SC 13G/A: GRAIL, Inc.
Ticker: GRAL · Form: SC 13G/A · Filed: Sep 30, 2024 · CIK: 1699031
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by GRAIL, Inc..
Risk Assessment
Risk Level: low
Filing Stats: 3,350 words · 13 min read · ~11 pages · Grade level 10.5 · Accepted 2024-09-30 17:15:55
Key Financial Figures
- $0.001 — ame of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 38474
Filing Documents
- sc13ga.htm (SC 13G/A) — 315KB
- 0000898432-24-000795.txt ( ) — 317KB
Ownership
Item 4. Ownership. The information required by Items 4(a) - (c) is set forth in Rows 5 through 11 of the cover page for each Reporting Person is incorporated herein by reference for each such Reporting Person. The shares of Common Stock reported hereby for the CRCM Funds are owned directly by the applicable fund. The Investment Manager, as investment manager of the CRCM Funds and the Managed Accounts, may be deemed to be the beneficial owner of all such shares owned by the CRCM Funds and the Managed Accounts. The General Partner, as general partner of the Investment Manager, may be deemed to be the beneficial the shares owned by the fund for which they serve as general partner. Mr. Ding, as managing partner of the Investment Manager, and manager of the General Partner with the power to exercise investment discretion, may be deemed to be the beneficial owner of all such shares owned by the CRCM Funds and the Managed Accounts. Each of the Investment Manager, the General Partner, Opp III GP, Opp IV GP, and Mr. Ding hereby disclaims any beneficial ownership of any such shares.
Ownership of Five Percent or Less of a Class
Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. 12
Ownership of More than Five Percent on
Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not appliable.
Identification and Classification of the
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable.
Identification and Classification of Members
Item 8. Identification and Classification of Members of the Group: Not applicable.
Notice of Dissolution of Group: Not
Item 9. Notice of Dissolution of Group: Not applicable.
Certification
Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 30, 2024 /s/ Kelvin Koo CRCM LLC, On its own behalf and as the General Partner of CRCM LP, and as the Investment Manager of CRCM G SPV, LP CRCM Institutional Master Fund (BVI), Ltd. CRCM Opportunity Fund III, LP CRCM Opportunity Fund IV, LP CRCM Opportunity GP III LLC CRCM Opportunity GP IV LLC By: Kelvin Koo, Attorney-in-Fact for Chun R. Ding, Member /s/ Kelvin Koo By: Kelvin Koo, Attorney-in-Fact for Chun R. Dung 13 Exhibit Index Exhibit 1 Joint Acquisition Statement Pursuant to Section 240.13d-1(k) Exhibit 2 Power of Attorney appointing Kelvin Koo as true and lawful attorney-in-fact for Chun Ding (previously filed) 14 EXHIBIT 1 to SCHEDULE 13G JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except