Hercules Capital Enters New Financial Obligation

Ticker: HCXY · Form: 8-K · Filed: Feb 5, 2025 · CIK: 1280784

Hercules Capital, Inc. 8-K Filing Summary
FieldDetail
CompanyHercules Capital, Inc. (HCXY)
Form Type8-K
Filed DateFeb 5, 2025
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: debt, financing, material-agreement

TL;DR

Hercules Capital just took on a new financial obligation, filing an 8-K on Feb 5, 2025.

AI Summary

On February 5, 2025, Hercules Capital, Inc. filed an 8-K report detailing the creation of a direct financial obligation. The filing indicates the company entered into a material definitive agreement, which likely involves a new debt or financing arrangement.

Why It Matters

This filing signals a new debt or financing commitment for Hercules Capital, which could impact its leverage and future investment capacity.

Risk Assessment

Risk Level: medium — The creation of a new financial obligation introduces leverage and potential repayment risks for the company.

Key Players & Entities

  • Hercules Capital, Inc. (company) — Registrant
  • February 5, 2025 (date) — Date of earliest event reported

FAQ

What type of material definitive agreement did Hercules Capital enter into?

The filing indicates the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, suggesting a new debt or financing agreement.

What is the exact nature of the financial obligation?

The filing does not specify the exact nature or terms of the financial obligation, only that one has been created.

When was this financial obligation reported?

The report was filed on February 5, 2025, and this is the earliest event date reported.

What is Hercules Capital's state of incorporation?

Hercules Capital, Inc. is incorporated in Maryland.

What is the IRS Employer Identification Number for Hercules Capital?

The IRS Employer Identification Number for Hercules Capital, Inc. is 74-3113410.

Filing Stats: 754 words · 3 min read · ~3 pages · Grade level 11.8 · Accepted 2025-02-05 16:33:02

Key Financial Figures

  • $0.001 — ich registered Common Stock, par value $0.001 per share HTGC New York Stock Excha

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits 10.1* Third Amendment to Letter of Credit Facility Agreement, dated as of February 5, 2025, between Hercules Capital, Inc. and Sumitomo Mitsui Banking Corporation, as issuing bank. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) * Certain schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon its request.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERCULES CAPITAL, INC. February 5, 2025 By: /s/ Kiersten Zaza Botelho Kiersten Zaza Botelho Secretary

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