Hookipa Pharma Inc. (HOOK) — SEC Filings

Hookipa Pharma Inc. (HOOK) — 34 SEC filings. Latest: 8-K (Jul 29, 2025). Includes 18 8-K, 4 10-Q, 4 SC 13G/A.

View Hookipa Pharma Inc. on SEC EDGAR

Overview

Hookipa Pharma Inc. (HOOK) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Jul 29, 2025: HOOKIPA Pharma Inc. filed an 8-K on July 29, 2025, to report on the submission of matters to a vote of security holders. The filing does not contain specific details about the matters to be voted on or any associated financial implications.

Sentiment Summary

Across 34 filings, the sentiment breakdown is: 3 bullish, 3 bearish, 28 neutral. The dominant filing sentiment for Hookipa Pharma Inc. is neutral.

Filing Type Overview

Hookipa Pharma Inc. (HOOK) has filed 18 8-K, 1 DEFA14A, 4 10-Q, 1 10-K/A, 2 10-K, 4 SC 13G/A, 2 SC 13G, 1 SC 13D, 1 DEF 14A with the SEC between Jan 2024 to Jul 2025.

Filings by Year

2025 · 2024

Recent SEC Filings (34)

Hookipa Pharma Inc. SEC Filing History
DateFormDescriptionRisk
Jul 29, 20258-KHOOKIPA Pharma Files 8-K on Security Holder Vote Matterslow
Jul 18, 20258-KHOOKIPA Pharma Inc. Faces Delisting Noticehigh
Jun 4, 2025DEFA14AHOOKIPA Pharma Files Definitive Proxy Statementlow
May 22, 20258-KHOOKIPA Pharma Inc. Files 8-K with Material Agreements and Officer Changesmedium
May 15, 202510-QHOOKIPA Pharma Files Q1 2025 10-Qmedium
Apr 30, 202510-K/AHOOKIPA Pharma Files 2024 Annual Report Amendmentmedium
Feb 28, 202510-KHOOKIPA Pharma Files 2024 10-Kmedium
Feb 20, 20258-KHOOKIPA Pharma Inc. Files 8-Klow
Jan 29, 20258-KHOOKIPA Pharma Files 8-Klow
Jan 10, 20258-KHOOKIPA Pharma Files 8-Klow
Jan 7, 20258-KHOOKIPA Pharma Files 8-K with Corporate Detailslow
Jan 2, 20258-KHOOKIPA Pharma Inc. Files 8-K for Rule 14a-12 Compliancelow
Nov 20, 20248-KRoche to Acquire HOOKIPA Pharma for $300Mmedium
Nov 14, 202410-QHOOKIPA Pharma Q3 2024: $18.55M Cash, $23.99M Net Lossmedium
Nov 14, 2024SC 13G/ASC 13G/A Filing
Aug 30, 20248-KHOOKIPA Pharma Elects New Directors, Files Exhibitsmedium
Aug 8, 202410-QHOOKIPA Pharma Q2 2024 10-Q Filedmedium
Aug 2, 2024SC 13G/ASC 13G/A Filing
Jul 26, 20248-KHOOKIPA Pharma Appoints New CMO and CSO, CMO Departsmedium
Jul 10, 20248-KHOOKIPA Pharma Inc. Files 8-K with Corporate Updateslow

Risk Profile

Risk Assessment: Of HOOK's 26 recent filings, 1 were flagged as high-risk, 14 as medium-risk, and 11 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Key Executives

  • Dr. Jonathan Lim
  • Dr. David Sidransky
  • Dr. Jonathan R. Hepple
  • Dr. Michael J. Yost
  • Dr. Wolfgang Renner
  • Felix J. Baker
  • Julian C. Baker

Industry Context

HOOKIPA Pharma Inc. operates in the pharmaceutical preparations industry, focusing on developing novel immunotherapies.

Top Tags

biotech (5) · 10-Q (4) · pharmaceuticals (3) · sec-filing (3) · acquisition (3) · merger (3) · filing (3) · corporate-governance (2) · regulatory-filing (2) · annual-report (2)

Key Numbers

Hookipa Pharma Inc. Key Metrics
MetricValueContext
Reporting Period End Date20250331Indicates the end of the fiscal quarter for which financial information is reported.
Filing Date20250515The date the 10-Q report was officially submitted to the SEC.
SIC Code2834Standard Industrial Classification for Pharmaceutical Preparations
SEC File Number001-38869Company's SEC file number
Acquisition Price$300MCash amount Roche will pay for HOOKIPA Pharma
Cash and Cash Equivalents$18.55MAs of September 30, 2024, indicating liquidity.
Total Assets$38.78MAs of September 30, 2024, representing the company's total resources.
Operating Expenses (YTD)$24.67MFor the nine months ended September 30, 2024, showing cost of operations.
Net Loss (YTD)$23.99MFor the nine months ended September 30, 2024, highlighting profitability challenges.
Total Liabilities13.1Shows the company's total obligations.
Common Stock Issued9655022Number of common shares outstanding.
Series A Convertible Preferred Stock Issued96550590Number of Series A convertible preferred shares outstanding.
Shares Owned10,820,641Baker Bros. Advisors LP's beneficial ownership in HOOKIPA Pharma Inc.
Ownership Stake14.9%Percentage of HOOKIPA Pharma Inc. outstanding shares held by Baker Bros. Advisors LP and its affiliates.
Acquisition Value$1.7BTotal equity value of the deal between HOOKIPA Pharma and Roche.

Related Companies

RHHBY · HOOP

Frequently Asked Questions

What are the latest SEC filings for Hookipa Pharma Inc. (HOOK)?

Hookipa Pharma Inc. has 34 recent SEC filings from Jan 2024 to Jul 2025, including 18 8-K, 4 10-Q, 4 SC 13G/A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of HOOK filings?

Across 34 filings, the sentiment breakdown is: 3 bullish, 3 bearish, 28 neutral. The dominant sentiment is neutral.

Where can I find Hookipa Pharma Inc. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Hookipa Pharma Inc. (HOOK) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Hookipa Pharma Inc.?

Key financial highlights from Hookipa Pharma Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for HOOK?

The investment thesis for HOOK includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Hookipa Pharma Inc.?

Key executives identified across Hookipa Pharma Inc.'s filings include Dr. Jonathan Lim, Dr. David Sidransky, Dr. Jonathan R. Hepple, Dr. Michael J. Yost, Dr. Wolfgang Renner and 2 others.

What are the main risk factors for Hookipa Pharma Inc. stock?

Of HOOK's 26 assessed filings, 1 were flagged high-risk, 14 medium-risk, and 11 low-risk.

What are recent predictions and forward guidance from Hookipa Pharma Inc.?

Forward guidance and predictions for Hookipa Pharma Inc. are extracted from SEC filings as they are enriched.

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