Harmonic Inc. Reports on Shareholder Vote Matters

TL;DR

Harmonic Inc. filed an 8-K on shareholder votes from June 11th.

AI Summary

Harmonic Inc. filed an 8-K on June 13, 2024, reporting on matters submitted to a vote of security holders on June 11, 2024. The filing details the company's corporate actions and governance, with its principal executive offices located at 4300 North First Street, San Jose, CA 95134.

Why It Matters

This filing provides transparency on key decisions made by Harmonic Inc.'s shareholders, impacting corporate governance and future strategic direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of matters voted on by shareholders and does not indicate any immediate financial or operational risks.

Key Players & Entities

• HARMONIC INC. (company) — Registrant
• June 11, 2024 (date) — Date of earliest event reported
• 4300 North First Street, San Jose, CA 95134 (address) — Principal executive offices
• 000-25826 (filing_id) — Commission File Number

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share HLIT NASDAQ Global Select Mar

Filing Documents

• hlit-20240611.htm (8-K) — 53KB
• 0000851310-24-000061.txt ( ) — 177KB
• hlit-20240611.xsd (EX-101.SCH) — 3KB
• hlit-20240611_lab.xml (EX-101.LAB) — 21KB
• hlit-20240611_pre.xml (EX-101.PRE) — 12KB
• hlit-20240611_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. The Company held its 2024 Annual Meeting of Stockholders (the"2024 Annual Meeting") at 9:00 a.m. Pacific Time on Tuesday, June 11, 2024. The Annual Meeting was a virtual meeting held over the Internet at www.virtualshareholdermeeting.com/HLIT2024. As of April 15, 2024, the record date for the 2024 Annual Meeting, there were 111,955,920 shares of common stock issued and outstanding. A quorum of 103,441,247 shares of common stock was present or represented at the 2024 Annual Meeting. All matters submitted to a vote of the Company's stockholders at the 2024 Annual Meeting were approved. Those matters were as follows: 1. Stockholders elected seven (7) directors to serve until the earlier of the 2025 Annual Meeting of Stockholders or until their successors are elected and duly qualified. NAME FOR AGAINST ABSTAIN BROKER NON-VOTE Nimrod Ben-Natan 87,918,125 3,527,919 56,275 11,938,928 Patrick Gallagher 83,477,658 7,951,905 72,756 11,938,928 Deborah L. Clifford 87,973,068 3,423,507 105,744 11,938,928 Stephanie Copeland 88,287,685 3,136,729 77,905 11,938,928 Dana Crandall 88,384,647 3,038,861 78,811 11,938,928 David Krall 80,658,881 10,712,543 130,895 11,938,928 Mitzi Reaugh 84,239,357 7,132,092 130,870 11,938,928 2. Stockholders approved, on an advisory basis, the compensation of the named executive officers. FOR AGAINST ABSTAIN BROKER NON-VOTE 85,821,200 5,510,385 170,734 11,938,928 3. Stockholders approved an amendment to the Company's 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 400,000 shares. FOR AGAINST ABSTAIN BROKER NON-VOTE 91,023,911 361,489 116,919 11,938,928 4. Stockholders approved an amendment to the Company's 1995 Stock Plan to (i) increase the number of shares of common stock reserved for issuance thereunder by 5,000,000 shares and (ii) extend the term of the 1995 Stock Plan to March 1, 2030. FOR

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 13, 2024 HARMONIC INC. By: /s/ Timothy C. Chu Timothy C. Chu General Counsel, SVP HR and Corporate Secretary 2

View Full Filing

View this 8-K filing on SEC EDGAR