SC 13G/A: GUIDED THERAPEUTICS INC
Ticker: GTHP · Form: SC 13G/A · Filed: Feb 14, 2024 · CIK: 924515
| Field | Detail |
|---|---|
| Company | Guided Therapeutics Inc (GTHP) |
| Form Type | SC 13G/A |
| Filed Date | Feb 14, 2024 |
| Risk Level | low |
| Pages | 7 |
| Reading Time | 9 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by GUIDED THERAPEUTICS INC.
Risk Assessment
Risk Level: low
FAQ
What type of filing is this?
This is a SC 13G/A filing submitted by Guided Therapeutics Inc (ticker: GTHP) to the SEC on Feb 14, 2024.
What is the risk level of this SC 13G/A filing?
This filing has been assessed as low risk.
What are the key financial figures in this filing?
Key dollar amounts include: $0.001 (me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti).
How long is this filing?
Guided Therapeutics Inc's SC 13G/A filing is 7 pages with approximately 2,241 words. Estimated reading time is 9 minutes.
Where can I view the full SC 13G/A filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 2,241 words · 9 min read · ~7 pages · Grade level 10.2 · Accepted 2024-02-14 13:48:53
Key Financial Figures
- $0.001 — me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti
Filing Documents
- gthp_13gv2.htm (SC 13G/A) — 107KB
- 0001700205-24-000003.txt ( ) — 108KB
(a). Name of Issuer
Item 1(a). Name of Issuer: Guided Therapeutics, Inc. (the “Issuer”)
(b). Address of Issuer’s Principal Executive Offices
Item 1(b). Address of Issuer’s Principal Executive Offices: 5835 Peachtree Corners East, Suite B Peachtree Corners, Georgia 30092
(a). Name of Persons Filing
Item 2(a). Name of Persons Filing: This with respect to the shares of Common Stock of the Company: (i) Auctus Fund, LLC (ii) Auctus Fund Management LLC (iii) Alfred Sollami (iv) Louis Posner
(b). Address of Principal Business Office or, if none, Residence
Item 2(b). Address of Principal Business Office or, if none, Residence: (i) Auctus Fund, LLC 535 Boylston Street, 3rd Floor, Suite 301 Boston, MA 02110 (ii) Auctus Fund Management LLC 535 Boylston Street, 3rd Floor, Suite 301 Boston, MA 02116 (iii) Alfred Sollami 535 Boylston Street, 3rd Floor, Suite 301 Boston, MA 02116 (iv) Louis Posner 535 Boylston Street, 3rd Floor, Suite 301 Boston, MA 02116
(c). Citizenship
Item 2(c). Citizenship: (i) Auctus Fund, LLC – DE (ii) Auctus Fund Management LLC – DE (iii) Alfred Sollami – USA (iv) Louis Posner – USA
(d). Title of Class of Securities
Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share (“Common Stock”)
(e). CUSIP Number
Item 2(e). CUSIP Number: 40171F501
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (e) [x] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E) (g) [x] Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
Ownership
Item 4. Ownership (i) Auctus Fund, LLC (a) Amount beneficially owned: 5,328,840 (See Note 5) (b) Percent of class: 9.9% (See Note 6) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 5,328,840 (See Note 5) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 5,328,840 (See Note 5) (ii) Auctus Fund Management, LLC (a) Amount beneficially owned: 5,328,840 (See Note 5) (b) Percent of class: 9.9% (See Note 6) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 5,328,840 (See Note 5) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 5,328,840 (See Note 5) (iii) Alfred Sollami (a) Amount beneficially owned: 5,328,840 (See Note 5) (b) Percent of class: 9.9% (See Note 6) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 5,328,840 (See Note 5) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 5,328,840 (See Note 5) (iv) Louis Posner (a) Amount beneficially owned: 5,328,840 (See Note 5) (b) Percent of class: 9.9% (See Note 6) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 5,328,840 (See Note 5) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 5,328,840 (See Note 5) CUSIP No. 40171F501 13G/A Page 6 of 8 Pages Note 5: Auctus Fund Management, LLC is an Exempt Reporting Adviser with the SEC and the State of Massachusetts and serves as the in
Certifications
Item 10. Certifications: Each of the Reporting Persons makes the following certification: By signing below each Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2024 Auctus Fund, LLC By: Auctus Fund Management, LLC its Managing Member By: /s/ Alfred Sollami Name: Alfred Sollami Title: Managing Member Auctus Fund Management LLC By: /s/ Alfred Sollami Name: Alfred Sollami Title: Managing Member Alfred Sollami By: /s/ Alfred Sollami Louis Posner By: /s/ Louis Posner CUSIP No. 40171F501 13G/A Page 7 of 8 Pages EXHIBIT A Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities Exchange Act of 1934, as amended (the "Act") by and among the parties listed below, each referenced to herein as a "Joint Filer". The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the rules thereunder may be filed on each of his, her or its behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1(k). Dated: February 14, 2024 Auctus Fund, LLC By: Auctus Fund Management, LLC, its Managing Member By: /s/ Alfred Sollami Name: Alfred Sollami Title: Managing Member Auctus Fund Management LLC By: /s/ Alfred Sollami Name: