Horace Luke Amends Gogoro Inc. 13D Filing

TL;DR

Horace Luke updated his Gogoro stake filing. No major changes apparent, but always watch insider moves.

AI Summary

On June 7, 2024, Horace Luke filed an amendment (No. 2) to Schedule 13D for Gogoro Inc. This filing relates to the ordinary shares of Gogoro Inc. The filing was made by Horace Luke, who is associated with the company's business address in Taipei, Taiwan.

Why It Matters

This amendment indicates a change in the reporting of beneficial ownership for Gogoro Inc., potentially signaling shifts in control or investment strategy by a key figure.

Risk Assessment

Risk Level: medium — Amendments to Schedule 13D can signal changes in significant beneficial ownership, which may impact stock price and investor sentiment.

Key Numbers

• 2 — Amendment Number (Indicates this is the second update to the filing.)

Key Players & Entities

• Gogoro Inc. (company) — Subject Company
• Horace Luke (person) — Filing Person
• Yi Gao (person) — Legal Counsel
• Simpson Thacher & Bartlett (company) — Legal Firm

FAQ

Key Financial Figures

• $0.0001 — (Name of Issuer) Ordinary shares, US$0.0001 par value per share (Title of Class o

Filing Documents

• d844955dsc13da.htm (SC 13D/A) — 29KB
• 0001193125-24-158679.txt ( ) — 31KB

of the Prior Schedule 13D is hereby amended and restated in its entirety as follows

Item 5 of the Prior Schedule 13D is hereby amended and restated in its entirety as follows: The information set forth in Items 2, 3 and 6 of the Prior Schedule 13D and the cover pages of this Schedule 13D is hereby incorporated by reference into this Item 5. (a)-(b) The responses of the Reporting Person to rows 7, 8, 9, 10, 11 and 13 of the cover pages of this Schedule 13D are hereby incorporated by reference into this Item 5. As of the date hereof, (i) 7,877,601 Ordinary Shares were held by Innovative Creations LLC, (ii) 3,938,801 Ordinary Shares were held by Polymath Limited, (iii) 3,938,801 Ordinary Shares were held by Joy Billion Holdings Limited, (iv) 432,447 Ordinary Shares were held by Mr. Luke, (v) 1,281,859 Ordinary Shares were held by Ms. Nine, (vi) 1,181,250 Ordinary Shares that Mr. Luke has the right to acquire pursuant to the terms of the share options held by him and (vii) 4,550 Ordinary Shares that Ms. Nine has the right to acquire pursuant to the terms of the share options held by her. Innovative Creations LLC is wholly owned by Mr. Luke, who is deemed to be the beneficial owner of the shares held by Innovative Creations LLC. Polymath Limited and Joy Billion Holdings Limited are wholly owned by Ms. Nine, who is deemed to be the beneficial owner of the shares held by Polymath Limited and Joy Billion Holdings Limited. Ms. Nine is the domestic partner of Mr. Luke. Until the vesting of the restricted shares described above, holders thereof do not have voting or dispositive power over such restricted shares. The Reporting Person may be deemed to beneficially own, in the aggregate, 6.7% of the Ordinary Shares, calculated on the basis of Rule 13d-3 of the Securities Exchange Act of 1934, as amended. The percentage of the Ordinary Shares beneficially owned is calculated based on (i) 278,183,375 ordinary shares of the Issuer issued and outstanding as of June 7, 2024, as determined based on the records of the Issuer, (ii) 1,181,250 ordinary shares that

Signatures

Signatures After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: June 7, 2024 HORACE LUKE By: /s/ Horace Luke

View Full Filing

View this SC 13D/A filing on SEC EDGAR