SC 13G: HALLADOR ENERGY CO

AI Summary

SC 13G filing by HALLADOR ENERGY CO.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — 7,196 shares of common stock, par value $0.01 per share ("Common Stock"), outstanding

Filing Documents

• ss3596808_sc13g.htm (SC 13G) — 39KB
• ss3596808_ex9901.htm (EX-99.1) — 6KB
• 0000947871-24-000595.txt ( ) — 47KB

From the Filing

SC 13G 1 ss3596808_sc13g.htm SCHEDULE SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Hallador Energy Company (Name of Issuer) Common Stock (Title of Class of Securities) 40609P105 (CUSIP Number) June 28, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d-1(b) x Rule 13d-1(c) ¨ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise CUSIP No. 40609P105 1. Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) ALJ Investment Company, LLC 99-2308869 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) x 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 1,900,000 6. Shared Voting Power 0 7. Sole Dispositive Power 1,900,000 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,900,000 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ 11. Percent of Class Represented by Amount in Row (9) 4.88%* 12. Type of Reporting Person (See Instructions) OO * This percentage is calculated based upon 37,027,196 shares of common stock, par value $0.01 per share ("Common Stock"), outstanding of Hallador Energy Company (the "Issuer") as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on May 7, 2024, plus 1,900,000 shares of Common Stock of the Issuer issued to ALJ Investment Company, LLC (the "Exchange Shares") pursuant to a Common Stock Exchange Agreement between the Issuer and ALJ Investment Company, LLC. 2 CUSIP No. 40609P105 1. Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) ALJ Regional Holdings, Inc. 13-4082185 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) x 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 65,041 6. Shared Voting Power 0 7. Sole Dispositive Power 65,041 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 65,041 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ 11. Percent of Class Represented by Amount in Row (9) 0.17%* 12. Type of Reporting Person (See Instructions) CO * This percentage is calculated based upon 37,027,196 shares of common stock, par value $0.01 per share, outstanding of the Issuer as set forth in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on May 7, 2024, plus 1,900,000 shares of Common Stock of the Issuer issued to ALJ Investment Company, LLC as Exchange Shares pursuant to a Common Stock Exchange Agreement between the Issuer and ALJ Investment Company, LLC. 3 Item 1. (a) Name of Issuer Hallador Energy Company (b) Address of Issuer's Principal Executive Offices 1183 East Canvasback Drive, Terre Haute, IN 47802 Item 2. (a) Name of Person Filing (i) ALJ Investment Company, LLC ("ALJ Investment") (ii) ALJ Regional Holdings, Inc. ("ALJ") (b) Address of Principal Business Office or, if none, Residence 244 Madison Avenue, PMB #358 New York, NY 10016 (c) Citizenship (i) ALJ Investment: Delaware (ii) ALJ: Delaware (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 40609P105 Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) ¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); (h) &uml

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