Hennessy Advisors Files 8-K on Shareholder Vote
Ticker: HNNAZ · Form: 8-K · Filed: Feb 18, 2025 · CIK: 1145255
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, sec-filing
Related Tickers: HNNA
TL;DR
Hennessy Advisors filed an 8-K on Feb 18th about a shareholder vote that happened Feb 13th.
AI Summary
Hennessy Advisors, Inc. filed an 8-K on February 18, 2025, reporting on a matter submitted to a vote of security holders on February 13, 2025. The filing details the company's corporate structure and financial information, including its fiscal year end of September 30.
Why It Matters
This filing provides transparency regarding corporate governance and shareholder decisions for Hennessy Advisors, Inc.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure and does not indicate any immediate financial distress or significant operational changes.
Key Numbers
- 0930 — Fiscal Year End (Indicates the end of the company's annual accounting period.)
Key Players & Entities
- HENNESSY ADVISORS, INC. (company) — Registrant
- February 13, 2025 (date) — Date of earliest event reported
- February 18, 2025 (date) — Date of report
- 7250 Redwood Blvd., Suite 200 Novato, California 94945 (address) — Principal executive offices
- 415-899-1555 (phone_number) — Registrant's telephone number
FAQ
What specific matter was submitted to a vote of security holders?
The filing states that the report concerns 'Submission of Matters to a Vote of Security Holders' but does not specify the exact nature of the vote within the provided text.
When was the earliest event reported in this 8-K?
The earliest event reported was on February 13, 2025.
What is the company's principal executive office address?
The principal executive offices are located at 7250 Redwood Blvd., Suite 200, Novato, California 94945.
What is the IRS Employer Identification Number for Hennessy Advisors, Inc.?
The IRS Employer Identification Number is 68-0176227.
What is the SIC code for Hennessy Advisors, Inc.?
The Standard Industrial Classification (SIC) code is 6282, which corresponds to Investment Advice.
Filing Details
This Form 8-K (Form 8-K) was filed with the SEC on February 18, 2025 regarding HENNESSY ADVISORS INC (HNNAZ).