STRATS Trust for Wal-Mart Securities Files 8-K on Feb 15 Event
Ticker: GJO · Form: 8-K · Filed: Feb 29, 2024 · CIK: 1340909
| Field | Detail |
|---|---|
| Company | Strats Sm Trust For Wal-Mart Stores, Inc. Securities, Series 2005-4 (GJO) |
| Form Type | 8-K |
| Filed Date | Feb 29, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: asset-backed-securities, 8-K, corporate-filing
Related Tickers: WMT
TL;DR
**STRATS Trust for Wal-Mart Securities filed an 8-K for a Feb 15 event, likely routine disclosure for its asset-backed securities.**
AI Summary
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4 filed an 8-K on February 29, 2024, reporting an event that occurred on February 15, 2024. The filing, made by Synthetic Fixed-Income Securities, Inc. on behalf of the trust, pertains to 'Other Events' and 'Financial Statements and Exhibits'. The trust, with CIK 0001340909, is an asset-backed securities entity related to Wal-Mart Stores, Inc. securities.
Why It Matters
This filing provides an update on an asset-backed security trust, offering transparency to investors regarding its ongoing operations and any significant 'Other Events' that occurred.
Risk Assessment
Risk Level: low — The 8-K filing itself is a routine disclosure and does not indicate any immediate financial risk or significant operational changes.
Key Players & Entities
- STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4 (company) — filer
- Synthetic Fixed-Income Securities, Inc. (company) — filer on behalf of trust
- Wal-Mart Stores, Inc. (company) — underlying securities
- February 15, 2024 (date) — date of earliest event reported
- February 29, 2024 (date) — filing date
FAQ
What is the full name of the registrant that filed this 8-K?
The exact name of the registrant as specified in its charter is "SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF: STRATS TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4".
What was the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported was February 15, 2024.
What is the Central Index Key (CIK) for STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4?
The Central Index Key (CIK) for the trust is 0001340909.
What is the primary business address listed for Synthetic Fixed-Income Securities, Inc.?
The primary business address listed for Synthetic Fixed-Income Securities, Inc. is 301 South College, Charlotte, North Carolina 28288.
Under which items of Form 8-K was this report filed?
This report was filed under ITEM INFORMATION: Other Events and ITEM INFORMATION: Financial Statements and Exhibits.
Filing Stats: 767 words · 3 min read · ~3 pages · Grade level 11.7 · Accepted 2024-02-29 07:14:27
Filing Documents
- strats20054-8k_021524.htm (8-K) — 21KB
- ex99-1.htm (EX-99.1) — 10KB
- 0001839882-24-006073.txt ( ) — 33KB
01. OTHER EVENTS
Item 8.01. OTHER EVENTS On February 15, 2024 distribution was made to the holders of the certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 99.1 hereto. No other reportable transactions or matters have occurred during the current reporting period. Wal-Mart Stores, Inc., the issuer of the underlying securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). For information on Wal-Mart Stores, Inc. please see its periodic and current reports filed with the Securities and Exchange Commission (the “Commission”) under its Exchange Act file number, 001-06991. The Commission maintains a site on the World Wide Web at “http://www.sec.gov” at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or “EDGAR.” Periodic and current reports and other information required to be filed pursuant to the Exchange Act by Wal-Mart Stores, Inc. may be accessed on this site. Neither Synthetic Fixed-Income Securities, Inc. nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Synthetic Fixed-Income Securities, Inc. nor the Trustee has verified the accuracy or completeness of such documents or reports. There can be no assurance that events affecting the issuer of the underlying securities or the underlying securities themselves have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above. SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS
01. FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS (d) The following exhibit is filed as part of this report: 99.1 Trustee’s Distribution Statement to the STRATS Certificates, Series 2005-4 for February 15, 2024 Scheduled Distribution Date.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Synthetic Fixed-Income Securities, Inc. By: /s/Barbara Garafalo Name: Barbara Garafalo Title: President Date: February 15, 2024 EXHIBIT INDEX Exhibit Number Description 99.1 Trustee’s Distribution Statement to the STRATS Certificates, Series 2005-4 for February 15, 2024 Scheduled Distribution Date.