Hercules Capital Files 8-K on Shareholder Votes and Financials

Ticker: HCXY · Form: 8-K · Filed: Aug 16, 2024 · CIK: 1280784

Hercules Capital, Inc. 8-K Filing Summary
FieldDetail
CompanyHercules Capital, Inc. (HCXY)
Form Type8-K
Filed DateAug 16, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: sec-filing, corporate-governance, financial-reporting

Related Tickers: HERC

TL;DR

HERC filed an 8-K on 8/15/24 covering shareholder votes & financials. Check it out.

AI Summary

On August 15, 2024, Hercules Capital, Inc. filed an 8-K report detailing matters submitted to a vote of security holders and financial statements. The filing includes information related to common stock and deferrable notes as of August 15, 2024. The company is incorporated in Maryland and its principal executive offices are located in San Mateo, California.

Why It Matters

This filing provides crucial updates on corporate governance actions and financial reporting for Hercules Capital, Inc., impacting investor understanding of the company's current status.

Risk Assessment

Risk Level: low — This is a routine SEC filing reporting on standard corporate actions and financial disclosures, not indicating any immediate operational or financial distress.

Key Numbers

  • 814-00702 — SEC File Number (Commission File Number for Hercules Capital, Inc.)
  • 74-3113410 — IRS Number (I.R.S. Employer Identification No. for Hercules Capital, Inc.)

Key Players & Entities

  • Hercules Capital, Inc. (company) — Registrant
  • August 15, 2024 (date) — Date of earliest event reported
  • Maryland (jurisdiction) — State of incorporation
  • San Mateo, CA (location) — Address of principal executive offices
  • 1 North B Street, Suite 2000 (address) — Principal executive offices address

FAQ

What specific matters were submitted to a vote of security holders?

The filing indicates 'Submission of Matters to a Vote of Security Holders' as an item, but the specific details of these matters are not provided in the excerpt.

What financial statements are included in this 8-K filing?

The filing lists 'Financial Statements and Exhibits' as an item, but the specific financial statements are not detailed in the provided text.

What is the exact date of the earliest event reported in this filing?

The earliest event reported is August 15, 2024.

Where are Hercules Capital, Inc.'s principal executive offices located?

The principal executive offices are located at 1 North B Street, Suite 2000, San Mateo, CA 94401.

What is the company's state of incorporation?

Hercules Capital, Inc. is incorporated in Maryland.

Filing Stats: 578 words · 2 min read · ~2 pages · Grade level 10.8 · Accepted 2024-08-16 16:16:03

Key Financial Figures

  • $0.001 — ich registered Common Stock, par value $0.001 per share HTGC New York Stock Excha

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERCULES CAPITAL, INC. August 16, 2024 By: /s/ Kiersten Zaza Botelho Kiersten Zaza Botelho Chief Legal Officer

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