SC 13G: Clough Global Opportunities Fund

AI Summary

SC 13G filing by Clough Global Opportunities Fund.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• sit240859_sch13g.htm (SC 13G) — 73KB
• 0000897101-24-000381.txt ( ) — 74KB

(a) Name of Issuer

Item 1 (a) Name of Issuer: Clough Global Opportunities Fund

(b) Address of Issuer's Principal Executive

Item 1 (b) Address of Issuer's Principal Executive Offices: 1700 Broadway, Suite 1850 Denver, CO 80290

(a) Name of Person Filing

Item 2 (a) Name of Person Filing: Sit Investment Associates, Inc. Sit Fixed Income Advisors II, LLC

(b) Address of Principal Business Office

Item 2 (b) Address of Principal Business Office or, if none, Residence: c/o Sit Investment Associates, Inc. 80 South Eighth Street, Suite 3300 Minneapolis, MN 55402

(c) Citizenship

Item 2 (c) Citizenship: Sit Investment Associates, Inc. Minnesota Corporation Sit Fixed Income Advisors II, LLC Delaware LLC

(d) Title of Class of Securities

Item 2 (d) Title of Class of Securities: Common Stock

(e) CUSIP Number

Item 2 (e) CUSIP Number: 18914E106

If this statement is filed pursuant

Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [X] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ________

Ownership

Item 4 Ownership The information required by this Item 4 with respect to each Reporting Person is set forth in rows 5 through 9 and 11 of the cover pages to this Schedule 13G. The ownership percentages reported are based on 42,831,622 shares of common stock outstanding as of April 30, 2024, as reported in the Issuer's Report on Form N-CSRS filed with the Securities Exchange Commission. Sit Investment Associates, Inc. ("SIA") is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Sit Fixed Income Advisors II, LLC ("SFI") is an investment adviser registered under section 203 of the Investment Advisers Act of 1940 and a subsidiary of SIA. SIA and SFI provide investment management services to client accounts ("Accounts"). In their roles as investment advisers SIA and SFI possess shared voting and investment power over securities of the Issuer described in this schedule 13G owned by the Accounts and may be deemed to be the beneficial owner of such shares of the Issuer owned by the Accounts. All securities reported in this schedule 13G are owned by the Accounts. Pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), SIA and SFI disclaim beneficial ownership of such securities.

Ownership of Five Percent or Less of

Item 5 Ownership of Five Percent or Less of a Class: Not Applicable.

Ownership of More than Five Percent

Item 6 Ownership of More than Five Percent on Behalf of Another Person: The Accounts are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Except as may be indicated if this is a joint filing with a registered investment company managed by SIA or SFI, not more than 5% of the class of such securities is owned by any one Account subject to the investment advice of SIA or SFI.

Identification and Classification of

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not applicable.

Identification and Classification of

Item 8 Identification and Classification of Members of the Group: Not applicable.

Notice of Dissolution of Group

Item 9 Notice of Dissolution of Group: Not applicable.

Certification

Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purposes or effect, other than activities solely in connection with a nomination under § 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Sit Investment Associates, Inc. Sit Fixed Income Advisors II, LLC Date: August 14, 2024 Signature /s/ Paul E. Rasmussen Name / Title: Paul Rasmussen / Vice President Exhibit A - Joint Filing Agreement EXHIBIT A Joint Filing Agreement The undersigned agree that the statement on this Schedule 13G with respect to the common stock of Clough Global Opportunities Fund is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. IN WITNESS WHEREOF, this Agreement has been duly executed by the parties hereto as of the date first written above. By: Sit Investment Associates, Inc. /s/ Roger J. Sit ----------------------------------- Name/Title: Roger J. Sit, Chairman & CEO By: Sit Fixed Income Advisors II, LLC /s/ Roger J. Sit ----------------------------------- Name/Title: Roger J. Sit, Chairman & CEO

View Full Filing

View this SC 13G filing on SEC EDGAR