Home Federal Bancorp Suspends Trading in Benefit Plans

TL;DR

HFBL temporarily suspended trading in employee benefit plans due to SOX compliance.

AI Summary

Home Federal Bancorp, Inc. of Louisiana filed an 8-K on May 31, 2024, to report a temporary suspension of trading under its employee benefit plans. This action was taken to comply with regulations related to the Sarbanes-Oxley Act of 2002. The filing also includes financial statements and exhibits.

Why It Matters

This filing indicates a temporary halt in trading for employee benefit plans, which could affect employee access to their investments and requires compliance with regulatory requirements.

Risk Assessment

Risk Level: low — The filing is procedural and relates to regulatory compliance for employee benefit plans, not a direct financial event.

Key Players & Entities

• Home Federal Bancorp, Inc. of Louisiana (company) — Registrant
• Sarbanes-Oxley Act of 2002 (regulation) — Reason for suspension
• May 31, 2024 (date) — Filing date

FAQ

Filing Documents

• hfbil20240530_8k.htm (8-K) — 34KB
• ex_681755.htm (EX-99.1) — 8KB
• 0000927089-24-000090.txt ( ) — 174KB
• hfbl-20240531.xsd (EX-101.SCH) — 3KB
• hfbl-20240531_def.xml (EX-101.DEF) — 11KB
• hfbl-20240531_lab.xml (EX-101.LAB) — 15KB
• hfbl-20240531_pre.xml (EX-101.PRE) — 11KB
• hfbil20240530_8k_htm.xml (XML) — 3KB

04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans Home Federal Bank, a wholly-owned subsidiary of Home Federal Bancorp, Inc. of Louisiana (the "Corporation"), has determined to deregister the previous registration and offering of common stock of the Corporation under the Securities Act of 1933, as amended, through the Home Federal Bank Employees' Savings & Profit Sharing and Trust (the "401(k) Plan") as of June 30, 2024. In connection with deregistration of the common stock of the Corporation offered through the 401(k) Plan, there will be a blackout period during which participants in the 401(k) Plan will be temporarily unable to direct or diversify investments in the Corporation's common stock fund in their individual accounts in the 401(k) Plan commencing on July 1, 2024 and ending on or about October 1, 2024. In accordance with the requirements of Section 306 of the Sarbanes-Oxley Act of 2002 and Rule 104 of Regulation BTR, on May 31, 2024, the Corporation notified its directors and executive officers of a corresponding blackout with respect to shares of the common stock of the Corporation held by them. A copy of the Notice of Blackout Period sent to the directors and executive officers is filed herewith as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (a) Not applicable. (b) Not applicable. (c) Not applicable. (d) The following exhibit is included with this Report: Exhibit Number Description 99.1 Notice of Blackout Period dated May 31, 2024 to Directors and Executive Officers of Home Federal Bancorp, Inc. of Louisiana 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. HOME FEDERAL BANCORP, INC. OF LOUISIANA Date: May 31, 2024 By: /s/ James R. Barlow James R. Barlow Chairman of the Board, President and Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR