Intercontinental Exchange Files 10-K/A Amendment

TL;DR

<b>Intercontinental Exchange filed an amendment to its 2023 10-K report, confirming its status as a seasoned issuer.</b>

AI Summary

Intercontinental Exchange, Inc. (ICE) filed a Amended Annual Report (10-K/A) with the SEC on March 27, 2024. Filing is an Amendment No. 1 to the annual report on Form 10-K for the fiscal year ended December 31, 2023. The company's principal executive offices are located at 5660 New Northside Drive, Atlanta, Georgia. Intercontinental Exchange, Inc. is incorporated in Delaware and has an IRS Employer Identification Number of 46-2286804. Common stock with a par value of $0.01 per share is traded under the symbol ICE on the New York Stock Exchange. The filing indicates the company is a well-known seasoned issuer and has filed all required reports for the preceding 12 months.

Why It Matters

For investors and stakeholders tracking Intercontinental Exchange, Inc., this filing contains several important signals. This amendment suggests potential updates or corrections to the original 10-K filing, which could contain material information for investors. Confirmation of 'well-known seasoned issuer' status implies a history of timely and comprehensive SEC filings, generally viewed positively by the market.

Risk Assessment

Risk Level: low — Intercontinental Exchange, Inc. shows low risk based on this filing. The filing is an amendment to a 10-K, which is a routine update and does not inherently signal new risks.

Analyst Insight

Review the specific changes made in Amendment No. 1 to the 10-K filing for any material updates to Intercontinental Exchange's financial or operational status.

Key Numbers

• 001-36198 — Commission File Number (SEC Filing)
• 46-2286804 — IRS Employer Identification Number (Company Data)
• 30328 — ZIP Code (Business Address)
• 770-857-4700 — Business Phone (Company Data)

Key Players & Entities

• Intercontinental Exchange, Inc. (company) — Registrant
• ICE (company) — Trading Symbol
• New York Stock Exchange (company) — Exchange
• Delaware (company) — State of Incorporation
• 2023-12-31 (date) — Fiscal Year End
• 2024-03-27 (date) — Filing Date

FAQ

Industry Context

Intercontinental Exchange operates in the financial services sector, specifically focusing on exchanges and financial data services.

Regulatory Implications

The filing is made under the Securities Exchange Act of 1934, which governs the reporting requirements for public companies.

What Investors Should Do

1. Analyze the specific changes within Amendment No. 1 to the 10-K.
2. Verify the company's financial health and operational disclosures in the amended filing.
3. Monitor future filings for any further updates or significant disclosures.

Key Dates

• 2023-12-31: Fiscal Year End — Reporting period for the 10-K filing.
• 2024-03-27: Filing Date — Date of the 10-K/A Amendment filing.

Year-Over-Year Comparison

This is an amendment to the previously filed 10-K for the fiscal year ended December 31, 2023.

Key Financial Figures

• $0.01 — nge on Which Registered Common Stock, $0.01 par value per share ICE New York St
• $3.0 billion — lenders party thereto for an aggregate $3.0 billion five-year senior unsecured revolving cr

Filing Documents

• d753112d10ka.htm (10-K/A) — 151KB
• d753112dex232.htm (EX-23.2) — 6KB
• d753112dex311.htm (EX-31.1) — 3KB
• d753112dex312.htm (EX-31.2) — 3KB
• d753112dex321.htm (EX-32.1) — 4KB
• d753112dex322.htm (EX-32.2) — 4KB
• 0001193125-24-078967.txt (&nbsp;) — 394KB
• ck0001571949-20231231.xsd (EX-101.SCH) — 5KB
• ck0001571949-20231231_cal.xml (EX-101.CAL) — 1KB
• ck0001571949-20231231_def.xml (EX-101.DEF) — 17KB
• ck0001571949-20231231_lab.xml (EX-101.LAB) — 23KB
• ck0001571949-20231231_pre.xml (EX-101.PRE) — 18KB
• d753112d10ka_htm.xml (XML) — 8KB

Financial Statements

Financial Statements Our consolidated financial statements and the related reports of management and our independent registered public accounting firm which are required to be filed as part of this report are included in our 2023 Form 10-K filed on February 8, 2024. These consolidated financial statements are as follows: Consolidated Balance Sheets as of December 31, 2023 and 2022 Consolidated Statements of Income for the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Comprehensive Income for the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Changes in Equity and Redeemable Non-Controlling Interest for the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Cash Flows for the years ended December 31, 2023, 2022 and 2021

Notes to Consolidated Financial Statements

Notes to Consolidated Financial Statements (2) Financial Statement Schedules Schedules have been omitted because they are not applicable or the required information is included in the consolidated financial statements or notes, thereto. (3) Exhibits See (b) below. (b) Exhibits The exhibits listed below under "Index to Exhibits" are filed with or incorporated by reference in our 2023 Form 10-K and this Amendment No. 1. Where such filing is made by incorporation by reference to a previously filed registration statement or report, such registration statement or report is identified in parentheses. We will furnish any exhibit upon request to Investor Relations, 5660 New Northside Drive, Atlanta, Georgia 30328. (c) Separate financial statements of subsidiaries not consolidated and fifty percent or less owned persons The consolidated financial statements of Bakkt Holdings, Inc. as of and for the year ended December 31, 2023, and the related notes, audited by Ernst & Young LLP, independent registered public accounting firm, as set forth in their report dated March 25, 2024 included therein, included in Exhibit 99.1 to this Amendment No. 1, are filed as part of Item 15 of this Amendment No. 1 to our 2023 Form 10-K and should be read in conjunction with our consolidated financial statements EXHIBITS Exhibit Number Description of Document 2.1 — Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc. (incorporated by reference to Exhibit 2.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on May 6, 2022, File No. 001-36198). 2.2 — Amendment No. 1, dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc. (incorporated by reference to Exhibit 2.1 to Intercontinental Exchange, Inc.'s Current Report on

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View this 10-K/A filing on SEC EDGAR