SC 13G: HERITAGE COMMERCE CORP

AI Summary

SC 13G filing by HERITAGE COMMERCE CORP.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• eps11204_htbk.htm (SC 13G) — 98KB
• 0001171520-24-000149.txt ( ) — 100KB

(a)

Item 1(a). Name of Issuer: Heritage Commerce Corp (HTBK)

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: 224 Airport Parkway San Jose, CA 95110

(a)

Item 2(a). Name of Person Filing: This Schedule 13G is being filed on behalf of the following Reporting Persons: Financial Opportunity Fund LLC Financial Opportunity Long/Short Fund LLC FJ Capital Management LLC Martin Friedman

(b)

Item 2(b). Address of Principal Business Office or, if None, Residence: FJ Capital Management, LLC 7901 Jones Branch Drive, Suite 210 McLean, VA 22102 Financial Opportunity Fund LLC 7901 Jones Branch Drive, Suite 210 McLean, VA 22102 Financial Opportunity Long/Short Fund LLC 7901 Jones Branch Drive, Suite 210 McLean, VA 22102 Martin Friedman 7901 Jones Branch Drive, Suite 210 McLean, VA 22102

(c)

Item 2(c). Citizenship: Financial Opportunity Fund LLC, Financial Opportunity Long/Short Fund LLC, and FJ Capital Management LLC – Delaware limited liability companies Martin Friedman – United States citizen

(d)

Item 2(d). Title of Class of Securities: Common Stock

(e)

Item 2(e). CUSIP Number: 426927 10 9 CUSIP No. 426927 10 9 Page 7 of 9 Item 3. If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a: (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J). Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: FJ Capital Management LLC – 3,202,856 shares Financial Opportunity Fund LLC – 2,889,436shares Financial Opportunity Long/Short Fund LLC –124,943 shares Martin Friedman – 3,202,856 shares (b) Percent of class: FJ Capital Management LLC – 5.24% Financial Opportunity Fund LLC – 4.73% Financial Opportunity Long/Short Fund LLC – 0.20% Martin Friedman – 5.24% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote CUSIP No. 426927 10 9 Page 8 of 9 All Reporting Persons - 0 (ii) Shared power to vote or to direct

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