SC 13G/A: HARROW, INC.
Ticker: HROW · Form: SC 13G/A · Filed: Dec 5, 2024 · CIK: 1360214
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by HARROW, INC..
Risk Assessment
Risk Level: low
Filing Stats: 680 words · 3 min read · ~2 pages · Grade level 7 · Accepted 2024-12-05 19:08:52
Key Financial Figures
- $0.001 — Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class o
Filing Documents
- sc13ga.htm (SC 13G/A) — 44KB
- 0001099910-24-000401.txt ( ) — 46KB
(a). NAME
ITEM 1(a). NAME OF ISSUER: Harrow, Inc. (the “ Issuer ”)
(b). ADDRESS
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 102 Woodmont Blvd, Suite 610, Nashville, TN 37205
(a). NAME
ITEM 2(a). NAME OF PERSON FILING: Daniel L. Kaufman (the “ Reporting Person ”) ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office of the Reporting Person is 2158 Park Boulevard, San Juan, Puerto Rico 00913.
(c) CITIZENSHIP
ITEM 2(c) CITIZENSHIP: Mr. Kaufman is a U.S. citizen.
(d). TITLE
ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 par value per share (“ Common Stock ”)
(e). CUSIP
ITEM 2(e). CUSIP NUMBER: 415858109
If
ITEM 3. If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a : Not Applicable
OWNERSHIP
ITEM 4. OWNERSHIP : (a) Amount Beneficially Owned: 1,684,424 (b) Percent of Class: 4.75% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,684,424 (ii) Shared power to vote or to direct the vote: (iii) Sole power to dispose or to direct the disposition of: 1,684,424 (iv) Shared power to dispose or to direct the disposition of: ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following . CUSIP NO. 415858109 13 G/A Page 4 of 5 Pages
OWNERSHIP
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON : Not Applicable.
IDENTIFICATION
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not Applicable.
IDENTIFICATION
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP : Not Applicable.
NOTICE
ITEM 9. NOTICE OF DISSOLUTION OF GROUP : Not Applicable.
CERTIFICATION
ITEM 10. CERTIFICATION : By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. LIST OF EXHIBITS None. CUSIP NO. 415858109 13 G/A Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 6, 2024 /s/ Daniel L. Kaufman Daniel L. Kaufman Title: Individual Investor