Goldman Sachs Files 8-K on Preferred Securities
Ticker: GSCE · Form: 8-K · Filed: Oct 21, 2025 · CIK: 886982
| Field | Detail |
|---|---|
| Company | Goldman Sachs Group INC (GSCE) |
| Form Type | 8-K |
| Filed Date | Oct 21, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $500,000,000, $2,500,000,000, $3,000,000,000, $3,500,000,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: debt-issuance, preferred-stock, capital-markets
Related Tickers: GS
TL;DR
GS filed an 8-K detailing preferred stock and debt issuances, including 5.793% Fixed-to-Floating Rate Enhanced Capital Securities.
AI Summary
On October 21, 2025, Goldman Sachs Group Inc. filed an 8-K, primarily to disclose information regarding its 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II. The filing also references various other preferred stock and medium-term note series issued by the company and its subsidiaries.
Why It Matters
This filing provides transparency into Goldman Sachs' capital structure and the terms of its various preferred stock and debt issuances, which can impact investor understanding of the company's financial health and risk.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of existing financial instruments and does not indicate new or elevated risks.
Key Numbers
- 5.793% — Interest Rate (Rate on Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities)
Key Players & Entities
- GOLDMAN SACHS GROUP INC (company) — Filer
- Goldman Sachs Capital II (company) — Issuer of securities
- 5.793% (dollar_amount) — Interest rate on preferred securities
FAQ
What is the primary purpose of this 8-K filing for Goldman Sachs Group Inc.?
The primary purpose is to disclose information regarding its 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II, along with other related securities.
What is the specific interest rate mentioned for the preferred securities?
The specific interest rate mentioned is 5.793% for the Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities.
What other types of financial instruments are referenced in the filing?
The filing references various preferred stock series (Series A, C, D) and medium-term notes (Series F) due in March and May 2031.
When was this 8-K form filed?
This 8-K form was filed on October 21, 2025.
What is the SIC code for Goldman Sachs Group Inc.?
The Standard Industrial Classification (SIC) code for Goldman Sachs Group Inc. is 6211, which corresponds to SECURITY BROKERS, DEALERS & FLOTATION COMPANIES.
Filing Stats: 693 words · 3 min read · ~2 pages · Grade level 11.2 · Accepted 2025-10-21 16:29:43
Key Financial Figures
- $500,000,000 — ended, the "Registration Statement"): $500,000,000 Floating Rate Notes due 2029 (the "2029
- $2,500,000,000 — (the "2029 Floating Rate Securities") $2,500,000,000 4.153% Fixed/Floating Rate Notes due 20
- $3,000,000,000 — (the "2031 Floating Rate Securities") $3,000,000,000 4.369% Fixed/Floating Rate Notes due 20
- $3,500,000,000 — 2031 Fixed/Floating Rate Securities") $3,500,000,000 4.939% Fixed/Floating Rate Notes due 20
Filing Documents
- d42434d8k.htm (8-K) — 42KB
- d42434dex51.htm (EX-5.1) — 10KB
- 0001193125-25-245194.txt ( ) — 244KB
- gs-20251021.xsd (EX-101.SCH) — 6KB
- gs-20251021_def.xml (EX-101.DEF) — 16KB
- gs-20251021_lab.xml (EX-101.LAB) — 28KB
- gs-20251021_pre.xml (EX-101.PRE) — 17KB
- d42434d8k_htm.xml (XML) — 14KB
Financial Statements and Exhibits
Financial Statements and Exhibits. Exhibits are filed herewith in connection with the issuance of the following debt securities by The Goldman Sachs Group, Inc. (the "Company") on October 21, 2025 pursuant to the Company's shelf registration statement on Form S-3 (File No. 333-284538) (as amended, the "Registration Statement"): $500,000,000 Floating Rate Notes due 2029 (the "2029 Floating Rate Securities") $2,500,000,000 4.153% Fixed/Floating Rate Notes due 2029 (the "2029 Fixed/Floating Rate Securities") $500,000,000 Floating Rate Notes due 2031 (the "2031 Floating Rate Securities") $3,000,000,000 4.369% Fixed/Floating Rate Notes due 2031 (the "2031 Fixed/Floating Rate Securities") $3,500,000,000 4.939% Fixed/Floating Rate Notes due 2036 (the "2036 Fixed/Floating Rate Securities" and, together with the 2029 Floating Rate Securities, the 2029 Fixed/Floating Rate Securities, the 2031 Floating Rate Securities and the 2031 Fixed/Floating Rate Securities, the "Securities") (d) Exhibits The following exhibits are filed as part of this Current Report on Form 8-K and Exhibits 5.1 and 23.1 are incorporated by reference into the Registration Statement as exhibits thereto: 5.1 Opinion of Sullivan & Cromwell LLP relating to the Securities. 23.1 Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1). 101 Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language). 104 Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE GOLDMAN SACHS GROUP, INC. (Registrant) Date: October 21, 2025 By: /s/ Matthew E. Tropp Name: Matthew E. Tropp Title: Assistant Secretary