AGBA Group Holding Ltd. Files 6-K on Foreign Private Issuer Status

TL;DR

AGBA Group Holding Ltd. (AGBA) confirms it's a 'Foreign Private Issuer' as of Q2 2024, impacting its SEC filings.

AI Summary

AGBA Group Holding Limited, a British Virgin Islands company, filed a Form 6-K on September 3, 2024, to report its status as a "Foreign Private Issuer" as of June 28, 2024. This classification impacts its SEC filing requirements under the Exchange Act.

Why It Matters

This filing clarifies AGBA's regulatory status with the SEC, which can affect reporting obligations and investor information availability.

Risk Assessment

Risk Level: low — The filing is a routine procedural update regarding the company's classification as a foreign private issuer, not indicating new financial or operational risks.

Key Players & Entities

• AGBA Group Holding Limited (company) — Filer of the 6-K report
• June 28, 2024 (date) — Date as of which the company qualifies as a Foreign Private Issuer
• Securities Exchange Act of 1934 (legal_document) — Governing act for the Foreign Private Issuer classification

FAQ

Filing Documents

• ea0213189-6k_agbagroup.htm (6-K) — 12KB
• 0001213900-24-075149.txt ( ) — 13KB

From the Filing

OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of September 2024 Commission File No.: 001-38909 AGBA GROUP HOLDING LIMITED AGBA Tower 68 Johnston Road Wanchai, Hong Kong SAR (Address of Principal Executive Offices.) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F Form 40-F Other Events. As of June 28, 2024, the last business day of the most recently completed second fiscal quarter of AGBA Group Holding Limited, a British Virgin Islands company (“Company” or “we,” “us” or “our”), the Company qualifies as a “Foreign Private Issuer” as defined under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Therefore, it will commence filing any required documents with the Securities and Exchange Commission as a foreign private issuer. As a foreign private issuer, we are exempt from certain provisions applicable to United States public companies, including: the requirement to file quarterly reports on Form 10-Q or current reports on Form 8-K; the sections of the Exchange Act regulating the solicitation of proxies, consents or authorizations with respect to a security registered under the Exchange Act; provisions of Regulation FD aimed at preventing issuers from making selective disclosures of material information; and the sections of the Exchange Act requiring our insiders to file public reports of their stock ownership and trading activities and establishing insider liability for profits realized from any “short swing” trading transactions (i.e., a purchase and sale, or a sale and purchase, of the issuer’s equity securities within less than six months). In addition, the NASDAQ Stock Market provides certain exemptions to its listing rules for foreign private issuers, such as more lenient corporate governance requirements and the ability to not seek approval from shareholders in cases where it would not be required under home country rules. Because of these exemptions, our shareholders will not be afforded the same protections or information generally available to investors holding shares in public companies organized in the United States. 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AGBA GROUP HOLDING LIMITED By: /s/ Shu Pei Huang, Desmond Name: Shu Pei Huang, Desmond Title: Acting Group Chief Financial Officer Dated: September 3, 2024 2

View Full Filing

View this 6-K filing on SEC EDGAR