Goldman Sachs Group Inc. Files 10-K/A Amendment

TL;DR

<b>Goldman Sachs Group, Inc. has filed an amended annual report (10-K/A) for the fiscal year ending December 31, 2023.</b>

AI Summary

GOLDMAN SACHS GROUP INC (GSCE) filed a Amended Annual Report (10-K/A) with the SEC on February 28, 2024. Filing is an Amendment No. 1 to the Annual Report (10-K) for the fiscal year ended December 31, 2023. The report covers the period from January 1, 2023, to December 31, 2023. Goldman Sachs Group, Inc. is incorporated in Delaware with IRS Employer Identification No. 13-4019460. Principal executive offices are located at 200 West Street, New York, NY 10282. Common stock (GS) and various series of preferred stock are registered on the NYSE.

Why It Matters

For investors and stakeholders tracking GOLDMAN SACHS GROUP INC, this filing contains several important signals. This amendment indicates potential updates or corrections to the previously filed annual report, requiring investor attention for any revised financial or operational details. The filing lists specific securities registered on the NYSE, providing insight into the company's capital structure and publicly traded instruments.

Risk Assessment

Risk Level: low — GOLDMAN SACHS GROUP INC shows low risk based on this filing. The filing is an amendment to a 10-K, which is a routine update and does not inherently signal significant new risks beyond those typically disclosed in annual reports.

Analyst Insight

Review the specific changes in Amendment No. 1 to the 10-K filing for any material updates to Goldman Sachs' financial position or disclosures.

Key Numbers

• 20231231 — Fiscal Year End (Period of report)
• 20240228 — Filed as of Date (Filing date)
• 001-14965 — Commission File Number (SEC file number)
• 13-4019460 — IRS Number (Filer's IRS number)

Key Players & Entities

• GOLDMAN SACHS GROUP INC (company) — Filer name
• 200 WEST STREET (company) — Business address
• NEW YORK (company) — Business address city
• NY (company) — Business address state
• 10282 (company) — Business address zip
• 212-902-1000 (company) — Business phone
• NYSE (company) — Exchange on which registered
• GS (company) — Trading symbol for Common stock

FAQ

Industry Context

Goldman Sachs Group, Inc. operates within the financial services industry, specifically as a global investment banking, securities, and investment management firm.

Regulatory Implications

The filing is made under the Securities Exchange Act of 1934, requiring public companies to disclose material information to investors.

What Investors Should Do

1. Review Amendment No. 1 for any changes to previously reported financial data.
2. Examine the list of registered securities for insights into Goldman Sachs' capital structure.
3. Note the filing date and period covered for accurate context of the disclosed information.

Year-Over-Year Comparison

This is an amended filing (10-K/A), indicating updates or corrections to the original 10-K filing for the fiscal year ended December 31, 2023.

Filing Documents

• gs-20231231.htm (10-K/A) — 116KB
• gs-12312023x10kex31110xka.htm (EX-31.1) — 28KB
• gs-12312023x10kex32110xka.htm (EX-32.1) — 16KB
• 0000886982-24-000012.txt (&nbsp;) — 497KB
• gs-20231231.xsd (EX-101.SCH) — 5KB
• gs-20231231_def.xml (EX-101.DEF) — 26KB
• gs-20231231_lab.xml (EX-101.LAB) — 61KB
• gs-20231231_pre.xml (EX-101.PRE) — 30KB
• gs-20231231_htm.xml (XML) — 13KB

Exhibit and Financial Statement Schedules

Item 15 Exhibit and Financial Statement Schedules 1 SIGNATURES II-1 PART IV

Exhibit and Financial Statement Schedules

Item 15. Exhibit and Financial Statement Schedules (a) Documents filed as part of this Report: 1. Consolidated Financial Statements The consolidated financial statements required to be filed in this Form 10-K are included in Part II, Item 8 hereof. 2. Exhibits 2.1 Plan of Incorporation (incorporated by reference to Exhibit 2.1 to the Registrant's Registration Statement on Form S-1 (No. 333-74449)). 3.1 Restated Certificate of Incorporation of The Goldman Sachs Group, Inc., amended as of S eptember 15, 2023 (incorporated by reference to Exhibit 3.2 to the Registrant ' s Current Report on Form 8-K, filed on September 18, 2023 ). 3.2 Amended and Restated By-Laws of The Goldman Sachs Group, Inc., amended as of N ovember 3, 2023 (incorporated by reference to Exhibit 3. 2 to the Registrant's Quarterly Report on Form 10-Q for the quarter ended September 30, 2023). 4.1 Description of The Goldman Sachs Group, Inc.'s Securities registered pursuant to Section 12 of the Securities Exchange Act of 1934. * 4.2 Indenture, dated as of May 19, 1999, between The Goldman Sachs Group, Inc. and The Bank of New York, as trustee (incorporated by reference to Exhibit 6 to the Registrant's Registration Statement on Form 8-A, filed on June 29, 1999). 4.3 Subordinated Debt Indenture, dated as of February 20, 2004, between The Goldman Sachs Group, Inc. and The Bank of New York, as trustee (incorporated by reference to Exhibit 4.2 to the Registrant's Annual Report on Form 10-K for the fiscal year ended November 28, 2003). 4.4 Warrant Indenture, dated as of February 14, 2006, between The Goldman Sachs Group, Inc. and The Bank of New York, as trustee (incorporated by reference to Exhibit 4.34 to the Registrant's Post-Effective Amendment No. 3 to Form S-3, filed on March 1, 2006). 4.5 Senior Debt Indenture, dated as of December 4, 2007, among GS Finance Corp., as issuer, The Goldman Sachs Group, Inc., as guarantor, and The Bank of New York, as trustee (incorporated by reference to Exhi

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized. THE GOLDMAN SACHS GROUP, INC. By: /s/ Sheara J. Fredman Name: Sheara J. Fredman Title: Chief Accounting Officer (Principal Accounting Officer) Date: February 27, 2024 II-1

View Full Filing

View this 10-K/A filing on SEC EDGAR