City of London IM Maintains Passive Stake in Morgan Stanley India Fund

TL;DR

**City of London IM still holds a big, passive chunk of Morgan Stanley India Fund.**

AI Summary

City of London Investment Management Company Limited, a UK-based investment firm, filed an amended SC 13G/A on February 9, 2024, indicating its ownership of Common Stock in Morgan Stanley India Investment Fund, Inc. as of December 31, 2023. This is the 12th amendment to their Schedule 13G filing, showing their continued significant, but passive, stake in the fund. This matters to investors because it confirms a major institutional investor's ongoing interest in the fund, potentially signaling confidence in its long-term prospects.

Why It Matters

This filing confirms a major institutional investor's continued, passive ownership in the Morgan Stanley India Investment Fund, which can be a positive signal for current and prospective shareholders.

Risk Assessment

Risk Level: low — This filing is routine and indicates a passive investment, posing minimal direct risk to the stock.

Analyst Insight

A smart investor would view this as confirmation of an institutional investor's continued interest, but recognize that the 'passive' nature of the filing means no immediate activist action or significant change in company direction is implied.

Key Numbers

• 12 — Amendment Number (This is the 12th amendment to the Schedule 13G filing by City of London Investment Management Company Limited.)
• 61745C105 — CUSIP Number (Identifies the specific class of securities (Common Stock) of Morgan Stanley India Investment Fund, Inc.)

Key Players & Entities

• City of London Investment Management Company Limited (company) — the reporting person and institutional investor
• Morgan Stanley India Investment Fund, Inc. (company) — the subject company (issuer) in which shares are held
• December 31, 2023 (date) — the date of the event requiring this filing
• February 9, 2024 (date) — the filing date of the SC 13G/A
• 61745C105 (string) — the CUSIP number for the Common Stock

Forward-Looking Statements

• City of London Investment Management Company Limited will maintain a significant, passive stake in Morgan Stanley India Investment Fund, Inc. for the foreseeable future. (City of London Investment Management Company Limited) — high confidence, target: December 31, 2024
• The investment strategy of Morgan Stanley India Investment Fund, Inc. will not be significantly influenced by City of London Investment Management Company Limited due to its passive filing status. (Morgan Stanley India Investment Fund, Inc.) — high confidence, target: December 31, 2024

FAQ

Filing Documents

• col13g_18751f.htm (SC 13G/A) — 77KB
• 0001072613-24-000100.txt ( ) — 79KB

(a)

Item 1(a). Name of Issuer: Morgan Stanley India Investment Fund, Inc.

(b)

Item 1(b). Address of Issuer's Principal Executive Offices: The principal executive offices of the Fund are located at: 522 Fifth Avenue New York, NY 10036

(a)

Item 2(a). Name of Person Filing: This statement is being filed by City of London Investment Management Company Limited (“CLIM” or the “Reporting Person”). CLIM is a fund manager, which specializes in investing in closed-end investment companies and is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. CLIM is controlled by City of London Investment Group plc (“CLIG”), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between CLIM and CLIG such that voting and investment power over the subject securities is exercised by CLIM independently of CLIG, and, accordingly, attribution of beneficial CLIM is principally engaged in the business of providing investment advisory services to various public and private investment funds, including Emerging Markets Global Fund (“CG”), a private investment fund organized as a Delaware business trust, Emerging Markets Investable Fund (“CI”), a private investment fund organized as a Delaware business trust, The Emerging World Fund (“EWF”), a Dublin, Ireland-listed open-ended investment company, Emerging (Free) Markets Country Fund (“FREE”), a private investment fund organized as a Delaware business trust, Emerging Markets Country Fund (“GBL”), a private investment fund organized as a Delaware business trust, The EM Plus CEF Fund (“PLUS”), a private investment fund organized as a Delaware business trust, The EM Special Situations CEF Focused Fund (“UNIQUE”), a private investment fund organized as a Delaware business trust, and unaffiliated third-party segregated accounts over which CLIM exercises discretionary voting and investment authority (the “Segregated Accounts”). CG, CI, EWF, FREE, GBL,

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: 77 Gracechurch Street London EC3V 0AS England

(c)

Item 2(c). Citizenship: England and Wales

(d)

Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share

(e)

Item 2(e). CUSIP Number: 61745C105 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 61745C105 13G Page 5 of 6 Pages Item 4. (a) Amount beneficially owned: 1,032,364 (b) Percent of Class: 10.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,032,364 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,032,364 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. of Five Percent or Less of a Class. Not applicable. Item 6. of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not a

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