I3 Verticals, Inc. (IIIV) — SEC Filings
I3 Verticals, Inc. (IIIV) — 28 SEC filings. Latest: 10-K (Nov 21, 2025). Includes 14 8-K, 6 10-Q, 3 SC 13G/A.
View I3 Verticals, Inc. on SEC EDGAR
Overview
I3 Verticals, Inc. (IIIV) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-K filed on Nov 21, 2025: i3 Verticals, Inc. (IIIV) reported significant strategic shifts for the fiscal year ended September 30, 2025, primarily driven by the divestiture of two key business segments. On September 20, 2024, the company completed the sale of its Merchant Services Business for approximately $439.5 million in
Sentiment Summary
Across 28 filings, the sentiment breakdown is: 1 bearish, 26 neutral, 1 mixed. The dominant filing sentiment for I3 Verticals, Inc. is neutral.
Filing Type Overview
I3 Verticals, Inc. (IIIV) has filed 2 10-K, 14 8-K, 6 10-Q, 2 DEF 14A, 1 SC 13G, 3 SC 13G/A with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (28)
Risk Profile
Risk Assessment: Of IIIV's 22 recent filings, 0 were flagged as high-risk, 12 as medium-risk, and 10 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Key Executives
- Robert W. M. Johnson
- David A. Smith
- Gregory L. Daily
- Christopher L. Riley
Industry Context
i3 Verticals operates within the enterprise software market, specifically targeting the public sector. This niche requires solutions tailored to government functions like courts, public safety, and administration. The company aims to leverage its leadership position in this vertical, which spans across all 50 US states and Canada, by providing mission-critical, cloud-native software.
Top Tags
financials (6) · 10-Q (5) · 8-K (4) · operations (3) · financial-condition (3) · financial-reporting (3) · Fintech (2) · Quarterly Earnings (2) · sec-filing (2) · material-agreement (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Cash proceeds from Merchant Services Business sale | $439.5M | Significantly impacts liquidity and strategic focus |
| Outstanding Class A common stock shares | 23,972,102 | As of November 20, 2025, relevant for market capitalization |
| Outstanding Class B common stock shares | 8,381,681 | As of November 20, 2025, indicates dual-class structure |
| Aggregate market value of Class A common stock held by non-affiliates | $577.6M | As of March 31, 2025, indicates public float |
| Net Loss (Q3 2025) | $1.5M | Shift from $1.4M net income in Q3 2024, indicating profitability decline. |
| Revenue (Q3 2025) | $89.5M | Increased by 10.5% from $81.0M in Q3 2024, showing top-line growth. |
| Total Assets (June 30, 2025) | $1.0B | Increased from $998.7M as of September 30, 2024, reflecting asset growth. |
| Revenue Growth (Q3 YoY) | 10.5% | Percentage increase in revenue from continuing operations for the three months ended June 30, 2025. |
| Revenue Growth (9 Months YoY) | 10.8% | Percentage increase in total revenue for the nine months ended June 30, 2025. |
| Fiscal Quarter | Q2 2025 | Reporting period for the 10-Q |
| Fiscal Year End | 0930 | Company's fiscal year closing date |
| SEC File Number | 001-38532 | Identifies the company's filing history with the SEC. |
| IRS Employer Identification No. | 82-4052852 | Company's tax identification number. |
| Senior Secured Revolving Credit Facility | $100.0M | Provides enhanced financial flexibility |
| Maturity Date | 2030-01-23 | Indicates the term of the credit facility |
Forward-Looking Statements
- {"claim":"i3 Verticals, Inc. will continue to show growth in retained earnings in the next fiscal quarter.","entity":"i3 Verticals, Inc.","targetDate":"2024-03-31","confidence":"medium"}
Frequently Asked Questions
What are the latest SEC filings for I3 Verticals, Inc. (IIIV)?
I3 Verticals, Inc. has 28 recent SEC filings from Jan 2024 to Nov 2025, including 14 8-K, 6 10-Q, 3 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of IIIV filings?
Across 28 filings, the sentiment breakdown is: 1 bearish, 26 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find I3 Verticals, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all I3 Verticals, Inc. (IIIV) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for I3 Verticals, Inc.?
Key financial highlights from I3 Verticals, Inc.'s most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for IIIV?
The investment thesis for IIIV includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at I3 Verticals, Inc.?
Key executives identified across I3 Verticals, Inc.'s filings include Robert W. M. Johnson, David A. Smith, Gregory L. Daily, Christopher L. Riley.
What are the main risk factors for I3 Verticals, Inc. stock?
Of IIIV's 22 assessed filings, 0 were flagged high-risk, 12 medium-risk, and 10 low-risk.
What are recent predictions and forward guidance from I3 Verticals, Inc.?
Recent forward-looking statements from I3 Verticals, Inc. include guidance on {"claim":"i3 Verticals, Inc. will continue to show growth in retained earnings in the next fiscal quarter.","entity":"i3.