Identiv, Inc. Proxy Statement Filed
Ticker: INVE · Form: DEFA14A · Filed: Apr 9, 2024 · CIK: 1036044
| Field | Detail |
|---|---|
| Company | Identiv, Inc. (INVE) |
| Form Type | DEFA14A |
| Filed Date | Apr 9, 2024 |
| Risk Level | medium |
| Pages | 6 |
| Reading Time | 8 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, sec-filing, corporate-governance
TL;DR
Identiv proxy filing is out, shareholders need to pay attention to upcoming votes.
AI Summary
Identiv, Inc. filed a DEFA14A proxy statement on April 9, 2024. This filing is soliciting material under Rule 14a-12, indicating it's related to a transaction or event that requires shareholder approval or notification. The company, formerly known as SCM Microsystems Inc. and Identive Group, Inc., is based in Fremont, CA.
Why It Matters
This filing is a proxy statement, which means Identiv, Inc. is communicating with its shareholders about important company matters, potentially including voting on proposals, executive compensation, or corporate governance changes.
Risk Assessment
Risk Level: medium — Proxy statements can signal significant corporate events or changes that may impact stock value, requiring careful review by investors.
Key Players & Entities
- Identiv, Inc. (company) — Registrant
- SCM Microsystems Inc (company) — Former Company Name
- IDENTIVE GROUP, INC. (company) — Former Company Name
- 20240409 (date) — Filing Date
FAQ
What type of filing is this DEFA14A for Identiv, Inc.?
This DEFA14A filing is a Definitive Proxy Statement and is classified as soliciting material under Rule 14a-12.
When was this filing submitted to the SEC?
The filing was submitted on April 9, 2024.
What are Identiv, Inc.'s former company names?
Identiv, Inc. was formerly known as SCM Microsystems Inc. and Identive Group, Inc.
Where is Identiv, Inc. located?
Identiv, Inc. is located at 2201 Walnut Avenue, Suite 100, Fremont, CA 94538.
Is there a filing fee associated with this DEFA14A?
No fee is required for this filing.
Filing Stats: 1,929 words · 8 min read · ~6 pages · Grade level 14.7 · Accepted 2024-04-09 16:14:56
Filing Documents
- d826273ddefa14a.htm (DEFA14A) — 31KB
- g826273g0409224853878.jpg (GRAPHIC) — 3KB
- 0001193125-24-090827.txt ( ) — 37KB
Forward-Looking Statements
Forward-Looking Statements This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are those involving future events and future results that are based on current expectations as well as the current beliefs and assumptions of management of Identiv and can be identified by words such as anticipate, believe, continue, plan, will, intend, expect, outlook, and similar references to the future. Any statement that is not a historical fact, including statements regarding: Identivs strategy, opportunities, focus and goals; expected benefits of the launch of Identivs production facility in Thailand; expectations with respect to the change in management following the completion of the proposed transaction, including expected benefits thereof; Identivs beliefs regarding access to future capital; Identivs belief that it has best in class specialty IoT solutions; and Identivs expectations relating to developing the foundation for the future of IoT. Forward-looking statements are only predictions and are subject to a number of risks and uncertainties, many of which are outside Identivs control, which could cause actual results to differ materially and adversely from those expressed in any forward-looking statements. Factors that could cause actual results to differ materially from those in the forward-looking statements include, but are not limited to: the failure of the proposed transaction to close for any reason; risks that the proposed transaction disrupts current business, plans and operations of Identiv or its business prospects; diversion of managements attention from Identivs ongoing business; the ability of Identiv to retain and hire key personnel; the effect of the change in management following the completion of the proposed transaction; competitive responses to the proposed transaction; potential adverse reactions or changes to business relationships resulting from t
Security Ownership
Security Ownership of Directors Certain Officers and Other Employees*
Security Ownership of Executive
Security Ownership of Executive Officers Laura Angelini Form 4 filed on August 2, 2023. Steven Humphreys ( Chief Executive Officer and Director ) Form 4s filed on May 2, 2023 , May 10, 2023 , May 11, 2023 , May 15, 2023 , June 2, 2023 , July 5, 2023 , August 2, 2023 , September 1, 2023 , October 2, 2023 , November 2, 2023 , December 1, 2023 , January 2, 2024 , February 1, 2024 , March 1, 2024 , and April 1, 2024 . Gary Kremen Form 4 filed on August 2, 2023 . Justin Scarpulla ( Chief Financial Officer and Secretary ) N/A Richard E. Kuntz, M.D. Form 4 filed on August 2, 2023 . James E. Ousley Form 4 filed on August 2, 2023 . * The business address is 2201 Walnut Avenue, Suite 100, Fremont, California 94538. Excludes Steven Humphreys, Identivs Chief Executive Officer, who is listed under Certain Officers and Other Employees. In addition, each of Bleichroeder LP and Bleichroeder Holdings LLC (together, Bleichroeder) is or may be deemed to be a participant in the solicitation of proxies from stockholders of Identiv in connection with the Transaction. Information about the ownership of securities of Bleichroeder is set forth in the section entitled Security Ownership of Certain Beneficial Owners and Management of the 2023 Proxy Statement and Amendment No. 1 to the Schedule 13D filed by Bleichroeder on October 23, 2023. Any further changes will be reflected in the section entitled Security Ownership of Certain Beneficial Owners and Management of Identivs definitive Proxy Statement, and other materials to be filed with the SEC. Identiv Media Contact: press@identiv.com Identiv IR Contact: IR@identiv.com