Interactive Brokers Files 8-K on Shareholder Votes & Exhibits

TL;DR

IBKR filed an 8-K on 4/23 for shareholder votes and financials from 4/18.

AI Summary

Interactive Brokers Group, Inc. filed an 8-K on April 23, 2024, reporting on matters submitted to a vote of security holders and including financial statements and exhibits. The earliest event reported was April 18, 2024. The company is incorporated in Delaware and headquartered in Greenwich, CT.

Why It Matters

This filing provides updates on corporate governance matters and financial reporting for Interactive Brokers Group, Inc., which is crucial for investors to understand the company's operational and shareholder engagement status.

Risk Assessment

Risk Level: low — This is a routine regulatory filing detailing corporate actions and financial reporting, not indicating any immediate financial distress or significant new risks.

Key Numbers

• 001-33440 — SEC File Number (Identifies the specific SEC filing for Interactive Brokers Group, Inc.)
• 30-0390693 — I.R.S. Employer Identification Number (Company's tax identification number.)

Key Players & Entities

• Interactive Brokers Group, Inc. (company) — Registrant
• April 18, 2024 (date) — Earliest Event Reported
• April 23, 2024 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• Greenwich, CT (location) — Principal Executive Offices

FAQ

Filing Documents

• ibkr-20240418x8k.htm (8-K) — 195KB
• 0001381197-24-000089.txt ( ) — 317KB
• ibkr-20240418.xsd (EX-101.SCH) — 2KB
• ibkr-20240418_lab.xml (EX-101.LAB) — 19KB
• ibkr-20240418_pre.xml (EX-101.PRE) — 10KB
• ibkr-20240418x8k_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. The annual meeting of stockholders of Interactive Brokers Group, Inc. (the "Company") was held on April 18, 2024. The stockholders voted on proposals to elect directors to the Company's Board of Directors (the "Board"); to ratify the appointment of Deloitte as independent auditor; and to hold an advisory vote to determine the frequency of future advisory votes on executive compensation. All nominees for election to the Board were elected for a one-year term expiring at the annual meeting of stockholders in the following year. Each director will hold office until his successor has been elected and qualified or until the director's earlier resignation or removal. The number of votes cast for or against and the number of abstentions with respect to each proposal is set forth below. The Company's independent inspector of election reported the vote of the stockholders as follows: Proposal No.1 - To elect nine directors to the Board of Directors to serve until the annual stockholders' meeting in 2025, and until their respective successors have been elected and qualified. Election of Directors (Percentages shown are of the votes cast) Broker For Against Abstain Non-Vote Thomas Peterffy 361,866,836 39,350,723 48,876 12,707,279 90.18% 9.81% 0.01% Earl H. Nemser 360,072,722 41,143,093 50,620 12,707,279 89.74% 10.25% 0.01% Milan Galik 363,356,447 37,859,335 50,653 12,707,279 90.55% 9.44% 0.01% Paul J. Brody 380,410,352 20,806,075 50,008 12,707,279 94.80% 5.19% 0.01% Lawrence E. Harris 395,129,333 6,094,245 42,857 12,707,279 98.47% 1.52% 0.01% William Peterffy 356,645,293 44,544,200 76,942 12,707,279 88.88% 11.10% 0.02% Nicole Yuen 376,950,407 24,266,116 49,912 12,707,279 93.94% 6.05% 0.01% Jill Bright 399,396,436 1,828,683 41,316 12,707,279 99.53% 0.46% 0.01% Richar

View Full Filing

View this 8-K filing on SEC EDGAR