Ault Alliance Files 8-K for Shareholder Votes and Financials

Ticker: GPUS-PD · Form: 8-K · Filed: Aug 26, 2024 · CIK: 896493

Ault Alliance, INC. 8-K Filing Summary
FieldDetail
CompanyAult Alliance, INC. (GPUS-PD)
Form Type8-K
Filed DateAug 26, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.001, $5,390,000
Sentimentneutral

Sentiment: neutral

Topics: corporate-action, financials, filing

Related Tickers: AULT

TL;DR

AULT filed an 8-K on 8/26 for shareholder votes & financials.

AI Summary

Ault Alliance, Inc. filed an 8-K on August 26, 2024, to report on matters submitted to a vote of security holders and to file financial statements and exhibits. The company, formerly known as BitNile Holdings, Inc., is based in Las Vegas, Nevada, and operates in the electronic components sector.

Why It Matters

This filing provides updates on corporate actions requiring shareholder approval and makes financial information publicly available, which is crucial for investors to assess the company's performance and governance.

Risk Assessment

Risk Level: low — This is a routine filing for corporate actions and financial disclosures, not indicating any immediate operational or financial distress.

Key Players & Entities

FAQ

What specific matters were submitted to a vote of security holders?

The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the provided text snippet.

When was Ault Alliance, Inc. formerly known as BitNile Holdings, Inc.?

The date of the name change from BitNile Holdings, Inc. to Ault Alliance, Inc. was December 13, 2021.

What is Ault Alliance, Inc.'s Standard Industrial Classification code?

Ault Alliance, Inc.'s Standard Industrial Classification code is 3679, for Electronic Components, NEC.

Where is Ault Alliance, Inc. located?

Ault Alliance, Inc.'s business address is 11411 Southern Highlands Parkway, Suite 240, Las Vegas, NV 89141.

What is the purpose of this 8-K filing?

This 8-K filing is to report on the submission of matters to a vote of security holders and to file financial statements and exhibits.

Filing Stats: 640 words · 3 min read · ~2 pages · Grade level 11 · Accepted 2024-08-26 16:30:23

Key Financial Figures

Filing Documents

07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS On August 26, 2024, Ault Alliance, Inc. (the " Company ") held a Special Meeting of Stockholders (the " Meeting "). As of August 5, 2024, the record date for the Meeting, the Company had outstanding and entitled to vote (i) 38,846,318 shares of Class A common stock, $0.001 par value (" Common Stock "), and (ii) 44,300 shares of its outstanding Series C Preferred Convertible Stock, which together constitute all of the outstanding voting capital stock of the Company. At the Meeting, the stockholders voted on one proposal, which is described in more detail in the Company's definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on August 6, 2024. At the Meeting, stockholders approved the proposal that was presented for a vote. The table below sets forth the number of votes cast for and against, and the number of abstentions or broker non-votes, for the matter voted upon by the Company's stockholders. Proposal One : Approval of, pursuant to Rule 713(a) of the NYSE American, of the conversion of the Company's 10% OID Convertible Promissory Note (the " Note ") in the principal amount of $5,390,000 into the Company's Common Stock, which Note was issued pursuant to the Note Purchase Agreement dated July 18, 2024. For Against Abstain Broker Non-Votes 16,626,682 2,541,216 46,470 0

01 FINANCIAL STATEMENTS AND EXHIBITS

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (d) Exhibits: Exhibit No. Description 101 Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AULT ALLIANCE, INC. Dated: August 26, 2024 /s/ Henry Nisser Henry Nisser President and General Counsel

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