Hanmi Financial Corp. Files 8-K on Shareholder Vote Matters
Ticker: HAFC · Form: 8-K · Filed: May 23, 2024 · CIK: 1109242
| Field | Detail |
|---|---|
| Company | Hanmi Financial CORP (HAFC) |
| Form Type | 8-K |
| Filed Date | May 23, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: shareholder-vote, corporate-governance
Related Tickers: HAFC
TL;DR
HAFC filed an 8-K about a shareholder vote - details to come.
AI Summary
On May 22, 2024, Hanmi Financial Corporation (HAFC) filed an 8-K report detailing the submission of matters to a vote of its security holders. The filing does not disclose specific proposals or outcomes but indicates a formal process involving shareholder decisions is underway. The company is incorporated in Delaware and headquartered in Los Angeles, California.
Why It Matters
This filing signals that Hanmi Financial Corporation is engaging in a process requiring shareholder approval, which could impact corporate governance or strategic decisions.
Risk Assessment
Risk Level: low — The filing is procedural and does not contain information that immediately suggests significant financial or operational risk.
Key Players & Entities
- Hanmi Financial Corporation (company) — Registrant
- HAFC (company) — Trading Symbol
- Nasdaq Global Select Market (company) — Exchange
FAQ
What specific matters were submitted for a vote of Hanmi Financial Corporation's security holders?
The filing does not specify the exact matters submitted for a vote, only that such matters were presented.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on May 22, 2024.
What is the trading symbol for Hanmi Financial Corporation's common stock?
The trading symbol is HAFC.
On which exchange is Hanmi Financial Corporation's common stock traded?
Hanmi Financial Corporation's common stock is traded on the Nasdaq Global Select Market.
What is the principal executive office address for Hanmi Financial Corporation?
The principal executive office is located at 3660 Wilshire Boulevard, PH-a, Los Angeles, California 90010.
Filing Stats: 569 words · 2 min read · ~2 pages · Grade level 10 · Accepted 2024-05-23 16:05:45
Key Financial Figures
- $0.001 — nge on which registered Common Stock, $0.001 par value HAFC Nasdaq Global Select
Filing Documents
- f8k_052324.htm (8-K) — 33KB
- 0001171843-24-003079.txt ( ) — 201KB
- hafc-20240522.xsd (EX-101.SCH) — 3KB
- hafc-20240522_lab.xml (EX-101.LAB) — 33KB
- hafc-20240522_pre.xml (EX-101.PRE) — 22KB
- f8k_052324_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. The annual meeting of stockholders of the Corporation was held on May 22, 2024. At the meeting, the stockholders voted on the following items: (1) Nine board nominees to serve for terms expiring at the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified. The voting results are as follows: Nominee For Against Abstain Broker Non-Votes John J. Ahn 22,813,365 709,704 8,738 1,921,844 Christie K. Chu 22,768,292 754,774 8,741 1,921,844 Harry H. Chung 23,377,028 146,038 8,741 1,921,844 Bonita I. Lee 23,476,870 46,058 8,879 1,921,844 Gloria J. Lee 22,936,980 585,942 8,885 1,921,844 James A. Marasco 23,449,323 75,087 7,397 1,921,844 David L. Rosenblum 23,396,850 127,554 7,403 1,921,844 Thomas J. Williams 23,385,188 139,217 7,402 1,921,844 Michael M. Yang 22,764,992 759,549 7,266 1,921,844 Gideon Yu 22,848,150 676,253 7,404 1,921,844 (2) The advisory vote on executive compensation paid to the Corporation's Named Executive Officers as described in the proxy statement for the meeting. The voting results are as follows: For Against Abstain Broker Non-Votes 22,263,883 1,258,138 9,786 1,921,844 (3) The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. The voting results are as follows: For Against Abstain 25,367,674 77,123 8,854
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HANMI FINANCIAL CORPORATION DATE: May 23, 2024 By: /s/ Bonita I. Lee Bonita I. Lee President and Chief Executive Officer