Gabelli Global Small & Mid Cap Value Trust Announces Annual Meeting on May 13, 2024

TL;DR

<b>The Gabelli Global Small & Mid Cap Value Trust will hold its Annual Meeting of Shareholders on May 13, 2024, to elect four Trustees.</b>

AI Summary

Gabelli Global Small & Mid Cap Value Trust (GGZ) filed a Proxy Statement (DEF 14A) with the SEC on March 21, 2024. The Gabelli Global Small & Mid Cap Value Trust will hold its Annual Meeting of Shareholders on May 13, 2024. The meeting will take place at 9:00 a.m. ET at GAMCO Investors, Inc. in Rye, New York, and virtually via Internet webcast. Shareholders will vote on the election of four (4) Trustees. Three of the Trustees will be elected by the holders of the Fund's common shares. The filing is a Definitive Proxy Statement (DEF 14A) filed on March 21, 2024.

Why It Matters

For investors and stakeholders tracking Gabelli Global Small & Mid Cap Value Trust, this filing contains several important signals. Shareholders have the opportunity to influence the governance of the fund by electing Trustees. The hybrid meeting format (in-person and virtual) allows for broader shareholder participation.

Risk Assessment

Risk Level: low — Gabelli Global Small & Mid Cap Value Trust shows low risk based on this filing. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational changes indicated.

Analyst Insight

Review the proxy materials to understand the proposed Trustee candidates and vote accordingly.

Key Numbers

• 4 — Trustees to be elected (Number of Trustees to be elected at the Annual Meeting.)
• 3 — Trustees elected by common shareholders (Number of Trustees to be elected specifically by common shareholders.)
• May 13, 2024 — Annual Meeting Date (Date of the Annual Meeting of Shareholders.)
• 9:00 a.m. ET — Meeting Time (Time the Annual Meeting will commence.)

Key Players & Entities

• Gabelli Global Small & Mid Cap Value Trust (company) — Registrant name
• May 13, 2024 (date) — Annual Meeting date
• GAMCO Investors, Inc. (company) — Location of in-person meeting
• Rye, New York (location) — Address of in-person meeting
• DEF 14A (document) — Filing type
• March 21, 2024 (date) — Filing date

FAQ

Risk Factors

• Regulatory Compliance [medium — regulatory]: The Fund must comply with various regulations governing investment companies, including those related to proxy solicitations and shareholder meetings.
• Meeting Logistics [low — operational]: Ensuring smooth execution of both the in-person and virtual components of the Annual Meeting is crucial for shareholder engagement.

Industry Context

The Gabelli Global Small & Mid Cap Value Trust is a closed-end management investment company. Such companies hold annual meetings to elect trustees and address shareholder matters.

Regulatory Implications

The filing is made under Section 14(a) of the Securities Exchange Act of 1934, which governs the solicitation of proxies from shareholders.

What Investors Should Do

1. Review the proxy statement for details on Trustee nominees.
2. Determine your voting preference for the Trustee elections.
3. Cast your vote by the deadline, either in person or virtually.

Key Dates

• 2024-05-13: Annual Meeting of Shareholders — Shareholders will elect Trustees and vote on other matters.

Year-Over-Year Comparison

This is a DEF 14A filing for the annual meeting, indicating a routine procedural update rather than a significant change from previous filings.

Key Financial Figures

• $1,000 — tion of proxies for an estimated fee of $1,000 plus reimbursement of expenses. The Fun
• $0.001 — t outstanding: common shares, par value $0.001 per share (Common Shares''), and 5.20%
• $150,000 — the SEC's findings and allegation, paid $150,000 and agreed to cease and desist committi

Filing Documents

• ggz-html7534_def14a.htm (DEF 14A) — 253KB
• proxy001.jpg (GRAPHIC) — 547KB
• proxy002.jpg (GRAPHIC) — 784KB
• proxy003.jpg (GRAPHIC) — 555KB
• proxy004.jpg (GRAPHIC) — 784KB
• 0001133228-24-002385.txt (&nbsp;) — 6745KB
• ggz-20240403.xsd (EX-101.SCH) — 3KB
• ggz-20240403_def.xml (EX-101.DEF) — 3KB
• ggz-20240403_lab.xml (EX-101.LAB) — 2KB
• ggz-20240403_pre.xml (EX-101.PRE) — 2KB
• ggz-html7534_def14a_htm.xml (XML) — 16KB

From the Filing

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to Sec. 240.14a-12 The Gabelli Global Small and Mid Cap Value Trust (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11(set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration 3) Filing Party: 4) Date Filed: THE GABELLI GLOBAL SMALL AND MID CAP VALUE TRUST One Corporate Center Rye, New York 10580-1422 (914) 921-5070 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To Be Held on May 13, 2024 To the Shareholders of THE GABELLI GLOBAL SMALL AND MID CAP VALUE TRUST Notice is hereby given that the Annual Meeting of Shareholders of The Gabelli Global Small and Mid Cap Value Trust, a Delaware statutory trust (the Fund''), will be held on Monday, May 13, 2024, at 9:00 a.m., ET, at GAMCO Investors, Inc., One Corporate Center, 401 Theodore Fremd Avenue, Rye, New York, 10580 and virtually by Internet webcast (the Meeting''), and at any adjournments or postponements thereof for the following purposes: 1. To elect four (4) Trustees of the Fund, three (3) Trustees to be elected by the holders of the Fund's common shares and holders of its 5.20% Series B Cumulative Preferred Shares (Preferred Shares''), voting together as a single class, and one (1) Trustee to be elected by the holders of the Fund's Preferred Shares, voting as a separate class; and 2. To consider and vote upon such other matters, including adjournments, as may properly come before said Meeting or any adjournments or postponements thereof. These items are discussed in greater detail in the attached Proxy We are conducting a "hybrid" meeting - you may attend in person or virtually. Whether or not you plan to attend the Meeting in person, shareholders must register in advance by submitting the required information to the Fund at: http://Gabelli.com/CEFAnnualMeeting. Following registration, a shareholder will be provided with instructions regarding how to access the virtual Meeting, including the link for the Meeting. Requests for registration must be received no later than 5:00 p.m., ET, on May 12, 2024. Shareholders will receive an email confirming their registration and providing instructions for participating in the Meeting. Any questions should be directed to CEFProxy@gabelli.com. The close of business on March 15, 2024, has been fixed as the record date for the determination of shareholders entitled to notice of and to vote at the Meeting and any adjournments or postponements thereof. YOUR VOTE IS IMPORTANT REGARDLESS OF THE SIZE OF YOUR HOLDINGS IN THE FUND. WE ENCOURAGE YOU TO VOTE YOUR PROXY IN ADVANCE OF THE MEETING, EVEN IF YOU PLAN TO ATTEND THE MEETING. SHAREHOLDERS MAY AUTHORIZE THEIR PROXY BY TELEPHONE OR THE INTERNET. ALTERNATIVELY, SHAREHOLDERS MAY SUBMIT VOTING INSTRUCTIONS BY SIGNING AND DATING THE PROXY CARD AND RETURNING IT IN THE ACCOMPANYING POSTAGE-PAID ENVELOPE. By Order of the Board of Trustees, PETER GOLDSTEIN Secretary April 3, 2024 INSTRUCTIONS FOR SIGNING PROXY CARDS TO BE RETURNED BY MAIL The following general rules for signing proxy cards may be of assistance to you and avoid the time and expense to the Fund involved in validating your vote if you fail to properly sign your proxy card. 1. Individual Accounts: Sign your name exactly as it appears in the registration on the proxy card. 2. Joint Accounts: Either party may sign, but the name of the party signing should conform exactly to the name shown in the registration. 3. All Other Accounts: The capacity of the individuals signing the proxy card should be indicated unless it is reflected in the form of registration. For example: Registration Valid Signature Corporate Ac

View Full Filing

View this DEF 14A filing on SEC EDGAR