Identiv, Inc. Files 8-K on Shareholder Vote Matters

TL;DR

Identiv (INVE) filed an 8-K on shareholder votes - standard governance update.

AI Summary

Identiv, Inc. filed an 8-K on July 2, 2024, reporting on matters submitted to a vote of security holders as of June 28, 2024. The filing details the company's corporate actions and governance, with no specific financial transactions or significant business events disclosed in this particular report.

Why It Matters

This filing informs shareholders about important corporate decisions and votes, ensuring transparency in the company's governance and operational direction.

Risk Assessment

Risk Level: low — This is a routine regulatory filing concerning shareholder votes and corporate governance, not indicating any immediate financial or operational risks.

Key Players & Entities

• Identiv, Inc. (company) — Registrant
• 000-29440 (company) — SEC File Number
• 77-0444317 (company) — IRS Employer Identification No.
• June 28, 2024 (date) — Date of earliest event reported
• July 2, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.001 — nge on which registered Common Stock, $0.001 par value per share INVE The Nasdaq
• $145.0 million — of security solutions, in exchange for $145.0 million in cash, subject to customary adjustmen

Filing Documents

• d841467d8k.htm (8-K) — 41KB
• 0001193125-24-174393.txt ( ) — 161KB
• inve-20240628.xsd (EX-101.SCH) — 3KB
• inve-20240628_lab.xml (EX-101.LAB) — 18KB
• inve-20240628_pre.xml (EX-101.PRE) — 11KB
• d841467d8k_htm.xml (XML) — 4KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 2201 Walnut Avenue , Suite 100 , Fremont , California 94538 (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, Including Area Code: (949) 250-8888 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of exchange on which registered Common Stock, $0.001 par value per share INVE The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07 Submission of Matters to a Vote of Security Holders. On June 28, 2024, Identiv, Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). The final results for each of the matters submitted to the stockholders at the Company's Annual Meeting are as follows: 1. The sale of the Company's physical security, access card and identity reader operations and assets, including all outstanding shares of Identiv Private Limited, the Company's wholly-owned subsidiary (the "Physical Security Business"), to Hawk Acquisition, Inc., a Delaware corporation ("Buyer") and a wholly-owned subsidiary of Vitaprotech SAS, a French socit par actions simplifie and provider of security solutions, in exchange for $145.0 million in cash, subject to customary adjustments, and the assumption by Buyer of certain liabilities related to the Physical Security Business (collectively, the "Asset Sale"), was approved. The votes were as follows (including the Series B Preferred Stock voting on an as-converted basis): For Against Abstain Broker Non-Votes 20,957,319 811,195 10,010 4,358,105 2. Certain compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Asset Sale was approved, on a non-binding advisory basis. The votes were as follows: For Against Abstain Broker Non-Votes 11,965,471 3,071,114 13,205 4,358,105 3. The following Class III director nominees were elected to each serve for a three-year term ending at the annual meeting of stockholders in 2027 or until their successors have been duly elected and qualified or until they resign or are removed. The votes were as follows: For Withheld Broker Non-Votes Gary Kremen 5,196,514 9,853,276 4,358,105 Richard E Kuntz, M.D. 13,097,946 1,951,844 4,358,105 4. The amendment to the Company's 2011 Incentive Compensation Plan to increase the number of authorized shares of common stock available for issuance thereunder by 1,500,000 shares and to extend the plan through 2034 was approved. The votes were as follows: For Against Abstain Broker Non-Votes 8,704,232 5,096,441 1,249,117 4,358,105 5. The compensation of the Company's named executive officers was approved, on a non-binding advisory basis. The votes were as follows: For Against Abstain Broker Non-Votes 13,337,293 1,671,791 40,706 4,358,105 6. A frequency of one year for holding an advisory vote on named executive officer compensation was approved, on a non-binding advisory basis. The votes were as follows : 1 Year 2 Years 3 Years Abstain 14,495,067 102,837 378,783 73,103 7. The appointment of BPM LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024 was ratified. The votes were as follows: For Against Abstain 19,349,780 14,887 43,228 8. The adjourn

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