STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 Files 2023 Annual Report
Ticker: GJH · Form: 10-K · Filed: Mar 29, 2024 · CIK: 1286405
| Field | Detail |
|---|---|
| Company | Strats Sm Trust For U S Cell Corp Sec Series 2004 6 (GJH) |
| Form Type | 10-K |
| Filed Date | Mar 29, 2024 |
| Risk Level | low |
| Pages | 6 |
| Reading Time | 7 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: 10-K, STRATS Trust, US Cellular, Structured Finance, SEC Filing
TL;DR
<b>STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 filed its 2023 10-K report, confirming its status as a non-accelerated and smaller reporting company.</b>
AI Summary
STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 (GJH) filed a Annual Report (10-K) with the SEC on March 29, 2024. STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 filed its 10-K report for the fiscal year ended December 31, 2023. The registrant is not a well-known seasoned issuer. The registrant has filed all required reports for the preceding 12 months and has been subject to such filing requirements for the past 90 days. The registrant has submitted electronically every Interactive Data File required during the preceding 12 months. STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 is classified as a Non-accelerated filer and a Smaller Reporting Company.
Why It Matters
For investors and stakeholders tracking STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6, this filing contains several important signals. This filing provides the annual financial and operational overview for the trust, which is crucial for investors and stakeholders to assess the performance and compliance of the STRATS Certificates, Series 2004-6. The classification as a non-accelerated and smaller reporting company indicates specific regulatory and disclosure requirements, potentially impacting the depth and frequency of future filings.
Risk Assessment
Risk Level: low — STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 shows low risk based on this filing. The risk is low as the filing is a standard annual report (10-K) for a structured finance vehicle, indicating routine compliance rather than significant new risks or operational changes.
Analyst Insight
Review the full 10-K filing for detailed financial statements and disclosures related to the STRATS Certificates, Series 2004-6 to understand the trust's performance and any potential implications for debt holders.
Key Numbers
- 20231231 — Fiscal Year End (Conformed period of report)
- 20240329 — Filing Date (Conformed submission type date)
- 0001286405 — Central Index Key (Registrant's Central Index Key)
- 001-32156 — SEC File Number (Commission File Number)
Key Players & Entities
- STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 (company) — Registrant name
- United States Cellular Corporation (company) — Underlying asset reference
- Synthetic Fixed-Income Securities, Inc. (company) — On behalf of registrant
- STRATS Certificates, Series 2004-6, Class A-1 (dollar_amount) — Registered securities
- NYSE (company) — Exchange
FAQ
When did STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 file this 10-K?
STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 filed this Annual Report (10-K) with the SEC on March 29, 2024.
What is a 10-K filing?
A 10-K is a comprehensive annual financial report required by the SEC, covering audited financials, business operations, risk factors, and management discussion. This particular 10-K was filed by STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 (GJH).
Where can I read the original 10-K filing from STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6.
What are the key takeaways from STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6's 10-K?
STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 filed this 10-K on March 29, 2024. Key takeaways: STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 filed its 10-K report for the fiscal year ended December 31, 2023.. The registrant is not a well-known seasoned issuer.. The registrant has filed all required reports for the preceding 12 months and has been subject to such filing requirements for the past 90 days..
Is STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 a risky investment based on this filing?
Based on this 10-K, STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6 presents a relatively low-risk profile. The risk is low as the filing is a standard annual report (10-K) for a structured finance vehicle, indicating routine compliance rather than significant new risks or operational changes.
What should investors do after reading STRATS SM TRUST FOR U S CELL CORP SEC SERIES 2004 6's 10-K?
Review the full 10-K filing for detailed financial statements and disclosures related to the STRATS Certificates, Series 2004-6 to understand the trust's performance and any potential implications for debt holders. The overall sentiment from this filing is neutral.
Risk Factors
- Reporting Requirements [low — regulatory]: The registrant must comply with Section 13 or 15(d) of the Securities Exchange Act of 1934, including filing all required reports.
Key Dates
- 2023-12-31: Fiscal Year End — End of the reporting period for the 10-K.
- 2024-03-29: Filing Date — Date the 10-K was officially filed with the SEC.
Glossary
- 10-K
- An annual report required by the U.S. Securities and Exchange Commission (SEC), which gives a comprehensive summary of a company's financial performance. (This is the primary filing type for the registrant, providing essential annual financial data.)
- Non-accelerated filer
- A filer that does not meet the definitions of a large accelerated filer or an accelerated filer. (Indicates the filer's size and reporting status, affecting disclosure requirements.)
- Smaller Reporting Company
- A company that meets certain revenue and public float thresholds, allowing for scaled disclosure requirements. (This classification impacts the extent of financial information and disclosures required in SEC filings.)
Filing Stats: 1,792 words · 7 min read · ~6 pages · Grade level 10.6 · Accepted 2024-03-29 10:43:03
Filing Documents
- strats20046-10k_123123.htm (10-K) — 45KB
- ex31-1.htm (EX-31.1) — 6KB
- ex99-1.htm (EX-99.1) — 6KB
- ex99-2.htm (EX-99.2) — 7KB
- 0001999371-24-004167.txt ( ) — 66KB
Business
Item 1. Business . Not Applicable
Risk Factors
Item 1A. Risk Factors . Not Applicable
Unresolved Staff Comments
Item 1B. Unresolved Staff Comments . Not Applicable
Cybersecurity
Item 1C. Cybersecurity . Not Applicable 2
Properties
Item 2. Properties . Not Applicable
Legal Proceedings
Item 3. Legal Proceedings . None
Mine Safety Disclosures
Item 4. Mine Safety Disclosures. Not Applicable PART II
Market for Registrant’s Common Equity, Related Stockholder
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities . The Class A-1 Certificates representing investors’ interest in the Trust are represented by one or more physical Certificates registered in the name of “Cede & Co.”, the nominee of The Depository Trust Company. The Class A-1 Certificates are listed on the NYSE.
Management’s Discussion and Analysis of Financial
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations . Not Applicable
Quantitative and Qualitative Disclosures About Market Risk
Item 7A. Quantitative and Qualitative Disclosures About Market Risk . Not Applicable
Financial Statements and Supplementary Data
Item 8. Financial Statements and Supplementary Data . Not Applicable
Changes in and Disagreements With Accountants on Accounting
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure . None
Controls and Procedures
Item 9A. Controls and Procedures . Not Applicable
Other Information
Item 9B. Other Information . None
Disclosure Regarding Foreign Jurisdictions that Prevent
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections . Not Applicable 3 PART III
Directors, Executive Officers and Corporate Governance
Item 10. Directors, Executive Officers and Corporate Governance . Not Applicable
Executive Compensation
Item 11. Executive Compensation . Not Applicable
Security Ownership of Certain Beneficial Owners and Management
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters . Not Applicable
Certain Relationships and Related Transactions, and Director
Item 13. Certain Relationships and Related Transactions, and Director Independence . None
Principal Accounting Fees and Services
Item 14. Principal Accounting Fees and Services . Not Applicable PART IV
Exhibit and Financial Statement Schedules
Item 15. Exhibit and Financial Statement Schedules. (a) List the following documents filed as a part of the report: 1. Trustee’s Distribution Statements documented on Form 8-K of STRATS Trust For United States Cellular Corporation Securities, Series 2004-6 to the certificateholders for the period from January 1, 2023 through and including December 31, 2023 have been filed with the Securities and Exchange Commission and are hereby incorporated by reference. Filing dates are listed below: Trust Description Distribution Date Filed on STRATS Trust For United States Cellular Corporation Securities, Series 2004-6 06-15-2023 12-15-2023 06-27-2023 12-27-2023 2. None 3. Exhibits: 31.1 – Certification by Director of the Registrant pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 99.1 – Annual Compliance Report by Trustee pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 99.2 – Report of Aston Bell, CPA. 99.3 – Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 27, 2023, as further described in Item 15(a)(1) above, is incorporated herein by reference. 4 99.4 – Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2023, as further described in Item 15(a)(1) above, is incorporated herein by reference. (b) See
(a) above
Item 15(a) above. (c) Not Applicable.
Form 10-K Summary
Item 16. Form 10-K Summary . Not Applicable 5 SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Synthetic Fixed-Income Securities, Inc., as Depositor for the Trust By: /s/ Barbara Garafalo Name: Barbara Garafalo Title: President Dated: March 29, 2024 6 EXHIBIT INDEX Reference Number per Item 601 of Regulation SK Description of Exhibits Exhibit Number in this Form 10-K (31.1) Certification by Director of the Registrant pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.1 (99.1) Annual Compliance Report by Trustee pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 99.1 (99.2) Report of Aston Bell, CPA. 99.2 (99.3) Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 27, 2023, as further described in Item 15(a)(1) above, is incorporated herein by reference. 99.3 (99.4) Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2023, as further described in Item 15(a)(1) above, is incorporated herein by reference. 99.4 7