Hamilton Lane Files 8-K with Financial Exhibits

TL;DR

Hamilton Lane filed an 8-K on 9/4/25, mostly financial exhibits.

AI Summary

Hamilton Lane Inc. filed an 8-K on September 4, 2025, reporting on events that occurred on September 2, 2025. The filing primarily concerns financial statements and exhibits, with no specific material events detailed in the provided text.

Why It Matters

This filing provides updated financial information and exhibits for Hamilton Lane Inc., which is crucial for investors and analysts to assess the company's financial health and performance.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of financial statements and exhibits, not indicating any immediate material changes or risks.

Key Players & Entities

• Hamilton Lane Inc. (company) — Registrant
• 110 Washington Street, Suite 1300 (address) — Principal executive offices
• Conshohocken, PA 19428 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — which registered Class A Common Stock, $0.001 par value per share HLNE The Nasdaq Sto
• $146.51 — ompany at a price to the Underwriter of $146.51 per share in a registered public offeri
• $55.48 million — nerated net proceeds for the Company of $55.48 million and net proceeds for the selling stockh
• $21.98 million — proceeds for the selling stockholder of $21.98 million. The Company intends to use the proceed

Filing Documents

• hlne-20250902.htm (8-K) — 32KB
• corkxiii-underwritingagree.htm (EX-1.1) — 299KB
• hlnecorkxiii-ex5opinionfin.htm (EX-5.1) — 11KB
• 0001433642-25-000087.txt ( ) — 522KB
• hlne-20250902.xsd (EX-101.SCH) — 2KB
• hlne-20250902_lab.xml (EX-101.LAB) — 22KB
• hlne-20250902_pre.xml (EX-101.PRE) — 13KB
• hlne-20250902_htm.xml (XML) — 3KB

01. Other Events

Item 8.01. Other Events. On September 2, 2025, Hamilton Lane Incorporated (the "Company"), Hamilton Lane Advisors, L.L.C. ("HLA") and a selling stockholder entered into an underwriting agreement (the "Underwriting Agreement") with BofA Securities, Inc. (the "Underwriter") relating to the sale of 528,705 shares of Class A common stock, par value $0.001 per share ("Class A Common Stock"), of the Company at a price to the Underwriter of $146.51 per share in a registered public offering (the "Offering"). The Offering closed on September 4, 2025. The Company issued and sold 378,705 shares of Class A Common Stock, and the selling stockholder sold 150,000 shares of Class A Common Stock in the Offering. The Offering generated net proceeds for the Company of $55.48 million and net proceeds for the selling stockholder of $21.98 million. The Company intends to use the proceeds to settle in cash exchanges of membership units in HLA held by certain of its members. The Company did not receive any proceeds from the sale of shares by the selling stockholder. The Underwriting Agreement contains customary representations and warranties of the parties, and indemnification and contribution provisions under which the Company, HLA and the selling stockholder have agreed to indemnify the Underwriter against certain liabilities, including liabilities under the Securities Act of 1933, as amended (the "Securities Act"). Pursuant to the Underwriting Agreement, the Company has agreed, subject to certain exceptions, not to sell or transfer any shares of Class A Common Stock or any securities convertible into or exercisable or exchangeable for Class A Common Stock for 45 days after September 2, 2025 without first obtaining the written consent of the Underwriter. The foregoing description is a summary and is qualified in its entirety by reference to the complete text of the Underwriting Agreement filed as Exhibit 1.1 hereto and incorporated herein by reference. The Offering was made pursuan

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement, dated September 2, 2025, among the Company, HLA, BofA Securities, Inc. and the selling stockholder referenced therein 5.1 Opinion of Simpson Thacher & Bartlett LLP, dated September 4, 2025 23.1 Consent of Simpson Thacher & Bartlett LLP (contained in Exhibit 5.1 above) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HAMILTON LANE INCORPORATED Date: September 4, 2025 By: /s/ Lydia A. Gavalis Name: Lydia A. Gavalis Title: General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR