Horizon Kinetics Files 8-K: Reg FD & Financials

TL;DR

Horizon Kinetics (formerly Scott's Liquid Gold) filed an 8-K on 8/28/24 for Reg FD and financials.

AI Summary

Horizon Kinetics Holding Corp. filed an 8-K on August 28, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, formerly known as Scott's Liquid Gold Inc., is incorporated in Delaware and headquartered in New York.

Why It Matters

This filing provides important updates on regulatory disclosures and financial statements, which are crucial for investors to assess the company's current standing and compliance.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of financial statements and regulatory information, not indicating any immediate operational or financial distress.

Key Numbers

• 001-13458 — Commission File Number (Identifies the company's filing with the SEC)
• 84-0920811 — IRS Employer Identification No. (Company's tax identification number)

Key Players & Entities

• Horizon Kinetics Holding Corp. (company) — Registrant
• Scott's Liquid Gold Inc. (company) — Former company name
• August 28, 2024 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• New York (location) — Principal executive offices location

FAQ

Filing Documents

• slgdd-20240828.htm (8-K) — 50KB
• slgdd-ex99_1.htm (EX-99.1) — 1082KB
• slgdd-ex99_2.htm (EX-99.2) — 446KB
• 0000950170-24-101453.txt ( ) — 1763KB
• slgdd-20240828.xsd (EX-101.SCH) — 25KB
• slgdd-20240828_htm.xml (XML) — 4KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On August 28, 2024, Horizon Kinetics Holding Corporation (the "Company") issued financial statements of Horizon Kinetics, LLC as of and for the three and six months ended June 30, 2024 and 2023, the related Management's Discussion and Analysis of Financial Condition and Results of Operations, and the related pro forma financial statements, which are attached hereto as Exhibits 99.1 and 99.2. The information contained in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 99.1 Horizon Kinetics Financial Statements for the Three and Six Months Ended June 30, 2024 and 2023, and related Management's Discussion and Analysis of Financial Condition and Results of Operations 99.2 Unaudited Pro Forma Financial Statements 104 Cover page interactive data file (embedded within the inline XBRL document) Cautionary Note Regarding Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained herein, including statements regarding the Company's future financial position and results of operations, liquidity, business strategy and plans and objectives of management for future operations, are forward-looking statements. The words "believe," "may," "estimate," "continue," "anticipate," "intend," "should," "plan," "could," "target," "potential," "is likely," "will," "expect" and similar expressions, are intended to identify forward-looking statements. We have based these forward-looking statements largely on our current expectations and projections about future events and financial trends that we believe may affect our financial condition, results of operations, business strategy and financial needs as a combined company. Important factors that could cause actual results to differ from those in the forward-looking statements include the possibility that anticipated benefits from the merger will not be realized, or will not be realized within the expected time period; and disruption from the merger making it more difficult to maintain business and operational relationships; among other risks. Further information on risks we face is contained in our filings with the SEC, including our Form 10-K for the fiscal year ended December 31, 2023 and our Form 10-Q for the fiscal quarters

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HORIZON KINETICS HOLDING CORPORATION Date: August 28, 2024 By: /s/ Jay Kesslen Jay Kesslen General Counsel 3

View Full Filing

View this 8-K filing on SEC EDGAR