Identiv, Inc. Files Proxy Statement for Shareholder Meeting

TL;DR

Identiv proxy filing is out, shareholders vote soon.

AI Summary

Identiv, Inc. filed a Definitive Proxy Statement (DEFA14A) on April 5, 2024, related to its annual meeting. The filing indicates that Identiv, Inc. is the registrant and is soliciting proxies from its shareholders. No fee was required for this filing.

Why It Matters

This filing is important for shareholders as it outlines the agenda and proposals for the company's annual meeting, allowing them to exercise their voting rights.

Risk Assessment

Risk Level: low — This is a routine proxy filing for an annual meeting and does not contain information about significant financial events or strategic shifts.

Key Players & Entities

• Identiv, Inc. (company) — Registrant
• 20240405 (date) — Filing Date
• 0001193125-24-087483 (document_id) — Accession Number

FAQ

Key Financial Figures

• $145m — ), to acquire its Security Business for $145m. This acquisition will create a globa
• $145 million — ve an all-cash payment of approximately $145 million upon closing of the transaction, subjec
• $185M — oup will generate revenues in excess of $185M with more than 700 employees worldwide.

Filing Documents

• d797069ddefa14a.htm (DEFA14A) — 32KB
• g797069g0405024750614.jpg (GRAPHIC) — 2KB
• g797069g0405024751596.jpg (GRAPHIC) — 3KB
• 0001193125-24-087483.txt ( ) — 41KB

Forward-Looking Statements

Forward-Looking Statements This press release contains forward-looking statements, including statements regarding the expected benefits of the transaction. Forward-looking statements are only predictions and are subject to a number of risks and uncertainties, which could cause actual results to differ materially and adversely from those expressed in any forward-looking statements including, but are not limited to: the risk that the conditions to the closing of the transaction are not satisfied; the occurrence of any event, change or other circumstances that could give rise to the termination of the agreement; the ability of each party to consummate the transaction on a timely basis, or at all; and the failure of the transaction to close for any reason. All forward-looking statements are based on information available on the date of this press release, and we assume no obligation to update such statements. Additional Information and Where to Find It Identiv intends to file with the SEC a proxy statement on Schedule 14A with respect to its solicitation of proxies for approval of the transaction (the Proxy Statement). INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE PROXY STATEMENT (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) FILED BY IDENTIV AND ANY OTHER RELEVANT DOCUMENTS FILED WITH THE SEC WHEN THEY BECOME AVAILABLE CAREFULLY AND IN THEIR ENTIRETY BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT ANY SOLICITATION. Investors and security holders may obtain copies of these documents and other documents filed with the SEC by Identiv free of charge through the website maintained by the SEC at www.sec.gov . Copies of the documents filed by Identiv are also available free of charge in the InvestorsFinancials section of Identivs website at identiv.com/investors/financials . Participants in the Solicitation Identiv, its directors, director nominees, certain of its officers, and other members of management and employees (as set forth below) are or may

Security Ownership

Security Ownership of Directors Certain Officers and Other Employees*

Security Ownership of Executive Officers

Security Ownership of Executive Officers Laura Angelini Form 4 filed on August 2, 2023 . Steven Humphreys ( Chief Executive Officer and Director ) Form 4s filed on May 2, 2023 , May 10, 2023 , May 11, 2023 , May 15, 2023 , June 2, 2023 , July 5, 2023 , August 2, 2023 , September 1, 2023 , October 2, 2023 , November 2, 2023 , December 1, 2023 , January 2, 2024 , February 1, 2024 , March 1, 2024 , and April 1, 2024 . Gary Kremen Form 4 filed on August 2, 2023 . Justin Scarpulla ( Chief Financial Officer and Secretary ) N/A Richard E. Kuntz, M.D. Form 4 filed on August 2, 2023 . James E. Ousley Form 4 filed on August 2, 2023 . * The business address is 2201 Walnut Avenue, Suite 100, Fremont, California 94538. Excludes Steven Humphreys, Identivs Chief Executive Officer, who is listed under Certain Officers and Other Employees. In addition, each of Bleichroeder LP and Bleichroeder Holdings LLC (together, Bleichroeder) is or may be deemed to be a participant in the solicitation of proxies from stockholders of Identiv in connection with the transactions contemplated by the agreement. Information about the ownership of securities of Bleichroeder is set forth in the section entitled Security Ownership of Certain Beneficial Owners and Management of the 2023 Proxy Statement and Amendment No. 1 to the Schedule 13D filed by Bleichroeder on October 23, 2023. Any further changes will be reflected in the section entitled Security Ownership of Certain Beneficial Owners and Management of Identivs definitive Proxy Statement, and other materials to be filed with the SEC.

View Full Filing

View this DEFA14A filing on SEC EDGAR