HeartCore Enterprises Files Definitive Proxy Statement

TL;DR

HeartCore Proxy Statement Filed - Shareholders vote soon.

AI Summary

HeartCore Enterprises, Inc. filed a definitive proxy statement (DEF 14A) on August 23, 2024. The filing pertains to the company's proxy solicitation for its annual meeting. The company is incorporated in Delaware with its principal business address in Tokyo, Japan.

Why It Matters

This filing is crucial for shareholders as it outlines the agenda and proposals for the company's annual meeting, allowing them to make informed voting decisions.

Risk Assessment

Risk Level: low — This is a routine DEF 14A filing, which is standard for publicly traded companies and does not inherently indicate new risks.

Key Numbers

• 1231 — Fiscal Year End (Indicates the end of the company's financial reporting year.)

Key Players & Entities

• HeartCore Enterprises, Inc. (company) — Registrant
• 0001493152-24-033707 (filing_id) — Accession Number
• 20240823 (date) — Filing Date
• Tokyo, Japan (location) — Business Address City/State
• DE (state) — State of Incorporation

FAQ

Key Financial Figures

• $0.0001 — holders of our common stock, par value $0.0001 per share, at the close of business on

Filing Documents

• formdef14a.htm (DEF 14A) — 530KB
• proxy_001.jpg (GRAPHIC) — 357KB
• proxy_002.jpg (GRAPHIC) — 343KB
• 0001493152-24-033707.txt ( ) — 1495KB

Executive Compensation

Executive Compensation 13 Certain Relationships and Related Party Transactions 31 PROPOSAL 2—APPROVAL OF AMENDMENT OF CERTIFICATE OF INCORPORATION TO EFFECTUATE REVERSE STOCK SPLIT 32 Vote Required 38 Recommendation 38 PROPOSAL 3—RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 38 Pre-Approval Policy 39 Report of the Audit Committee 39 Vote Required 40 Recommendation 40

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 40 OTHER MATTERS 41 ANNUAL REPORT 41 “HOUSEHOLDING” OF PROXY MATERIALS 41 STOCKHOLDER PROPOSALS FOR 2025 ANNUAL MEETING OF STOCKHOLDERS 42 2 HEARTCORE ENTERPRISES, INC. 1-2-33, Higashigotanda, Shinagawa-ku, Tokyo, Japan PROXY GENERAL INFORMATION This Proxy Statement is furnished in connection with the solicitation by the Board of Directors (the “Board”) of HeartCore Enterprises, Inc., a Delaware corporation (the “Company,” “HeartCore,” “we,” “our” or “us”), of proxies to be voted at our 2024 Virtual Annual Meeting of Stockholders (the “Annual Meeting”) and at any adjournment or postponement of the Annual Meeting. The Annual Meeting will take place on Friday, September 27, 2024, beginning at 8:00 a.m., Eastern Time, at www.virtualshareholdermeeting.com/HTCR2024 . You will need to provide your 16-digit control number that is on your proxy card to gain access to the Annual Meeting. The Board of Directors of the Company urges you to promptly execute and return your proxy in the enclosed envelope, even if you plan to attend the Annual Meeting. This is designed to authenticate stockholders’ identities, to allow stockholders to give their voting instructions and to confirm that stockholders’ instructions have been recorded properly. Any stockholder submitting a proxy may revoke such proxy at any time prior to its exercise by notifying the Secretary of the Company, in writing, prior to the Annual Meeting. Any stockholder attending the Annual Meeting may revoke his or her proxy and vote personally by notifying the Secretary of the Company at the Annual Meeting. This Proxy Statement, the Notice of Annual Meeting, and accompanying proxy are being furnished to holders of our common stock, par value $0.0001 per share, at the close of business on August 2, 2024 (the &l

View Full Filing

View this DEF 14A filing on SEC EDGAR