Scott's Liquid Gold Files 8-K with Shareholder Vote Info

TL;DR

SLGD filed an 8-K on 6/26 for 6/20 events - shareholder vote, Reg FD, financials. Keep an eye out.

AI Summary

Scott's Liquid Gold, Inc. filed an 8-K on June 26, 2024, reporting events as of June 20, 2024. The filing indicates a submission of matters to a vote of security holders, a Regulation FD disclosure, and the filing of financial statements and exhibits. The company, incorporated in Colorado, has its principal executive offices in Denver.

Why It Matters

This 8-K filing signals important corporate actions, including matters requiring shareholder approval and regulatory disclosures, which could impact investor decisions.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate events and does not appear to contain negative financial news or significant operational changes.

Key Numbers

• 001-13458 — SEC File Number (Identifies the company's filing history with the SEC.)
• 84-0920811 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• Scott's Liquid Gold, Inc. (company) — Registrant
• Colorado (location) — State of Incorporation
• Denver (location) — City of Principal Executive Offices
• June 20, 2024 (date) — Earliest event date reported
• June 26, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.10 — nding shares of common stock, par value $0.10 per share, at a ratio of 1-for-20 (the

Filing Documents

• slgd-20240620.htm (8-K) — 56KB
• slgd-ex99_1.htm (EX-99.1) — 15KB
• 0000950170-24-077851.txt ( ) — 186KB
• slgd-20240620.xsd (EX-101.SCH) — 26KB
• slgd-20240620_htm.xml (XML) — 4KB

07 Submission of Matters to Vote of Security Holders

Item 5.07 Submission of Matters to Vote of Security Holders. On June 20, 2024, Scott's Liquid Gold-Inc. (the "Company") held a special meeting of its shareholders (the "Special Meeting"). At the Special Meeting, the Company's shareholders voted on the following proposals: (i) to effect a reverse stock split of the Company's outstanding shares of common stock, par value $0.10 per share, at a ratio of 1-for-20 (the "Reverse Stock Split"), (ii) to approve the reincorporation of the Company in the state of Delaware (the "Reincorporation") and change the name of the Company to "Horizon Kinetics Holding Corporation" (the "Name Change"), and (iii) to approve any adjournment of the Special Meeting, for any reason, including, if necessary, to solicit additional proxies if there are not sufficient votes to approve one or more of the proposals. The number of shares of common stock outstanding and eligible to vote as of May 7, 2024, the record date for the Special Meeting, was 13,006,162. Of these, a total of 11,396,177 shares were voted. The final voting results were as follows: Proposal #1 For Against Abstain Broker Non-Votes Approve a Reverse Stock Split of Outstanding Common Stock 11,287,816 103,349 5,012 0 Proposal #2 For Against Abstain Broker Non-Votes Approve Reincorporation in Delaware and Company Name Change 11,300,576 92,951 2,650 0 Proposal #3 For Against Abstain Broker Non-Votes Adjourn the Meeting, if Necessary, to Solicit Additional Proxies 11,280,814 100,450 14,913 0

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. As previously disclosed by the Company in its filings with the Securities and Exchange Commission, the Company entered into a merger agreement with Horizon Kinetics LLC. The closing of the contemplated merger was contingent on the approval by our shareholders of the first and second proposals referenced above. That contingency has now been met. On June 26, 2024, the Company issued a press release, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein solely for purposes of this Item 7.01 disclosure. The information contained in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 99.1 Press Release, dated June 26, 2024, issued by Scott's Liquid Gold-Inc.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SCOTT'S LIQUID GOLD-INC. Date: June 26, 2024 By: /s/ David M. Arndt David M. Arndt President and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR