Hilltop Holdings Inc. Reports Material Agreement Termination

Ticker: HTH · Form: 8-K · Filed: Jan 16, 2025 · CIK: 1265131

Hilltop Holdings INC. 8-K Filing Summary
FieldDetail
CompanyHilltop Holdings INC. (HTH)
Form Type8-K
Filed DateJan 16, 2025
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.01, $150 m
Sentimentneutral

Sentiment: neutral

Topics: material-agreement, financial-obligation, 8-k

TL;DR

Hilltop Holdings terminated a key agreement, potentially triggering financial obligations.

AI Summary

Hilltop Holdings Inc. filed an 8-K on January 15, 2025, reporting the termination of a material definitive agreement and triggering events that accelerate or increase financial obligations. The filing also includes other events and financial statements/exhibits.

Why It Matters

The termination of a material agreement and potential acceleration of financial obligations could significantly impact Hilltop Holdings' financial position and future operations.

Risk Assessment

Risk Level: medium — Termination of material agreements and acceleration of financial obligations can introduce financial and operational risks.

Key Players & Entities

FAQ

What specific material definitive agreement was terminated by Hilltop Holdings Inc.?

The filing does not specify the name of the material definitive agreement that was terminated.

What are the triggering events that accelerate or increase a direct financial obligation or an obligation under an off-balance sheet arrangement?

The filing indicates that such triggering events have occurred but does not provide specific details about them.

What is the nature of the 'Other Events' reported in this 8-K filing?

The filing mentions 'Other Events' as an item but does not elaborate on their specific nature within the provided text.

When was Hilltop Holdings Inc. incorporated and in which state?

Hilltop Holdings Inc. was incorporated in Maryland.

What is the business address and phone number for Hilltop Holdings Inc.?

The business address is 6565 Hillcrest Ave., Dallas, TX 75205, and the phone number is 214.855.2177.

Filing Stats: 681 words · 3 min read · ~2 pages · Grade level 10.7 · Accepted 2025-01-16 16:56:26

Key Financial Figures

Filing Documents

02 Termination of a Material Definitive Agreement

Item 1.02 Termination of a Material Definitive Agreement. On January 15, 2025 (the "Redemption Date"), Hilltop Holdings Inc. (the "Company") redeemed all of its outstanding 5.00% Senior Notes due 2025 (the "Senior Notes") at a redemption price equal to the aggregate principal amount of $150 million, plus accrued and unpaid interest to, but excluding, the Redemption Date (collectively, the "Redemption Price"). The redemption of the Senior Notes was pursuant to the Indenture, dated as of April 9, 2015 (the "Senior Notes Indenture"), between the Company and U.S. Bank National Association, as Trustee (solely in its capacity as trustee for the Senior Notes), which permitted the redemption of the Senior Notes beginning 90 days prior to April 15, 2025 (the maturity date of the Senior Notes). The Company irrevocably deposited with the trustee funds in an amount sufficient to pay the Redemption Price on the Redemption Date to satisfy and discharge its obligations under the Senior Notes and the Senior Notes Indenture. Section 2 – Financial Information Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement. The information set forth in Item 1.02 of this Current Report on Form 8-K is incorporated by reference into this Item 2.04. Section 8 – Other Events

01 Other

Item 8.01 Other Events The information set forth in Item 1.02 of this Current Report on Form 8-K is incorporated by reference into this Item 8.01. Section 9 – Financial Statements and Exhibits

01 Financial

Item 9.01 Financial (a) Financial statements of businesses acquired. Not applicable. (b) Pro forma financial information. Not applicable. (c) Shell company transactions. Not applicable. (d) Exhibits. The following exhibit is filed or furnished, depending on the relative item requiring such exhibit, in accordance with the provisions of Item 601 of Regulation S-K and Instruction B.2 to this form. Exhibit Number Description of Exhibit 104 Cover Page Interactive File (formatted as Inline XBRL). 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Hilltop Holdings Inc., a Maryland corporation Date:January 16, 2025 By: /s/ COREY G. PRESTIDGE Name: Corey G. Prestidge Title: Executive Vice President, General Counsel & Secretary 3

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