Oaktree Capital Group Discloses Stake in Indivior PLC

TL;DR

**Oaktree Capital now owns >5% of Indivior PLC.**

AI Summary

Oaktree Capital Holdings, LLC, along with several affiliated entities, has filed a Schedule 13D on October 4, 2024, indicating they collectively beneficially own more than 5% of Indivior PLC's common stock. The filing details the group members and their roles in managing these holdings, with Oaktree Capital Management, L.P. acting as the investment manager.

Why It Matters

This filing signals a significant investment by a major asset manager in Indivior PLC, potentially influencing the company's stock performance and strategic decisions.

Risk Assessment

Risk Level: medium — The filing indicates a significant stake by a large investment firm, which could lead to increased volatility or strategic shifts for Indivior PLC.

Key Numbers

• 5% — Beneficial Ownership Threshold (Minimum ownership requiring a 13D filing)

Key Players & Entities

• Oaktree Capital Holdings, LLC (company) — Filing entity
• Indivior PLC (company) — Subject company
• Oaktree Capital Management, L.P. (company) — Investment manager for the group
• Brookfield Asset Management ULC (company) — Group member
• Oaktree Capital Group Holdings GP, LLC (company) — Group member
• Oaktree Fund GP I, L.P. (company) — Group member
• Oaktree London Liquid Value Opportunities Fund (VOF), L.P. (company) — Group member
• Oaktree Phoenix Investment Fund, L.P. (company) — Group member
• Oaktree Value Opportunities Fund, L.P. (company) — Group member

FAQ

Key Financial Figures

• $0.50 — PLC (Name of Issuer) Ordinary Shares, $0.50 nominal value per share (Title of Clas
• $375,000 — 13d-2 and 16a-3 thereunder and to pay a $375,000 penalty. Item 3. Source and Amount o

Filing Documents

• ef20036708_sc13d.htm (SC 13D) — 264KB
• ef20036708_ex24-1.htm (EX-24.1) — 16KB
• 0001140361-24-042795.txt ( ) — 283KB

From the Filing

SC 13D 1 ef20036708_sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* INDIVIOR PLC (Name of Issuer) Ordinary Shares, $0.50 nominal value per share (Title of Class of Securities) G4766E116 (CUSIP Number) Richard Ting General Counsel & Managing Director Oaktree Capital Group Holdings GP, LLC 333 South Grand Avenue, 28 th Floor Los Angeles, California 90071 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 2, 2024 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-l(e), 240.13d-l(f) or 240.13d-l(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240 13d-7 for other parties to whom copies are to be sent. 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. * information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes'). 1 NAMES OF REPORTING PERSONS Oaktree Value Opportunities Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 5,438,996 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 5,438,996 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,438,996 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.1% (1) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN 1) Calculated based on 133,895,931 Ordinary Shares outstanding as of July 12, 2024, as disclosed in the Issuer's Form 6-K filed with the Securities and Exchange Commission (the "SEC") on July 16, 2024. 1 NAMES OF REPORTING PERSONS Oaktree London Liquid Value Opportunities Fund (VOF), L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 2,351,370 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 2,351,370 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,351,370 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% (1) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN 1) Calculated based on 133,895,931 Ordinary Shares, outstanding as of July 12, 2024, as disclosed in the Issuer's Form 6-K filed with the SEC on July 16, 2024. 1 NAMES OF REPORTING PERSONS Oaktree Phoenix Investment Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 268,780 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 268,780 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 268,780 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% (1) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN (1) Calculated based on 133,895,931 Ordinary Shares, outstanding as of July 12, 2024, as disclosed in the Issuer's Form 6-K filed with the SEC on July 16, 2024. 1 NAMES OF REPORTING PERSONS Oaktree Capital Management, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D)

View Full Filing

View this SC 13D filing on SEC EDGAR