Highland Global Allocation Fund Files Definitive Proxy Statement

TL;DR

HGLD proxy statement filed, annual meeting June 26. Vote your shares!

AI Summary

Highland Global Allocation Fund filed its definitive proxy statement on May 17, 2024, for its annual meeting on June 26, 2024. The filing, under the 1934 Securities Exchange Act, concerns the company's governance and shareholder matters. No filing fee was required for this submission.

Why It Matters

This filing provides shareholders with crucial information regarding the upcoming annual meeting, enabling them to make informed decisions about company governance and voting.

Risk Assessment

Risk Level: low — This is a routine annual filing (DEF 14A) and does not contain new financial performance data or significant corporate actions.

Key Numbers

• 1934 — SEC Act (Governing legislation for the filing)

Key Players & Entities

• HIGHLAND GLOBAL ALLOCATION FUND (company) — Registrant
• 20240517 (date) — Filing Date
• 20240626 (date) — Meeting Date
• 300 CRESCENT COURT SUITE 700 DALLAS TX 75201 (address) — Company Business Address

FAQ

Key Financial Figures

• $0.001 — ommon shares (Common Shares), par value $0.001 per share, were issued and outstanding,
• $38,000 — nnual Meeting at an approximate cost of $38,000. The costs of proxy solicitation and ex
• $10,001 — pendent Trustees Ethan Powell None $10,001-$50,000 Dr. Bob Froehlich $ 50,001-
• $50,000 — Trustees Ethan Powell None $10,001-$50,000 Dr. Bob Froehlich $ 50,001-$100,000
• $100,000 — -$50,000 Dr. Bob Froehlich $ 50,001-$100,000 Over $100,000 Bryan A. Ward $ 10,
• $100,000 B — ob Froehlich $ 50,001-$100,000 Over $100,000 Bryan A. Ward $ 10,001-$50,000 $10,00

Filing Documents

• d716655ddef14a.htm (DEF 14A) — 139KB
• g716655dsp017.jpg (GRAPHIC) — 158KB
• g716655dsp018.jpg (GRAPHIC) — 147KB
• g716655g01d50.jpg (GRAPHIC) — 56KB
• g716655g17h40.jpg (GRAPHIC) — 50KB
• g716655g64s52.jpg (GRAPHIC) — 50KB
• 0001193125-24-141379.txt ( ) — 777KB

From the Filing

DEF 14A 1 d716655ddef14a.htm HIGHLAND GLOBAL ALLOCATION FUND HIGHLAND GLOBAL ALLOCATION FUND SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to Sec. 240.14a-12 Highland Global Allocation Fund (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: HIGHLAND GLOBAL ALLOCATION FUND 300 Crescent Court Suite 700 Dallas, Texas 75201 (800) 357-9167 May 17, 2024 Dear Shareholder: Enclosed you will find the proxy materials for the 2024 Annual Meeting of Shareholders of Highland Global Allocation Fund (the Fund) to be held at 300 Crescent Court, Suite 700, Dallas, Texas 75201, on Wednesday, June 26, 2024, at 8:45 a.m. Central Time (the Annual Meeting). Details regarding the business to be conducted at the Annual Meeting are more fully described in the accompanying Notice of Annual Meeting of Shareholders and Proxy Statement. In addition to voting on the Proposal described in the Notice of Annual Meeting of Shareholders and Proxy Statement, you will have an opportunity to hear a report on the Fund and to discuss other matters of interest to you as a shareholder. It is very important that your shares be represented at the Annual Meeting. Whether or not you plan to attend, please complete, date, sign and mail the enclosed proxy card, which provides options for voting, to assure that your shares are represented at the Annual Meeting. Sincerely, /s/ Frank Waterhouse Frank Waterhouse Principal Executive Officer, Principal Financial Officer, Principal Accounting Officer and Treasurer HIGHLAND GLOBAL ALLOCATION FUND 300 Crescent Court Suite 700 Dallas, Texas 75201 (800) 357-9167 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 26, 2024 The Annual Meeting of Shareholders of Highland Global Allocation Fund, a Massachusetts business trust (the Fund), will be held at 300 Crescent Court, Suite 700, Dallas, Texas 75201, on Wednesday, June 26, 2024, at 8:45 a.m. Central Time (the Annual Meeting), for the following purposes: 1. To elect John Honis as a Class III Trustee of the Fund, to serve for a three-year term expiring at the 2027 Annual Meeting or until his successor is duly elected and qualifies (the Proposal); and 2. To transact such other business as may properly come before the Annual Meeting and any adjournment or postponements thereof. The Board of Trustees recommends a vote FOR the Proposal. The close of business on May 10, 2024 has been fixed as the record date for the determination of shareholders entitled to notice of, and to vote at, the Annual Meeting and any adjournment or postponements thereof. Please call Morrow Sodali Fund Solutions at (833) 359-8534 for directions on how to attend the Annual Meeting. Important Notice Regarding Availability of Proxy Materials for the Shareholder Meeting to be held on June 26, 2024: Copies of these proxy materials, including the Funds annual shareholder report, the Notice for the Annual Meeting, the Proxy Statement and the form of proxy, are available to you on the Internet at https://proxyvotinginfo.com/p/hglb2024. Copies of the proxy materials are available upon request, without charge, by calling Morrow Sodali Fund Solutions at (833) 359-8534 or by sending an e-mail to msfs-meetinginfo@morrowsodali.com, subject line: Highland Global Allocation Fund 100158 Fulfillment. Shareholders are encouraged to read all of the proxy materials before voting as the proxy materials contain important information necessary to make an informed decision. The Board of Trustees is requesting your vote. Your vote i

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