STRATS Trust for Allstate Corp Securities, Series 2006-3 Files 2023 Annual Report

TL;DR

<b>STRATS Trust for Allstate Corp Securities, Series 2006-3 filed its 2023 10-K, detailing its financial status and compliance.</b>

AI Summary

STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3 (GJT) filed a Annual Report (10-K) with the SEC on March 29, 2024. STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3 filed its 10-K annual report for the fiscal year ended December 31, 2023. The issuing entity's Central Index Key is 0001357660. The depositor and sponsor is SYNTHETIC FIXED-INCOME SECURITIES, INC., with Central Index Key 0001140396. STRATS Certificates, Series 2006-3 are registered under the trading symbol GJT on the New York Stock Exchange. The filing confirms the registrant has submitted all required reports for the preceding 12 months and has been subject to filing requirements for the past 90 days.

Why It Matters

For investors and stakeholders tracking STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3, this filing contains several important signals. This filing provides a comprehensive overview of the trust's operations and financial health for the fiscal year 2023, which is crucial for investors to assess the performance and stability of the STRATS Certificates. As a 10-K filing, it contains audited financial statements and management's discussion and analysis, offering detailed insights into the underlying assets and any associated risks or changes.

Risk Assessment

Risk Level: low — STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3 shows low risk based on this filing. The risk is low as this is a standard annual report filing for a structured finance vehicle, indicating ongoing compliance and reporting rather than new material events.

Analyst Insight

Investors should review the full 10-K filing to understand the performance of the underlying Allstate Corp securities and any potential impact on the STRATS Certificates.

Key Numbers

• 20231231 — Fiscal Year End (Conformed period of report)
• 20240329 — Filing Date (Date of filing)
• 001-32867 — Commission File Number (Issuing entity)
• 0001357660 — Central Index Key (Issuing entity)
• 001-31818 — Commission File Number (Depositor and sponsor)
• 0001140396 — Central Index Key (Depositor and sponsor)

Key Players & Entities

• STRATS(SM) Trust for Allstate Corp Securities, Series 2006-3 (company) — Issuing entity
• Allstate Corp (company) — Underlying securities
• SYNTHETIC FIXED-INCOME SECURITIES, INC. (company) — Depositor and sponsor
• New York Stock Exchange (company) — Exchange
• GJT (dollar_amount) — Trading symbol

FAQ

Industry Context

This filing pertains to a structured finance vehicle that holds securities, specifically related to Allstate Corporation. Such trusts are common in the financial industry for securitizing assets.

Regulatory Implications

The filing is made under the Securities Exchange Act of 1934, requiring regular reporting for publicly traded securities and entities.

What Investors Should Do

1. Review the full 10-K for detailed financial statements and disclosures.
2. Analyze the performance of the underlying Allstate Corp securities mentioned in the filing.
3. Assess any changes in risk factors or operational details presented in the report.

Key Dates

• 2023-12-31: Fiscal Year End — Reporting period for the 10-K
• 2024-03-29: Filing Date — Date the 10-K was officially submitted

Year-Over-Year Comparison

This is the annual 10-K filing for the fiscal year ended December 31, 2023, following previous filings required by the SEC.

Filing Documents

• strats20063-10k_123123.htm (10-K) — 74KB
• ex31-1.htm (EX-31.1) — 9KB
• ex33-1.htm (EX-33.1) — 85KB
• ex34-1.htm (EX-34.1) — 17KB
• ex35-1.htm (EX-35.1) — 11KB
• ex331001.jpg (GRAPHIC) — 6KB
• ex341001.jpg (GRAPHIC) — 8KB
• ex341002.jpg (GRAPHIC) — 7KB
• 0001999371-24-004185.txt (&nbsp;) — 229KB

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Synthetic Fixed-Income Securities, Inc. (Depositor) Dated: March 29, 2024 By: /s/ Barbara Garafalo Barbara Garafalo President (senior officer of depositor in charge of securitization) 6 EXHIBIT INDEX EXHIBIT DESCRIPTION 31.1 Rule 13a-14/15d-14 Certification (Section 302 Certification). 33.1 Report on Assessment of Compliance with Applicable Servicing Criteria of The Bank of New York Mellon for the year ended December 31, 2023. 34.1 Independent Accountants&rsquo; Attestation Report concerning servicing activities of The Bank of New York Mellon for the year ended December 31, 2023. 35.1 Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2023. 7

View Full Filing

View this 10-K filing on SEC EDGAR