Heritage Global Inc. Enters New Credit Agreement

Ticker: HGBL · Form: 8-K · Filed: Feb 12, 2025 · CIK: 849145

Heritage Global Inc. 8-K Filing Summary
FieldDetail
CompanyHeritage Global Inc. (HGBL)
Form Type8-K
Filed DateFeb 12, 2025
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.01, $4.1 million
Sentimentneutral

Sentiment: neutral

Topics: debt, financing, credit-agreement

Related Tickers: HGBL

TL;DR

HGBL just signed a new credit deal, potentially unlocking more cash.

AI Summary

On February 6, 2025, Heritage Global Inc. entered into a material definitive agreement, specifically a credit agreement with an unnamed lender. This agreement creates a direct financial obligation for the company, the details of which are not fully disclosed in this initial filing.

Why It Matters

This filing indicates Heritage Global Inc. has secured new financing, which could impact its operational capacity and financial flexibility.

Risk Assessment

Risk Level: medium — The creation of a new financial obligation introduces leverage and potential repayment risks, though the specific terms and amount are not yet detailed.

Key Players & Entities

  • Heritage Global Inc. (company) — Registrant
  • February 6, 2025 (date) — Date of earliest event reported
  • Florida (jurisdiction) — State of incorporation
  • San Diego, California (location) — Principal business address

FAQ

What is the specific nature of the material definitive agreement entered into by Heritage Global Inc. on February 6, 2025?

The filing indicates it is a credit agreement that creates a direct financial obligation for the registrant.

Who is the lender in the new credit agreement?

The filing does not disclose the name of the lender.

What is the principal amount or terms of the credit agreement?

The filing does not provide specific details on the amount or terms of the credit agreement.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported is February 6, 2025.

Under which section of the Securities Exchange Act of 1934 is this 8-K report filed?

This 8-K report is filed pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934.

Filing Stats: 762 words · 3 min read · ~3 pages · Grade level 11.6 · Accepted 2025-02-12 16:00:08

Key Financial Figures

  • $0.01 — nge on which registered Common Stock, $0.01 Par Value HGBL Nasdaq Stock Market
  • $4.1 million — Mortgage Loan Agreement provides for a $4.1 million term loan (the "Mortgage"). Heritage Na

Filing Documents

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On February 6, 2025, Heritage Nancy Ridge LLC ("Heritage Nancy Ridge"), an indirect and wholly owned subsidiary of Heritage Global Inc. (the "Company") entered into a promissory note, a business loan agreement and commercial security agreement (collectively, the "Mortgage Loan Agreement") with C3bank, National Association (the "Lender"). The Mortgage Loan Agreement provides for a $4.1 million term loan (the "Mortgage"). Heritage Nancy Ridge intends to use the proceeds of the Mortgage to purchase real property and the building located at 6130 Nancy Ridge Drive in San Diego, California (the "Nancy Ridge Property"), which will be used as the Company's future corporate headquarters and as future warehouse and office space for the operations of Heritage Global Partners, Inc., a subsidiary of the Company that operates the Auction and Liquidation segment of the Company. The maturity date of the Mortgage Loan Agreement is February 5, 2035. The Mortgage Loan Agreement sets the interest rate to accrue at a rate of 6.500% for the first three years of the Mortgage. For the remainder of the term, the Mortgage Loan Agreement sets the interest rate spread and interest rate floor to accrue at a variable interest rate, which is based on the one-month Term SOFR as published daily by CME Group, plus a margin of 2.250%. Additionally, the Mortgage Loan Agreement provides that in the event of prepayment, Heritage Nancy Ridge shall pay the Lender a prepayment fee during the first year of the Mortgage equal to three percent (3%) of the amount prepaid, followed by two percent (2%) of the amount prepaid in year two of the Mortgage, and one percent (1%) of the amount prepaid in year three of the Mortgage. Heritage Ridge Nancy is the borrower and the Company is the guarantor under the Mortgage Loan Agreement. The Mortgage Loan Agreement is secured by a security interest in the Nancy Ridge Property. The Mortgage Loan Agreement conta

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERITAGE GLOBAL INC. Date: February 12, 2025 By: /s/ Ross Dove Name: Ross Dove Title: Chief Executive Officer

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