ESS Tech Files 8-K/A Amendment

Ticker: GWH-WT · Form: 8-K/A · Filed: Aug 26, 2024 · CIK: 1819438

Ess Tech, Inc. 8-K/A Filing Summary
FieldDetail
CompanyEss Tech, Inc. (GWH-WT)
Form Type8-K/A
Filed DateAug 26, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.0001, $172.50
Sentimentneutral

Sentiment: neutral

Topics: amendment, corporate-governance, voting

TL;DR

ESS Tech filed an amendment to its 8-K regarding a security holder vote.

AI Summary

ESS Tech, Inc. filed an amendment (8-K/A) on August 26, 2024, to its report originally dated August 23, 2024. This amendment pertains to the submission of matters to a vote of security holders. The company, formerly known as ACON S2 Acquisition Corp., is incorporated in Delaware and headquartered in Wilsonville, Oregon.

Why It Matters

This filing indicates a procedural update or correction related to a vote by ESS Tech's security holders, which could be relevant for understanding corporate governance and upcoming decisions.

Risk Assessment

Risk Level: low — This is a procedural amendment to a previous filing and does not appear to introduce new financial or operational risks.

Key Numbers

  • 001-39525 — SEC File Number (Identifies the company's filing history with the SEC)
  • 98-1550150 — IRS Employer Identification Number (Company's tax identification number)

Key Players & Entities

  • ESS Tech, Inc. (company) — Registrant
  • ACON S2 Acquisition Corp. (company) — Former company name
  • August 23, 2024 (date) — Earliest event date
  • August 26, 2024 (date) — Filing date

FAQ

What specific matter is being submitted to a vote of security holders?

The filing does not specify the exact matter being submitted to a vote, only that it is a 'Submission of Matters to a Vote of Security Holders'.

What is the purpose of this 8-K/A filing?

This is an amendment (8-K/A) to a previous report, indicating a correction or addition to information previously filed regarding a vote of security holders.

When was the original event reported?

The earliest event reported was on August 23, 2024.

What was ESS Tech, Inc. formerly known as?

ESS Tech, Inc. was formerly known as ACON S2 Acquisition Corp.

Where is ESS Tech, Inc. headquartered?

ESS Tech, Inc. is headquartered at 26440 SW Parkway Ave., Bldg. 83, Wilsonville, Oregon 97070.

Filing Stats: 613 words · 2 min read · ~2 pages · Grade level 11.1 · Accepted 2024-08-23 20:30:35

Key Financial Figures

  • $0.0001 — ge on which registered Common Stock, $0.0001 par value per share GWH The New York St
  • $172.50 — of common stock at an exercise price of $172.50 GWH.W The New York Stock Exchange Ind

Filing Documents

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. (a) The Special Meeting was held on August 23, 2024 exclusively online via live webcast. At the Special Meeting, the Company's stockholders approved the Reverse Stock Split Proposal. At the Special Meeting, an aggregate of at least 106,262,043 shares of the Company's common stock, which represents a quorum of the outstanding common stock entitled to vote as of the record date of July 25, 2024, were represented in person or by proxy at the Meeting. The proposal is described in detail in the Company's definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission on August 8, 2024. (b) Proposal 1: Reverse Stock Split The table below sets forth the final voting results for this proposal: Votes For Votes Against Abstentions 104,424,540 1,551,346 286,157 There were no broker non-votes with respect to this proposal. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Dated: August 26, 2024 ESS TECH, INC. By: /s/ Anthony Rabb Name: Anthony Rabb Title: Chief Financial Officer

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