Guggenheim Funds Announce Joint Annual Meeting for GBAB, GOF, and GUG
Ticker: GOF · Form: DEF 14A · Filed: Mar 1, 2024 · CIK: 1380936
| Field | Detail |
|---|---|
| Company | Guggenheim Strategic Opportunities Fund (GOF) |
| Form Type | DEF 14A |
| Filed Date | Mar 1, 2024 |
| Risk Level | low |
| Pages | 15 |
| Reading Time | 18 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy statement, annual meeting, shareholders, Guggenheim funds, DEF 14A
Related Tickers: GBAB, GOF, GUG
TL;DR
<b>Guggenheim funds GBAB, GOF, and GUG are holding a joint annual shareholder meeting on April 4, 2024.</b>
AI Summary
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) filed a Proxy Statement (DEF 14A) with the SEC on March 1, 2024. The Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB), Guggenheim Strategic Opportunities Fund (GOF), and Guggenheim Active Allocation Fund (GUG) will hold a joint annual meeting of shareholders on April 4, 2024. The filing is a Definitive Proxy Statement (DEF 14A) filed on March 1, 2024. The meeting will address matters concerning the common shares of beneficial interest for each fund. The registrants' principal executive offices are located at 227 West Monroe Street, Chicago, Illinois. No filing fee was required for this proxy statement.
Why It Matters
For investors and stakeholders tracking GUGGENHEIM STRATEGIC OPPORTUNITIES FUND, this filing contains several important signals. Shareholders of GBAB, GOF, and GUG need to be aware of the upcoming joint annual meeting to participate in voting on important matters affecting their investments. This filing provides formal notification and details regarding the meeting, which is crucial for governance and shareholder rights within these Guggenheim investment trusts.
Risk Assessment
Risk Level: low — GUGGENHEIM STRATEGIC OPPORTUNITIES FUND shows low risk based on this filing. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational risks indicated.
Analyst Insight
Shareholders should review the proxy materials for details on meeting agenda items and voting procedures.
Key Numbers
- 2024-04-04 — Joint Annual Meeting Date (Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, Guggenheim Strategic Opportunities Fund, and Guggenheim Active Allocation Fund)
- DEF 14A — Filing Type (Proxy Statement)
- 2024-03-01 — Filing Date (SEC Filing)
Key Players & Entities
- Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (company) — Registrant
- GBAB (company) — Ticker symbol for Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
- Guggenheim Strategic Opportunities Fund (company) — Registrant
- GOF (company) — Ticker symbol for Guggenheim Strategic Opportunities Fund
- Guggenheim Active Allocation Fund (company) — Registrant
- GUG (company) — Ticker symbol for Guggenheim Active Allocation Fund
- 2024-04-04 (date) — Date of Joint Annual Meeting of Shareholders
- 2024-03-01 (date) — Filing Date
FAQ
When did GUGGENHEIM STRATEGIC OPPORTUNITIES FUND file this DEF 14A?
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND filed this Proxy Statement (DEF 14A) with the SEC on March 1, 2024.
What is a DEF 14A filing?
A DEF 14A is a definitive proxy statement sent to shareholders before annual meetings, covering executive compensation, board nominations, and shareholder votes. This particular DEF 14A was filed by GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF).
Where can I read the original DEF 14A filing from GUGGENHEIM STRATEGIC OPPORTUNITIES FUND?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
What are the key takeaways from GUGGENHEIM STRATEGIC OPPORTUNITIES FUND's DEF 14A?
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND filed this DEF 14A on March 1, 2024. Key takeaways: The Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB), Guggenheim Strategic Opportunities Fund (GOF), and Guggenheim Active Allocation Fund (GUG) will hold a joint annual meeting of shareholders on April 4, 2024.. The filing is a Definitive Proxy Statement (DEF 14A) filed on March 1, 2024.. The meeting will address matters concerning the common shares of beneficial interest for each fund..
Is GUGGENHEIM STRATEGIC OPPORTUNITIES FUND a risky investment based on this filing?
Based on this DEF 14A, GUGGENHEIM STRATEGIC OPPORTUNITIES FUND presents a relatively low-risk profile. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational risks indicated.
What should investors do after reading GUGGENHEIM STRATEGIC OPPORTUNITIES FUND's DEF 14A?
Shareholders should review the proxy materials for details on meeting agenda items and voting procedures. The overall sentiment from this filing is neutral.
How does GUGGENHEIM STRATEGIC OPPORTUNITIES FUND compare to its industry peers?
The filing pertains to closed-end investment funds, specifically focusing on their annual shareholder meetings and proxy solicitations.
Are there regulatory concerns for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND?
The filing is made under Section 14(a) of the Securities Exchange Act of 1934, which governs the solicitation of proxies.
Industry Context
The filing pertains to closed-end investment funds, specifically focusing on their annual shareholder meetings and proxy solicitations.
Regulatory Implications
The filing is made under Section 14(a) of the Securities Exchange Act of 1934, which governs the solicitation of proxies.
What Investors Should Do
- Shareholders should review the proxy statement for details on proposals and voting instructions.
- Confirm attendance or proxy submission for the April 4, 2024 meeting.
- Note the ticker symbols (GBAB, GOF, GUG) for each respective fund.
Key Dates
- 2024-04-04: Joint Annual Meeting of Shareholders — To address matters concerning the common shares of beneficial interest for GBAB, GOF, and GUG.
- 2024-03-01: Filing of Definitive Proxy Statement — Official notification filed with the SEC.
Year-Over-Year Comparison
This is a DEF 14A filing for the annual meeting, indicating a routine corporate governance event.
Filing Stats: 4,450 words · 18 min read · ~15 pages · Grade level 11.4 · Accepted 2024-03-01 16:19:57
Filing Documents
- gug87110.htm (DEF 14A) — 572KB
- image_001.gif (GRAPHIC) — 2KB
- image_002.gif (GRAPHIC) — 2KB
- image_003.gif (GRAPHIC) — 2KB
- proxycardsx1x1.gif (GRAPHIC) — 1KB
- proxycardsx1x2.gif (GRAPHIC) — 1KB
- proxycardsx1x3.gif (GRAPHIC) — 1KB
- proxycardsx1x4.gif (GRAPHIC) — 1KB
- proxycardsx1x5.gif (GRAPHIC) — 1KB
- 0001821268-24-000039.txt ( ) — 590KB
From the Filing
DEF 14A 1 gug87110.htm GBAB GOF GUG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to §240.14a-12 GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST (NYSE: GBAB) GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (NYSE: GOF) GUGGENHEIM ACTIVE ALLOCATION FUND (NYSE: GUG) (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with preliminary materials Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST (NYSE: GBAB) GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (NYSE: GOF) GUGGENHEIM ACTIVE ALLOCATION FUND (NYSE: GUG) 227 West Monroe Street, 7th Floor Chicago, Illinois 60606 NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS To be held on April 4, 2024 Notice is hereby given to the holders of common shares of beneficial interest (“Shares”) of each of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (“GBAB”), Guggenheim Strategic Opportunities Fund (“GOF”) and Guggenheim Active Allocation Fund (“GUG”) (GBAB, GOF and GUG are each referred to herein as a “Fund” and collectively as the “Funds”) that the joint annual meeting of shareholders of the Funds (the “Annual Meeting”) will be held in a virtual meeting format only, on Thursday, April 4, 2024, at 10:00 a.m. (Central time). The Annual Meeting is being held for the following purposes: 1. To elect Trustees in the following manner: (a) With respect to GBAB and GUG only: (i) To elect, as Class II Trustees, the Trustee nominees (Mr. Thomas F. Lydon, Jr. and Mr. Ronald A. Nyberg) to serve until each Fund’s 2027 annual meeting of shareholders or until their respective successors shall have been elected and qualified. (b) With respect to GOF only: (i) To elect, as Class I Trustees, the Trustee nominees (Mr. Randall C. Barnes, Ms. Angela Brock-Kyle, and Ms. Amy J. Lee) to serve until the Fund’s 2026 annual meeting of shareholders or until their respective successors shall have been elected and qualified. 2. To transact such other business as may properly come before the Annual Meeting or any adjournments, postponements, or delays thereof. THE BOARD OF TRUSTEES (THE “BOARD”) OF EACH FUND UNANIMOUSLY RECOMMENDS THAT YOU VOTE “FOR” EACH OF THE NOMINEES FOR THE BOARD OF YOUR FUND LISTED IN THE ACCOMPANYING PROXY Further information regarding the purpose of the Annual Meeting is included in the accompanying Proxy Statement dated March 1, 2024. The Annual Meeting will be held in a virtual meeting format only. Shareholders of record on the Record Date (as defined below) for the Annual Meeting may participate in and vote at the Annual Meeting on the Internet by virtual means. To participate in the Annual Meeting, shareholders must register in advance by visiting https://www.viewproxy.com/Guggenheim/broadridgevsm/ and submitting the requested required information to Broadridge Financial Solutions, Inc. (“Broadridge”), the Funds’ proxy tabulator. Only shareholders of record at the close of business on February 16, 2024 (the “Record Date”) are entitled to notice of, and to vote at, the Annual Meeting or any adjournments, postponements, or delays thereof. Proxies are being solicited on behalf of the Board of each Fund. Shareholders whose shares are registered directly with a Fund in the shareholder’s name will be asked to submit their name and control number found on the shareholder’s proxy card in order to register to participate in and vote at the Annual Meeting. Shareholders whose shares are held by a broker, bank or other nominee must first obtain a “legal proxy” from the applicable nominee/record holder, who will then provide the shareholder with a newly-issued control number. We note that obtaining a legal proxy may take several days. Requests for registration should be received no later than 2:00 p.m., Central Time, on Wednesday, March 27, 2024, but in any event must be received by the scheduled time for commencement of the Annual Meeting, as indicated above. Once shareholders have obtained a new control number, they must visit https://www.viewproxy.com/Guggenheim/broadridgevsm/ and submit their name and newly issued control number in order to register t