ICE Files 8-K on Shareholder Vote Matters

TL;DR

ICE filed an 8-K on 5/21 for a 5/17 shareholder vote. Standard corporate update.

AI Summary

Intercontinental Exchange, Inc. (ICE) filed an 8-K on May 21, 2024, reporting on matters submitted to a vote of security holders on May 17, 2024. The filing details the company's corporate structure, including its state of incorporation (Delaware) and principal executive offices in Atlanta, Georgia.

Why It Matters

This filing provides official notification of corporate actions and shareholder decisions, which can impact investor confidence and the company's governance structure.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and shareholder votes, not indicating any immediate financial distress or significant operational change.

Key Numbers

• 001-36198 — Commission File Number (Identifies the SEC filing for Intercontinental Exchange, Inc.)
• 46-2286804 — I.R.S. Employer Identification Number (Company's tax identification number.)

Key Players & Entities

• Intercontinental Exchange, Inc. (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• Atlanta, Georgia (location) — Principal Executive Offices
• May 21, 2024 (date) — Date of Report
• May 17, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.01 — nge on Which Registered Common Stock, $0.01 par value per share ICE New York Stoc

Filing Documents

• tm2415083d1_8k.htm (8-K) — 38KB
• 0001104659-24-063868.txt ( ) — 207KB
• ice-20240517.xsd (EX-101.SCH) — 3KB
• ice-20240517_lab.xml (EX-101.LAB) — 33KB
• ice-20240517_pre.xml (EX-101.PRE) — 22KB
• tm2415083d1_8k_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. (a) The Annual Meeting of Stockholders of the Company was held on May 17, 2024. At the close of business on March 21, 2024, which was the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 573,428,786 outstanding shares of common stock eligible to vote at the Annual Meeting, constituting all of the outstanding voting securities of the Company. (b) The results of the matters submitted to a stockholder vote at the Annual Meeting are as follows: 1. Election of Directors : Our stockholders elected the following ten directors to each serve a one-year term expiring on the date of the 2025 Annual Meeting of Stockholders or until his or her earlier resignation or successor has been duly elected and qualified: For Against Abstain Broker Non-Votes Sharon Y. Bowen 495,162,398 508,977 375,631 28,147,249 Shantella E. Cooper 491,215,776 4,469,625 361,605 28,147,249 Duriya M. Farooqui 495,020,025 622,931 404,050 28,147,249 Lord Hague of Richmond 489,842,149 5,805,479 399,378 28,147,249 Mark F. Mulhern 481,348,973 14,305,984 392,049 28,147,249 Thomas E. Noonan 484,358,491 11,293,612 394,903 28,147,249 Caroline L. Silver 482,319,489 13,349,775 377,742 28,147,249 Jeffrey C. Sprecher 473,494,788 20,158,650 2,393,568 28,147,249 Judith A. Sprieser 450,644,829 42,294,548 3,107,629 28,147,249 Martha A. Tirinnanzi 495,066,370 588,364 392,272 28,147,249 2. Advisory Resolution on Executive Compensation : Our stockholders approved the proposal on executive compensation. As previously disclosed, our Board has determined to hold advisory votes on executive compensation annually. For Against Abstain Broker Non-Votes 392,378,229 102,241,396 1,427,381 28,147,249 3. Ratification of Appointment of Independent Registered Public Accounting Firm : Our stockholders ratified the selection of Ernst & Young LLP as

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. INTERCONTINENTAL EXCHANGE, INC. Date: May 21, 2024 By: /s/ Andrew J. Surdykowski Andrew J. Surdykowski General Counsel

View Full Filing

View this 8-K filing on SEC EDGAR