurance as to the reliability of, any other information that others may give you. The Selling Stockholders are offering to sell our securities only in jurisdictions where offers and sales are permitted. The information contained in this prospectus is accurate only as of the date of this prospectus, regardless of the time of delivery of this prospectus or any sale of our securities. Our business, financial condition, results of operations and prospects may have changed since that date. We may also file a prospectus supplement or post-effective amendment to the registration statement of which this prospectus forms a part that may contain material information relating to these offerings. The prospectus supplement or post-effective amendment, as the case may be, may add, update or